0001437749-24-020503.txt : 20240617
0001437749-24-020503.hdr.sgml : 20240617
20240617163129
ACCESSION NUMBER: 0001437749-24-020503
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211101
FILED AS OF DATE: 20240617
DATE AS OF CHANGE: 20240617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONDERO JAMES D
CENTRAL INDEX KEY: 0001228922
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32921
FILM NUMBER: 241048724
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEXPOINT DIVERSIFIED REAL ESTATE TRUST
CENTRAL INDEX KEY: 0001356115
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 800139099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-276-6300
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: NexPoint Strategic Opportunities Fund
DATE OF NAME CHANGE: 20180319
FORMER COMPANY:
FORMER CONFORMED NAME: NexPoint Credit Strategies Fund
DATE OF NAME CHANGE: 20120702
FORMER COMPANY:
FORMER CONFORMED NAME: Pyxis Credit Strategies Fund
DATE OF NAME CHANGE: 20120109
4
1
rdgdoc.xml
FORM 4
X0508
4
2021-11-01
0001356115
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
NXDT
0001228922
DONDERO JAMES D
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
1
1
1
See Remarks
0
Common Stock
2024-06-13
4
P
0
2387
4.92
A
2387
I
As custodian of UTMA account for child 1
Common Stock
2024-06-13
4
P
0
2387
4.92
A
2387
I
As custodian of UTMA account for child 2
Common Stock
2024-06-13
4
P
0
2387
4.92
A
2387
I
As custodian of UTMA account for child 3
Common Stock
2024-06-13
4
P
0
2387
4.92
A
2387
I
As custodian of UTMA account for child 4
Common Stock
2024-06-13
4
P
0
2387
4.92
A
2387
I
As custodian of UTMA account for child 5
Common Stock
2024-06-13
4
P
0
2387
4.92
A
2387
I
As custodian of UTMA account for child 6
Common Stock
818583.55
I
See Footnote
Common Stock
1904136
I
See Footnote
Common Stock
4281440.89
D
Common Stock
105309
I
See Footnote
Common Stock
536032
I
See Footnote
Common Stock
67558.8066
I
By employee
5.50% Series A Cumulative Preferred Shares
2021-11-01
4
P
0
3803
14.36
A
16807
I
See Footnote
5.50% Series A Cumulative Preferred Shares
2021-11-02
4
P
0
5693
14.36
A
22500
I
See Footnote
5.50% Series A Cumulative Preferred Shares
2022-01-12
4
P
0
3117
14.36
A
25617
I
See Footnote
5.50% Series A Cumulative Preferred Shares
2022-01-13
4
P
0
3900
14.36
A
29517
I
See Footnote
5.50% Series A Cumulative Preferred Shares
2024-06-13
4
P
0
325
15.25
A
325
I
As custodian of UTMA account for child 1
5.50% Series A Cumulative Preferred Shares
2024-06-13
4
P
0
325
15.25
A
325
I
As custodian of UTMA account for child 2
5.50% Series A Cumulative Preferred Shares
2024-06-13
4
P
0
325
15.25
A
325
I
As custodian of UTMA account for child 3
5.50% Series A Cumulative Preferred Shares
2024-06-13
4
P
0
325
15.25
A
325
I
As custodian of UTMA account for child 4
5.50% Series A Cumulative Preferred Shares
2024-06-13
4
P
0
325
15.25
A
325
I
As custodian of UTMA account for child 5
5.50% Series A Cumulative Preferred Shares
2024-06-13
4
P
0
325
15.25
A
325
I
As custodian of UTMA account for child 6
5.50% Series A Cumulative Preferred Shares
37310
I
See Footnote
5.50% Series A Cumulative Preferred Shares
49169
I
See Footnote
5.50% Series A Cumulative Preferred Shares
13831
I
See Footnote
The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
32,082 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 71,427.19 shares are held by PCMG Trading Partners XXIII, L.P., 183,351 shares are held by Governance Re Ltd. and 531,723.36 shares are held by the Adviser. Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
1,330,582 shares are held by Highland Opportunities and Income Fund and 573,554 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"), which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Includes shares acquired under a dividend reinvestment plan.
These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
These shares are held by Drugcrafters. Mr. Dondero is the sole managing member of the general partner of Drugcrafters and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
These shares are held by Highland Global Allocation Fund, which is managed by NexPoint Asset Management, which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
President
/s/ James Dondero
2024-06-17