0001179110-18-002200.txt : 20180215
0001179110-18-002200.hdr.sgml : 20180215
20180215181651
ACCESSION NUMBER: 0001179110-18-002200
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180213
FILED AS OF DATE: 20180215
DATE AS OF CHANGE: 20180215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLAEHN MARTIN
CENTRAL INDEX KEY: 0001229280
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 18619058
MAIL ADDRESS:
STREET 1: P.O. BOX 91123
CITY: SEATTLE
STATE: WA
ZIP: 98111-9223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONTROL4 CORP
CENTRAL INDEX KEY: 0001259515
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-523-3100
MAIL ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
4
1
edgar.xml
FORM 4 -
X0306
4
2018-02-13
0
0001259515
CONTROL4 CORP
CTRL
0001229280
PLAEHN MARTIN
C/O CONTROL4 CORPORATION
11734 S. ELECTION ROAD
SALT LAKE CITY
UT
84020
1
1
0
0
Chairman, CEO and President
Common Stock
2018-02-13
4
M
0
41585
11.28
A
93705
D
Common Stock
2018-02-13
4
S
0
41585
24.51
A
52120
D
Common Stock
498
I
By 401 (k) Plan
Stock Option (right to buy)
11.28
2018-02-13
4
M
0
41585
0
A
2023-06-10
Common Stock
41585
29568
D
Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2017.
This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $24.21 per share to $25.02 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
Based on the Reporting Person's most recent 401(k) Plan statement.
Non-qualified Stock Options granted June 11, 2013 that are fully vested and exercisable.
/s/ Greg Bishop, Attorney in fact for Martin Plaehn
2018-02-14