0001179110-18-010789.txt : 20180822
0001179110-18-010789.hdr.sgml : 20180822
20180822174815
ACCESSION NUMBER: 0001179110-18-010789
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180820
FILED AS OF DATE: 20180822
DATE AS OF CHANGE: 20180822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLAEHN MARTIN
CENTRAL INDEX KEY: 0001229280
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 181033267
MAIL ADDRESS:
STREET 1: P.O. BOX 91123
CITY: SEATTLE
STATE: WA
ZIP: 98111-9223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONTROL4 CORP
CENTRAL INDEX KEY: 0001259515
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-523-3100
MAIL ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
4
1
edgar.xml
FORM 4 -
X0306
4
2018-08-20
0
0001259515
CONTROL4 CORP
CTRL
0001229280
PLAEHN MARTIN
C/O CONTROL4 CORPORATION
11734 S. ELECTION ROAD
SALT LAKE CITY
UT
84020
1
1
0
0
Chairman, CEO and President
Common Stock
2018-08-20
4
M
0
33570
6.14
A
146349
D
Common Stock
2018-08-20
4
S
0
33570
32.23
D
112779
D
Common Stock
2018-08-20
4
M
0
5036
6.14
A
117815
D
Common Stock
2018-08-20
4
S
0
5036
32.60
D
112779
D
Common Stock
2018-08-20
4
M
0
5036
6.14
A
117815
D
Common Stock
2018-08-20
4
S
0
5036
32.59
D
112779
D
Common Stock
2018-08-21
4
M
0
1284
6.14
A
114063
D
Common Stock
2018-08-21
4
S
0
1284
32.53
D
112779
D
Common Stock
2018-08-21
4
M
0
162948
6.14
A
275727
D
Common Stock
2018-08-21
4
S
0
162948
34.53
D
112779
D
Common Stock
2018-08-22
4
M
0
4124
6.14
A
116903
D
Common Stock
2018-08-22
4
S
0
4124
35.19
D
112779
D
Common Stock
775
I
By 401(k) Plan
Stock Option (Right to Buy)
6.14
2018-08-20
4
M
0
33570
0
D
2021-09-28
Common Stock
33570
0
D
Stock Option (Right to Buy)
6.14
2018-08-20
4
M
0
5036
0
D
2021-09-28
Common Stock
5036
0
D
Stock Option (Right to Buy)
6.14
2018-08-20
4
M
0
5036
0
D
2021-09-28
Common Stock
5036
0
D
Stock Option (Right to Buy)
6.14
2018-08-21
4
M
0
1284
0
D
2021-09-28
Common Stock
1284
0
D
Stock Option (Right to Buy)
6.14
2018-08-21
4
M
0
162948
0
D
2021-09-28
Common Stock
162948
154124
D
Stock Option (Right to Buy)
6.14
2018-08-22
4
M
0
4124
0
D
2021-09-28
Common Stock
4124
150000
D
Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2018.
This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $31.68 per share to $32.65 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.47 per share to $32.71 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.47 per share to $32.72 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.36 per share to $32.61 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.23 per share to $35.46 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
Shares held in Reporting Person's 401(k) Plan.
Non-qualified Stock Options granted September 29, 2011 that are fully vested.
Incentive Stock Options granted September 29, 2011 that are fully vested.
/s/ Jonathan Tanner, Attorney in fact for Martin Plaehn
2018-08-22