0001140361-18-026677.txt : 20180531 0001140361-18-026677.hdr.sgml : 20180531 20180531204622 ACCESSION NUMBER: 0001140361-18-026677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180529 FILED AS OF DATE: 20180531 DATE AS OF CHANGE: 20180531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arenz Thomas CENTRAL INDEX KEY: 0001616281 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36580 FILM NUMBER: 18873209 MAIL ADDRESS: STREET 1: C/O HARVEST PARTNERS, L.P. STREET 2: 280 PARK AVENUE, 25TH FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeFlorio Michael CENTRAL INDEX KEY: 0001616279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36580 FILM NUMBER: 18873210 MAIL ADDRESS: STREET 1: C/O HARVEST PARTNERS, L.P. STREET 2: 280 PARK AVENUE, 25TH FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEINMAN IRA D CENTRAL INDEX KEY: 0001229189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36580 FILM NUMBER: 18873211 MAIL ADDRESS: STREET 1: C/O HARVEST PARTNERS, L.P. STREET 2: 280 PARK AVENUE, 25TH FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARVEST PARTNERS V, L.P. CENTRAL INDEX KEY: 0001362134 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36580 FILM NUMBER: 18873215 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE, 25TH FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-599-6300 MAIL ADDRESS: STREET 1: 280 PARK AVENUE, 25TH FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: HARVEST PARTNERS V L P DATE OF NAME CHANGE: 20060508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harvest Partners, LP CENTRAL INDEX KEY: 0001587675 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36580 FILM NUMBER: 18873212 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 599 6300 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harvest Associates V, L.L.C. CENTRAL INDEX KEY: 0001616290 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36580 FILM NUMBER: 18873213 BUSINESS ADDRESS: STREET 1: C/O HARVEST PARTNERS, L.P. STREET 2: 280 PARK AVENUE, 25TH FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 599-5300 MAIL ADDRESS: STREET 1: C/O HARVEST PARTNERS, L.P. STREET 2: 280 PARK AVENUE, 25TH FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harvest Associates V, L.P. CENTRAL INDEX KEY: 0001616289 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36580 FILM NUMBER: 18873214 BUSINESS ADDRESS: STREET 1: C/O HARVEST PARTNERS, L.P. STREET 2: 280 PARK AVENUE, 25TH FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 599-5300 MAIL ADDRESS: STREET 1: C/O HARVEST PARTNERS, L.P. STREET 2: 280 PARK AVENUE, 25TH FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HP Holding LLC f/k/a ISTM Associates, LLC CENTRAL INDEX KEY: 0001616282 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36580 FILM NUMBER: 18873216 BUSINESS ADDRESS: STREET 1: C/O HARVEST PARTNERS, L.P. STREET 2: 280 PARK AVENUE, 25TH FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 599-6300 MAIL ADDRESS: STREET 1: C/O HARVEST PARTNERS, L.P. STREET 2: 280 PARK AVENUE, 25TH FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: ISTM Associates, L.L.C DATE OF NAME CHANGE: 20140808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Green Bancorp, Inc. CENTRAL INDEX KEY: 0001606363 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 421631980 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 GREENBRIAR CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: (713) 275-8220 MAIL ADDRESS: STREET 1: 4000 GREENBRIAR CITY: HOUSTON STATE: TX ZIP: 77098 4 1 doc1.xml FORM 4 X0306 4 2018-05-29 0 0001606363 Green Bancorp, Inc. GNBC 0001616282 HP Holding LLC f/k/a ISTM Associates, LLC C/O HARVEST PARTNERS, L.P. 280 PARK AVENUE, 25TH FLOOR WEST NEW YORK NY 10017 1 0 1 0 0001362134 HARVEST PARTNERS V, L.P. C/O HARVEST PARTNERS, L.P. 280 PARK AVENUE, 25TH FLOOR WEST NEW YORK NY 10017 1 0 1 0 0001616289 Harvest Associates V, L.P. C/O HARVEST PARTNERS, L.P. 280 PARK AVENUE, 25TH FLOOR WEST NEW YORK NY 10017 1 0 1 0 0001616290 Harvest Associates V, L.L.C. C/O HARVEST PARTNERS, L.P. 280 PARK AVENUE, 25TH FLOOR WEST NEW YORK NY 10017 1 0 1 0 0001587675 Harvest Partners, LP 280 PARK AVENUE, 25TH FLOOR WEST NEW YORK NY 10017 1 0 1 0 0001229189 KLEINMAN IRA D C/O HARVEST PARTNERS, L.P. 280 PARK AVENUE, 25TH FLOOR WEST NEW YORK NY 10017 1 0 1 0 0001616279 DeFlorio Michael C/O HARVEST PARTNERS, L.P. 280 PARK AVENUE, 25TH FLOOR WEST NEW YORK NY 10017 0 0 1 0 0001616281 Arenz Thomas C/O HARVEST PARTNERS, L.P. 280 PARK AVENUE, 25TH FLOOR WEST NEW YORK NY 10017 0 0 1 0 Common Stock, par value $0.01 per share 2018-05-29 4 S 0 1000000 22.55 D 3005895 I See Footnotes This Form 4 is being filed on behalf of Harvest Partners V, L.P. ("HP V") and Harvest Strategic Associates V, L.P. ("HSA V") (collectively, the "Harvest Funds"). Harvest Associates V, L.P. is the general partner of HP V. Harvest Associates V, L.L.C. is the general partner of Harvest Associates V, L.P. and HSA V. Harvest Partners, LP provides management services for HP V and HSA V. ISTM Associates V, L.L.C. ("ISTM") is the managing member of Harvest Associates V, L.L.C. and HP Holding LLC ("HP Holding") is the general partner of Harvest Partners, LP. ISTM has four members who may be deemed to share beneficial ownership of the shares of our common stock owned by HP V and HSA V. The four members are Stephen Eisenstein, who is a member of our Board and a Partner of Harvest Partners, LP, Ira Kleinman, Thomas Arenz and Michael DeFlorio. (continued in footnote 2) HP Holding has five members who may be deemed to share beneficial ownership of the shares of our common stock owned by HP V and HSA V. The five members are Messrs Eisenstein, Kleinman, Arenz, DeFlorio and Jay Wilkins, a Partner of Harvest Partners, LP. In connection with the secondary offering of common stock, par value $0.01 per share, of Green Bancorp, Inc. (the "Shares"), by certain selling shareholders pursuant to an underwriting agreement (the "Underwriting Agreement") and prospectus supplement, each dated May 23, 2018 (the "Secondary Offering"), the Reporting Person shown on this Form 4, as a selling stockholder, sold Shares in the amounts shown in the above table. The Secondary Offering closed on May 29, 2018. This amount represents an aggregate price per Share of $22.55. Reflects 2,978,198 shares held by HP V and 27,697 shares held by HSA V. On the basis of the relationship among HP V, HA V, HA V LLC, HP, ISTM and Stephen Eisenstein, a director of Green Bancorp, Inc., HP V, HA V, HA V LLC, HP and ISTM may be considered directors by deputization. Each of Messrs. Eisenstein, Kleinman, Arenz, DeFlorio and Wilkins disclaims beneficial ownership of the shares of common stock owned by HP V and HSA V, except to the extent of its pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities by any reporting person for purposes of Section 16 or for any other purpose. /s/ Mark C. Smith, as attorney-in-fact for HP Holding, LLC 2018-05-31 Harvest Associates V, L.P., its general partner; Harvest Associates V, L.L.C., its general partner; ISTM Associates V, L.L.C., its managing member; /s/ Mark C. Smith, as attorney-in-fact for Harvest Partners V, L.P. 2018-05-31 Harvest Associates V, L.L.C., its general partner; ISTM Associates V, L.L.C., its managing member; /s/ Mark C. Smith, as attorney-in-fact for Harvest Associates V, L.P. 2018-05-31 ISTM Associates V, L.L.C., its managing member; /s/ Mark C. Smith, as attorney-in-fact for Harvest Associates V, L.L.C. 2018-05-31 ISTM Associates V, L.L.C., its managing member; /s/ Mark C. Smith, as attorney-in-fact for Harvest Partners, L.P. 2018-05-31 /s/ Mark C. Smith, as attorney-in-fact for Ira Kleinman 2018-05-31 /s/ Mark C. Smith, as attorney-in-fact for Michael DeFlorio 2018-05-31 /s/ Mark C. Smith, as attorney-in-fact for Thomas Arenz 2018-05-31