0001225208-20-009602.txt : 20200706 0001225208-20-009602.hdr.sgml : 20200706 20200706211758 ACCESSION NUMBER: 0001225208-20-009602 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200206 FILED AS OF DATE: 20200706 DATE AS OF CHANGE: 20200706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWLIN STEPHEN D CENTRAL INDEX KEY: 0001229313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37443 FILM NUMBER: 201015077 MAIL ADDRESS: STREET 1: 22 W FRONTAGE ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Univar Solutions Inc. CENTRAL INDEX KEY: 0001494319 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 261251958 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3075 HIGHLAND PARKWAY STREET 2: SUITE 200 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: 331-777-6000 MAIL ADDRESS: STREET 1: 3075 HIGHLAND PARKWAY STREET 2: SUITE 200 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 FORMER COMPANY: FORMER CONFORMED NAME: Univar Inc. DATE OF NAME CHANGE: 20100615 4 1 doc4.xml X0306 4 2020-02-06 0001494319 Univar Solutions Inc. UNVR 0001229313 NEWLIN STEPHEN D C/O UNIVAR SOLUTIONS INC. 3075 HIGHLAND PARKWAY, SUITE 200 DOWNERS GROVE IL 60515 1 Common Stock 2020-02-06 4 M 0 10343.0000 0 A 229186.0000 D Common Stock 2020-02-07 4 M 0 16780.0000 0 A 245966.0000 D Common Stock 2020-02-20 4 A 0 44530.0000 0.0000 A 290496.0000 D Common Stock 2020-07-01 4 F 0 28432.0000 16.6600 D 270691.0000 D Common Stock 28892.0000 I By Trust Restricted Stock Units (RSUs)-7 2020-02-06 4 M 0 10343.0000 0.0000 D Common Stock 10343.0000 20687.0000 D Restricted Stock Units (RSUs)-4 2020-02-07 4 M 0 16780.0000 0.0000 D Common Stock 16780.0000 16780.0000 D Each restricted stock unit ("RSU") is equivalent to one share of common stock upon vesting. This is a settlement of a non- derivative performance award. In 2018, Mr. Newlin was granted an award of PRSUs ("2018 PRSUs"), split into eight equally-weighted tranches, to be earned based on performance against predetermined Adjusted EBITDA performance goals over eight equally-weighted measurement periods within the three-year period beginning January 1, 2017 and ending December 31, 2019. Each tranche would be deemed earned, if at all, following the certification of performance goal attainment by the Compensation Committee following the applicable performance period and would vest, subject to continued employment through such date, on December 31, 2020. Due to his separation from the company as an executive Tranches 1, 2, 5 and 6 all vested. The shares were held and delivered on July 1, 2020. Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold. On February 6, 2018 the reporting person was granted 50,340 restricted stock units, vesting in three equal annual installments beginning on February 6, 2019 subject to the reporting person continuing to be employed through each such date. The shares were held and delivered on July 1, 2020. On February 7, 2019 the reporting person was granted 31,020 restricted stock units, vesting in three equal annual installments beginning on February 7, 2020 subject to the reporting person continuing to be employed through each such date. The shares were held and delivered on July 1, 2020. /s/ Noelle J. Perkins as Attorney-in-Fact for Stephen D. Newlin 2020-07-06