0000899243-18-027894.txt : 20181101 0000899243-18-027894.hdr.sgml : 20181101 20181101161846 ACCESSION NUMBER: 0000899243-18-027894 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181030 FILED AS OF DATE: 20181101 DATE AS OF CHANGE: 20181101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONDERO JAMES D CENTRAL INDEX KEY: 0001228922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21869 FILM NUMBER: 181154000 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Strategic Opportunities Fund CENTRAL INDEX KEY: 0001356115 IRS NUMBER: 800139099 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: NexPoint Credit Strategies Fund DATE OF NAME CHANGE: 20120702 FORMER COMPANY: FORMER CONFORMED NAME: Pyxis Credit Strategies Fund DATE OF NAME CHANGE: 20120109 FORMER COMPANY: FORMER CONFORMED NAME: Highland Credit Strategies Fund DATE OF NAME CHANGE: 20060314 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-10-30 0 0001356115 NexPoint Strategic Opportunities Fund ?NHF? 0001228922 DONDERO JAMES D 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 0 1 1 0 See Remarks Common Stock 2018-10-30 4 P 0 3900 21.34 A 1435180.36 I See Footnote Common Stock 2018-10-30 4 P 0 31005 21.40 A 1466185.36 I See Footnote Common Stock 2018-10-30 4 P 0 636 21.45 A 1466821.36 I See Footnote Common Stock 2018-10-31 4 P 0 4017 21.65 A 1470838.36 I See Footnote Common Stock 2018-10-31 4 P 0 36531 21.64 A 1507369.36 I See Footnote Common Stock 43375.8521 I By employee benefit plan Common Stock 2931016.74 I See Footnote Common Stock 1015991 I See Footnote Common Stock 9471.8662 D These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held pursuant to an employee benefit plan. These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. These shares are held by certain managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to have an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held directly by Mr. Dondero. Includes shares acquired under the issuer's dividend reinvestment plan. President and Principal Executive Officer /s/ James D. Dondero 2018-11-01