0001179110-18-002200.txt : 20180215 0001179110-18-002200.hdr.sgml : 20180215 20180215181651 ACCESSION NUMBER: 0001179110-18-002200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLAEHN MARTIN CENTRAL INDEX KEY: 0001229280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 18619058 MAIL ADDRESS: STREET 1: P.O. BOX 91123 CITY: SEATTLE STATE: WA ZIP: 98111-9223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2018-02-13 0 0001259515 CONTROL4 CORP CTRL 0001229280 PLAEHN MARTIN C/O CONTROL4 CORPORATION 11734 S. ELECTION ROAD SALT LAKE CITY UT 84020 1 1 0 0 Chairman, CEO and President Common Stock 2018-02-13 4 M 0 41585 11.28 A 93705 D Common Stock 2018-02-13 4 S 0 41585 24.51 A 52120 D Common Stock 498 I By 401 (k) Plan Stock Option (right to buy) 11.28 2018-02-13 4 M 0 41585 0 A 2023-06-10 Common Stock 41585 29568 D Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2017. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $24.21 per share to $25.02 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. Based on the Reporting Person's most recent 401(k) Plan statement. Non-qualified Stock Options granted June 11, 2013 that are fully vested and exercisable. /s/ Greg Bishop, Attorney in fact for Martin Plaehn 2018-02-14