0000899243-20-023784.txt : 20200901
0000899243-20-023784.hdr.sgml : 20200901
20200901180522
ACCESSION NUMBER: 0000899243-20-023784
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200828
FILED AS OF DATE: 20200901
DATE AS OF CHANGE: 20200901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONDERO JAMES D
CENTRAL INDEX KEY: 0001228922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39210
FILM NUMBER: 201155282
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NexPoint Real Estate Finance, Inc.
CENTRAL INDEX KEY: 0001786248
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 842178264
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: (972) 628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-28
0
0001786248
NexPoint Real Estate Finance, Inc.
NREF
0001228922
DONDERO JAMES D
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
1
1
0
0
President
8.50% Series A Cumulative Redeemable Preferred Stock
2020-08-28
4
P
0
367
23.90
A
5867
I
See Footnote
8.50% Series A Cumulative Redeemable Preferred Stock
2020-08-31
4
P
0
1133
24.10
A
7000
I
See Footnote
Common Stock
2020-08-28
4
P
0
8630
15.17
A
144807
I
See Footnote
Common Stock
2020-08-31
4
P
0
103
15.19
A
144910
I
See Footnote
Common Stock
2020-09-01
4
P
0
513
15.35
A
145423
I
See Footnote
Common Stock
138753
I
See Footnote
Common Stock
1800
I
See Footnote
Common Stock
65700
I
See Footnote
These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares.
These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
These shares are held by a limited liability company in which the trust referenced in footnote 1 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares.
These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). Mr. Dondero is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
/s/ Lauren Thedford as attorney-in-fact for James Dondero
2020-09-01