0001209191-16-100275.txt : 20160218 0001209191-16-100275.hdr.sgml : 20160218 20160218205251 ACCESSION NUMBER: 0001209191-16-100275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160216 FILED AS OF DATE: 20160218 DATE AS OF CHANGE: 20160218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OncoCyte Corp CENTRAL INDEX KEY: 0001642380 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 271041563 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY STREET 2: SUITE 100 CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: 510-521-3390 MAIL ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY STREET 2: SUITE 100 CITY: ALAMEDA STATE: CA ZIP: 94502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KINGSLEY ALFRED D CENTRAL INDEX KEY: 0001229339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37648 FILM NUMBER: 161439898 MAIL ADDRESS: STREET 1: 150 E 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-16 0 0001642380 OncoCyte Corp OCX 0001229339 KINGSLEY ALFRED D 150 E. 57TH STREET NEW YORK NY 10022 1 0 0 0 Common Stock, no par value 296902 D Common Stock, no par value 75345 I By Greenbelt Corp. Common Stock, no par value 18767 I By Greenway Partners, LP Option to Purchase Common Stock 3.06 2016-02-16 4 A 0 50000 0.00 A 2026-02-15 Common Stock 50000 50000 D Option to Purchase Common Stock 2.20 2025-01-08 Common Stock 75000 75000 D Option to Purchase Common Stock 1.34 2020-12-28 Common Stock 125000 125000 D Will become exercisable in four equal installments at the end of each calendar quarter based upon continued service on the board of directors from the date of grant. One quarter of these options vested on January 8, 2016, and the balance shall vest in 36 monthly installments commencing on the first anniversary of the date of grant. 1/48th of the number of options vested and became exercisable at the end of each full month after the date of grant on December 29, 2010. /s/Alfred D. Kingsley 2016-02-18