0001140361-17-023568.txt : 20170602 0001140361-17-023568.hdr.sgml : 20170602 20170602162105 ACCESSION NUMBER: 0001140361-17-023568 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20170602 DATE AS OF CHANGE: 20170602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FBR & Co. CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 NORTH 17TH STREET STREET 2: SUITE 1400 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1300 NORTH 17TH STREET STREET 2: SUITE 1400 CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP DATE OF NAME CHANGE: 20060803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIERNAN ROBERT J CENTRAL INDEX KEY: 0001229248 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 17888258 MAIL ADDRESS: STREET 1: 1001 19TH ST N CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 doc1.xml FORM 4 X0306 4 2017-06-01 1 0001371446 FBR & Co. FBRC 0001229248 KIERNAN ROBERT J 1300 NORTH SEVENTEENTH STREET SUITE 1400 ARLINGTON VA 22209 0 1 0 0 Chief Accounting Officer Common stock 2017-06-01 4 D 0 8429 D 0 D Represents 7,569 shares of issuer common stock and 860 restricted stock units ("RSU"s) disposed of pursuant to merger agreement between issuer and B. Riley Financial, Inc. in exchange for shares of B. Riley Financial, Inc. common stock and B. Riley Financial, Inc. RSUs at an exchange ratio of 0.671. B. Riley Financial, Inc. common stock had a closing market value of $14.70 per share on the effective date of the merger. Gavin A. Beske, as Attorney-in-Fact 2017-06-02