0001179110-17-002398.txt : 20170214
0001179110-17-002398.hdr.sgml : 20170214
20170214184920
ACCESSION NUMBER: 0001179110-17-002398
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170210
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONTROL4 CORP
CENTRAL INDEX KEY: 0001259515
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-523-3100
MAIL ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLAEHN MARTIN
CENTRAL INDEX KEY: 0001229280
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 17612124
MAIL ADDRESS:
STREET 1: P.O. BOX 91123
CITY: SEATTLE
STATE: WA
ZIP: 98111-9223
4
1
edgar.xml
FORM 4 -
X0306
4
2017-02-10
0
0001259515
CONTROL4 CORP
CTRL
0001229280
PLAEHN MARTIN
C/O CONTROL4 CORPORATION
11734 S. ELECTION ROAD
SALT LAKE CITY
UT
84020
1
1
0
0
Chairman, CEO and President
Common Stock
2017-02-10
4
M
0
20000
A
20000
D
Common Stock
2017-02-10
4
F
0
6720
13.93
D
13280
D
Common Stock
2017-02-10
4
M
0
20400
A
33680
D
Common Stock
2017-02-10
4
F
0
6600
13.93
D
27080
D
Common Stock
2017-02-10
4
M
0
20000
A
47080
D
Common Stock
2017-02-10
4
F
0
6470
13.93
D
40610
D
Performance-based Restricted Stock Units
2017-02-10
4
M
0
20000
0
D
Common Stock
20000
40000
D
Performance-based Restricted Stock Units
2017-02-10
4
M
0
20400
0
D
Common Stock
20400
0
D
Restricted Stock Units
2017-02-10
4
M
0
20000
0
D
Common Stock
20000
40000
D
Each unit represents the right to receive, at settlement, one share of common stock at no cost.
The minimum federal and state tax withholding due at the vesting of Performance-based Restricted Stock Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Conrol4 on behalf of the Reporting Person.
The minimum federal and state tax withholding due at the vesting of Restricted Stock Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Conrol4 on behalf of the Reporting Person.
This PSU award was granted on January 1, 2016, and these shares represent the 1/3 of the shares in the award which vested on February 10, 2017 due to the achievement of a certain 2016 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly thereafter in each of the following eight quarters.
This PSU award was granted on January 1, 2016, and these shares represent all of shares in the award which vested on February 10, 2017 due to the achievement of a certain 2016 financial performance goal.
This RSU award was granted on January 1, 2016, and these shares represent the 1/3 of the shares in the award which vested on February 10, 2017. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly thereafter in each of the following eight quarters.
/s/ Greg Bishop, Attorney in fact for Martin Plaehn
2017-02-14