0001140361-17-023568.txt : 20170602
0001140361-17-023568.hdr.sgml : 20170602
20170602162105
ACCESSION NUMBER: 0001140361-17-023568
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170601
FILED AS OF DATE: 20170602
DATE AS OF CHANGE: 20170602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FBR & Co.
CENTRAL INDEX KEY: 0001371446
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1300 NORTH 17TH STREET
STREET 2: SUITE 1400
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 703-312-9500
MAIL ADDRESS:
STREET 1: 1300 NORTH 17TH STREET
STREET 2: SUITE 1400
CITY: ARLINGTON
STATE: VA
ZIP: 22209
FORMER COMPANY:
FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP
DATE OF NAME CHANGE: 20060803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIERNAN ROBERT J
CENTRAL INDEX KEY: 0001229248
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33518
FILM NUMBER: 17888258
MAIL ADDRESS:
STREET 1: 1001 19TH ST N
CITY: ARLINGTON
STATE: VA
ZIP: 22209
4
1
doc1.xml
FORM 4
X0306
4
2017-06-01
1
0001371446
FBR & Co.
FBRC
0001229248
KIERNAN ROBERT J
1300 NORTH SEVENTEENTH STREET
SUITE 1400
ARLINGTON
VA
22209
0
1
0
0
Chief Accounting Officer
Common stock
2017-06-01
4
D
0
8429
D
0
D
Represents 7,569 shares of issuer common stock and 860 restricted stock units ("RSU"s) disposed of pursuant to merger agreement between issuer and B. Riley Financial, Inc. in exchange for shares of B. Riley Financial, Inc. common stock and B. Riley Financial, Inc. RSUs at an exchange ratio of 0.671. B. Riley Financial, Inc. common stock had a closing market value of $14.70 per share on the effective date of the merger.
Gavin A. Beske, as Attorney-in-Fact
2017-06-02