0001437749-21-023552.txt : 20211012
0001437749-21-023552.hdr.sgml : 20211012
20211012194639
ACCESSION NUMBER: 0001437749-21-023552
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211011
FILED AS OF DATE: 20211012
DATE AS OF CHANGE: 20211012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONDERO JAMES D
CENTRAL INDEX KEY: 0001228922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21869
FILM NUMBER: 211319813
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NexPoint Strategic Opportunities Fund
CENTRAL INDEX KEY: 0001356115
IRS NUMBER: 800139099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-276-6300
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: NexPoint Credit Strategies Fund
DATE OF NAME CHANGE: 20120702
FORMER COMPANY:
FORMER CONFORMED NAME: Pyxis Credit Strategies Fund
DATE OF NAME CHANGE: 20120109
FORMER COMPANY:
FORMER CONFORMED NAME: Highland Credit Strategies Fund
DATE OF NAME CHANGE: 20060314
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-10-11
0001356115
NexPoint Strategic Opportunities Fund
NHF
0001228922
DONDERO JAMES D
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
1
1
See Remarks
Common Stock
2021-10-11
4
P
0
5000
14.27
A
2472496
I
See Footnote
Common Stock
2049302.26
I
See Footnote
Common Stock
58755.944
I
By employee benefit plan
Common Stock
18846.80
D
Includes shares acquired through the issuer's dividend reinvestment plan.
These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
President and Principal Executive Officer
/s/ James D. Dondero
2021-10-12