0001140361-16-055905.txt : 20160301
0001140361-16-055905.hdr.sgml : 20160301
20160301213500
ACCESSION NUMBER: 0001140361-16-055905
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160228
FILED AS OF DATE: 20160301
DATE AS OF CHANGE: 20160301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Asterias Biotherapeutics, Inc.
CENTRAL INDEX KEY: 0001572552
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 461047971
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 DUMBARTON CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94555
BUSINESS PHONE: 510-456-3805
MAIL ADDRESS:
STREET 1: 6300 DUMBARTON CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94555
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KINGSLEY ALFRED D
CENTRAL INDEX KEY: 0001229339
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36646
FILM NUMBER: 161475439
MAIL ADDRESS:
STREET 1: 150 E 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc1.xml
FORM 4
X0306
4
2016-02-28
0
0001572552
Asterias Biotherapeutics, Inc.
AST
0001229339
KINGSLEY ALFRED D
6300 DUMBARTON CIRCLE
FREMONT
CA
94555
1
0
0
0
Stock Options (right to buy)
3.64
2016-02-28
4
A
0
20000
0
A
2016-02-28
2026-02-28
Common Stock
20000
20000
D
The stock options vest over four equal quarterly installments beginning on March 31, 2016, contingent upon continued service on the Board of Directors.
/s/ Alfred Kingsley
2016-03-01