0000899243-18-027680.txt : 20181030
0000899243-18-027680.hdr.sgml : 20181030
20181030171530
ACCESSION NUMBER: 0000899243-18-027680
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181026
FILED AS OF DATE: 20181030
DATE AS OF CHANGE: 20181030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONDERO JAMES D
CENTRAL INDEX KEY: 0001228922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21869
FILM NUMBER: 181147820
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NexPoint Strategic Opportunities Fund
CENTRAL INDEX KEY: 0001356115
IRS NUMBER: 800139099
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972-628-4100
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: NexPoint Credit Strategies Fund
DATE OF NAME CHANGE: 20120702
FORMER COMPANY:
FORMER CONFORMED NAME: Pyxis Credit Strategies Fund
DATE OF NAME CHANGE: 20120109
FORMER COMPANY:
FORMER CONFORMED NAME: Highland Credit Strategies Fund
DATE OF NAME CHANGE: 20060314
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-10-26
0
0001356115
NexPoint Strategic Opportunities Fund
?NHF?
0001228922
DONDERO JAMES D
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
0
1
1
0
See Remarks
Common Stock
2018-10-26
4
P
0
449
21.5129
A
1425377.3615
I
See Footnote
Common Stock
2018-10-26
4
P
0
200
21.515
A
1425577.3615
I
See Footnote
Common Stock
2018-10-26
4
P
0
500
21.526
A
1426077.3615
I
See Footnote
Common Stock
2018-10-26
4
P
0
5203
21.5927
A
1431280.3615
I
See Footnote
Common Stock
42611.3145
I
By employee benefit plan
Common Stock
2914200.5723
I
See Footnote
Common Stock
1015991
I
See Footnote
Common Stock
9424.5042
D
These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
These shares are held pursuant to an employee benefit plan.
These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
These shares are held by certain managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to have an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
These shares are held directly by Mr. Dondero.
President and Principal Executive Officer
/s/ James D. Dondero
2018-10-30