0001437749-22-006639.txt : 20220317 0001437749-22-006639.hdr.sgml : 20220317 20220317202503 ACCESSION NUMBER: 0001437749-22-006639 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220311 FILED AS OF DATE: 20220317 DATE AS OF CHANGE: 20220317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONDERO JAMES D CENTRAL INDEX KEY: 0001228922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23129 FILM NUMBER: 22750710 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEXPOINT REAL ESTATE STRATEGIES FUND CENTRAL INDEX KEY: 0001663712 IRS NUMBER: 811061590 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 833-697-6246 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75201 4 1 rdgdoc.xml FORM 4 X0306 4 2022-03-11 0001663712 NEXPOINT REAL ESTATE STRATEGIES FUND NRSAX 0001228922 DONDERO JAMES D 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 1 See Remarks Class Z Shares of Beneficial Interest 2022-03-11 4 P 0 220653.15 20.66 A 464493.67 I See Footnote Class Z Shares of Beneficial Interest 14493 I See Footnote Includes shares acquired under the issuer's dividend reinvestment plan. These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein. These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President and the director of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Effective January 2020 as a result of the change of control of Highland Capital Management, L.P. ("HCMLP"), Mr. Dondero no longer serves as the President or sole director of Strand Advisors, Inc., HCMLP's general partner, and consequently, no longer has direct or indirect voting or investment control with respect to shares held by HCMLP directly or indirectly through advised accounts. Accordingly, Mr. Dondero will no longer report beneficial ownership of shares held by HCMLP on a going forward basis. President and Principal Executive Officer /s/ James D. Dondero 2022-03-16