0001179110-19-000393.txt : 20190104 0001179110-19-000393.hdr.sgml : 20190104 20190104134928 ACCESSION NUMBER: 0001179110-19-000393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190103 FILED AS OF DATE: 20190104 DATE AS OF CHANGE: 20190104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLAEHN MARTIN CENTRAL INDEX KEY: 0001229280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 19509297 MAIL ADDRESS: STREET 1: P.O. BOX 91123 CITY: SEATTLE STATE: WA ZIP: 98111-9223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2019-01-03 0 0001259515 CONTROL4 CORP CTRL 0001229280 PLAEHN MARTIN C/O CONTROL4 CORPORATION 11734 S. ELECTION ROAD SALT LAKE CITY UT 84020 1 1 0 0 Chairman, CEO and President Restricted Stock Units 2019-01-03 4 A 0 6600 0 A Common Stock 6600 6600 D Restricted Stock Units 2019-01-03 4 A 0 44050 0 A Common Stock 44050 44050 D Performance-based Restricted Stock units 2019-01-03 4 A 0 44050 0 A Common Stock 44050 44050 D Performance-based Restricted Stock Units 2019-01-03 4 A 0 17600 0 A Common Stock 17600 17600 D Each Unit represents the right to receive, at settlement, one share of common stock at no cost. This RSU award was granted on January 3, 2019, and these shares will vest in full on February 15, 2020, subject to the reporting person's continuous service to the Issuer on each such date. This RSU award was granted on January 3, 2019, and will vest as follows: 1/3 of the shares shall vest on February 15, 2020, and an additional 1/12 of the shares shall vest quarterly thereafter in each of the following eight quarters, subject to the reporting person's continuous service to the Issuer on each such date. This PSU award was granted on January 3, 2019, and upon the certification that certain 2019 financial performance goals were achieved, these shares will vest as follows: 1/3 of the shares shall vest on February 15, 2020, and an additional 1/12 of the shares shall vest quarterly thereafter in each of the following eight quarters, subject to the reporting person's continuous service to the Issuer on each such date. This PSU award was granted on January 3, 2019, and upon the certification that certain 2019 financial performance goals were achieved, these shares will vest in full on February 15, 2020, subject to the reporting person's continuous service to the Issuer on each such date. /s/ Jonathan Tanner, Attorney in fact for Martin Plaehn 2019-01-04