0001179110-18-010789.txt : 20180822 0001179110-18-010789.hdr.sgml : 20180822 20180822174815 ACCESSION NUMBER: 0001179110-18-010789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180820 FILED AS OF DATE: 20180822 DATE AS OF CHANGE: 20180822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLAEHN MARTIN CENTRAL INDEX KEY: 0001229280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 181033267 MAIL ADDRESS: STREET 1: P.O. BOX 91123 CITY: SEATTLE STATE: WA ZIP: 98111-9223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2018-08-20 0 0001259515 CONTROL4 CORP CTRL 0001229280 PLAEHN MARTIN C/O CONTROL4 CORPORATION 11734 S. ELECTION ROAD SALT LAKE CITY UT 84020 1 1 0 0 Chairman, CEO and President Common Stock 2018-08-20 4 M 0 33570 6.14 A 146349 D Common Stock 2018-08-20 4 S 0 33570 32.23 D 112779 D Common Stock 2018-08-20 4 M 0 5036 6.14 A 117815 D Common Stock 2018-08-20 4 S 0 5036 32.60 D 112779 D Common Stock 2018-08-20 4 M 0 5036 6.14 A 117815 D Common Stock 2018-08-20 4 S 0 5036 32.59 D 112779 D Common Stock 2018-08-21 4 M 0 1284 6.14 A 114063 D Common Stock 2018-08-21 4 S 0 1284 32.53 D 112779 D Common Stock 2018-08-21 4 M 0 162948 6.14 A 275727 D Common Stock 2018-08-21 4 S 0 162948 34.53 D 112779 D Common Stock 2018-08-22 4 M 0 4124 6.14 A 116903 D Common Stock 2018-08-22 4 S 0 4124 35.19 D 112779 D Common Stock 775 I By 401(k) Plan Stock Option (Right to Buy) 6.14 2018-08-20 4 M 0 33570 0 D 2021-09-28 Common Stock 33570 0 D Stock Option (Right to Buy) 6.14 2018-08-20 4 M 0 5036 0 D 2021-09-28 Common Stock 5036 0 D Stock Option (Right to Buy) 6.14 2018-08-20 4 M 0 5036 0 D 2021-09-28 Common Stock 5036 0 D Stock Option (Right to Buy) 6.14 2018-08-21 4 M 0 1284 0 D 2021-09-28 Common Stock 1284 0 D Stock Option (Right to Buy) 6.14 2018-08-21 4 M 0 162948 0 D 2021-09-28 Common Stock 162948 154124 D Stock Option (Right to Buy) 6.14 2018-08-22 4 M 0 4124 0 D 2021-09-28 Common Stock 4124 150000 D Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2018. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $31.68 per share to $32.65 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.47 per share to $32.71 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.47 per share to $32.72 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.36 per share to $32.61 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.23 per share to $35.46 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. Shares held in Reporting Person's 401(k) Plan. Non-qualified Stock Options granted September 29, 2011 that are fully vested. Incentive Stock Options granted September 29, 2011 that are fully vested. /s/ Jonathan Tanner, Attorney in fact for Martin Plaehn 2018-08-22