0001437749-21-021408.txt : 20210902
0001437749-21-021408.hdr.sgml : 20210902
20210902172510
ACCESSION NUMBER: 0001437749-21-021408
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210831
FILED AS OF DATE: 20210902
DATE AS OF CHANGE: 20210902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONDERO JAMES D
CENTRAL INDEX KEY: 0001228922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21869
FILM NUMBER: 211234230
MAIL ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NexPoint Strategic Opportunities Fund
CENTRAL INDEX KEY: 0001356115
IRS NUMBER: 800139099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 833-463-6697
MAIL ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: NexPoint Credit Strategies Fund
DATE OF NAME CHANGE: 20120702
FORMER COMPANY:
FORMER CONFORMED NAME: Pyxis Credit Strategies Fund
DATE OF NAME CHANGE: 20120109
FORMER COMPANY:
FORMER CONFORMED NAME: Highland Credit Strategies Fund
DATE OF NAME CHANGE: 20060314
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-08-31
0001356115
NexPoint Strategic Opportunities Fund
NHF
0001228922
DONDERO JAMES D
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
1
1
See Remarks
Common Stock
2021-08-31
4
P
0
25987
15.18
A
2451235
I
See Footnote
Common Stock
2021-09-01
4
P
0
6913
14.97
A
2458148
I
See Footnote
Common Stock
2049269.48
I
See Footnote
Common Stock
58342.19940
I
By employee benefit plan
Common Stock
18782.74
D
Includes shares acquired through the issuer's dividend reinvestment plan.
These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
President and Principal Executive Officer
/s/ James D. Dondero
2021-09-02