0001181431-12-042198.txt : 20120725
0001181431-12-042198.hdr.sgml : 20120725
20120725213326
ACCESSION NUMBER: 0001181431-12-042198
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120725
FILED AS OF DATE: 20120725
DATE AS OF CHANGE: 20120725
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Palo Alto Networks Inc
CENTRAL INDEX KEY: 0001327567
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 202530195
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 3300 OLCOTT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 408-753-4000
MAIL ADDRESS:
STREET 1: 3300 OLCOTT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEQUOIA CAPITAL XI
CENTRAL INDEX KEY: 0001228834
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35594
FILM NUMBER: 12985710
BUSINESS ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 3000 SAND HILL RD, BLDG 4-180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6508543927
MAIL ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 3000 SAND HILL RD, BLDG 4-180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEQUOIA TECHNOLOGY PARTNERS XI
CENTRAL INDEX KEY: 0001261133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35594
FILM NUMBER: 12985708
BUSINESS ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 3000 SAND HILL RD, BLDG 4-180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6508543927
MAIL ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 3000 SAND HILL RD, BLDG 4-180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEQUOIA CAPITAL XI PRINCIPALS FUND
CENTRAL INDEX KEY: 0001261134
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35594
FILM NUMBER: 12985709
BUSINESS ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 3000 SAND HILL RD, BLDG 4-180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6508543927
MAIL ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 3000 SAND HILL RD, BLDG 4-180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SC XI MANAGEMENT LLC
CENTRAL INDEX KEY: 0001261135
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35594
FILM NUMBER: 12985715
BUSINESS ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 3000 SAND HILL RD, BLDG 4-180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6508543927
MAIL ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 3000 SAND HILL RD, BLDG 4-180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND
CENTRAL INDEX KEY: 0001357260
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35594
FILM NUMBER: 12985712
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL RD BLDG 4
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 3000 SAND HILL RD BLDG 4
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH PARTNERS III
CENTRAL INDEX KEY: 0001367781
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35594
FILM NUMBER: 12985711
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BLDG 4, SUITE 180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BLDG 4, SUITE 180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH FUND III
CENTRAL INDEX KEY: 0001367782
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35594
FILM NUMBER: 12985713
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BLDG 4, SUITE 180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BLDG 4, SUITE 180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCGF III MANAGEMENT LLC
CENTRAL INDEX KEY: 0001367787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35594
FILM NUMBER: 12985714
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BLDG 4, SUITE 180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BLDG 4, SUITE 180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
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rrd351656.xml
FORM 4
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2012-07-25
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0001327567
Palo Alto Networks Inc
PANW
0001261135
SC XI MANAGEMENT LLC
3000 SAND HILL ROAD 4-250
MENLO PARK
CA
94025
0
0
1
0
0001367787
SCGF III MANAGEMENT LLC
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001367782
SEQUOIA CAPITAL GROWTH FUND III
3000 SAND HILL ROAD 4-250
MENLO PARK
CA
94025
0
0
1
0
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SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND
3000 SAND HILL ROAD 4-250
MENLO PARK
CA
94025
0
0
1
0
0001367781
SEQUOIA CAPITAL GROWTH PARTNERS III
3000 SAND HILL ROAD 4-250
MENLO PARK
CA
94025
0
0
1
0
0001228834
SEQUOIA CAPITAL XI
3000 SAND HILL ROAD 4-250
MENLO PARK
CA
94025
0
0
1
0
0001261134
SEQUOIA CAPITAL XI PRINCIPALS FUND
3000 SAND HILL ROAD 4-250
MENLO PARK
CA
94025
0
0
1
0
0001261133
SEQUOIA TECHNOLOGY PARTNERS XI
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2012-07-25
4
C
0
335396
A
335396
I
By Sequoia Technology Partners XI, LP
Common Stock
2012-07-25
4
C
0
1155116
A
1155116
I
By Sequoia Capital XI Principals Fund, LLC
Common Stock
2012-07-25
4
C
0
10617630
A
10617630
I
By Sequoia Capital XI LP
Common Stock
2012-07-25
4
C
0
16150
A
16150
I
By Sequoia Capital Growth Partners III, LP
Common Stock
2012-07-25
4
C
0
76202
A
76202
I
By Sequoia Capital Growth III Principals Fund, LLC
Common Stock
2012-07-25
4
C
0
1475592
A
1475592
I
By Sequoia Capital Growth Fund III, LP
Series A-1 Preferred Stock
2012-07-25
4
C
0
6690
0
D
Common Stock
6690
0
I
By Sequoia Technology Partners XI, LP
Series A-1 Preferred Stock
2012-07-25
4
C
0
23038
0
D
Common Stock
23038
0
I
By Sequoia Capital XI Principals Fund, LLC
Series A-1 Preferred Stock
2012-07-25
4
C
0
211772
0
D
Common Stock
211772
0
I
By Sequoia Capital XI LP
Series A-2 Preferred Stock
2012-07-25
4
C
0
242600
0
D
Common Stock
242600
0
I
By Sequoia Technology Partners XI, LP
Series A-2 Preferred Stock
2012-07-25
4
C
0
835528
0
D
Common Stock
835528
0
I
By Sequoia Capital XI Principals Fund, LLC
Series A-2 Preferred Stock
2012-07-25
4
C
0
7680022
0
D
Common Stock
7680022
0
I
By Sequoia Capital XI LP
Series B Preferred Stock
2012-07-25
4
C
0
66089
0
D
Common Stock
66089
0
I
By Sequoia Technology Partners XI, LP
Series B Preferred Stock
2012-07-25
4
C
0
227612
0
D
Common Stock
227612
0
I
By Sequoia Capital XI Principals Fund, LLC
Series B Preferred Stock
2012-07-25
4
C
0
2092167
0
D
Common Stock
2092167
0
I
By Sequoia Capital XI LP
Series C Preferred Stock
2012-07-25
4
C
0
20017
0
D
Common Stock
20017
0
I
By Sequoia Technology Partners XI, LP
Series C Preferred Stock
2012-07-25
4
C
0
68938
0
D
Common Stock
68938
0
I
By Sequoia Capital XI Principals Fund, LLC
Series C Preferred Stock
2012-07-25
4
C
0
633669
0
D
Common Stock
633669
0
I
By Sequoia Capital XI LP
Series C Preferred Stock
2012-07-25
4
C
0
16150
0
D
Common Stock
16150
0
I
By Sequoia Capital Growth Partners III, LP
Series C Preferred Stock
2012-07-25
4
C
0
76202
0
D
Common Stock
76202
0
I
By Sequoia Capital Growth III Principals Fund, LLC
Series C Preferred Stock
2012-07-25
4
C
0
1475592
0
D
Common Stock
1475592
0
I
By Sequoia Capital Growth Fund III, LP
Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SCGF III Management, LLC
2012-07-25
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SCGF III Management, LLC, the General Partner of Sequoia Capital Growth Fund III, L.P.
2012-07-25
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SCGF III Management, LLC, the Managing Member of Sequoia Capital Growth III Principals Fund LLC
2012-07-25
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SCGF III Management, LLC, the General Partner of Sequoia Capital Growth Partners III, L.P.
2012-07-25
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SC XI Management, LLC
2012-07-25
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SC XI Management, LLC, the General Partner of Sequoia Capital XI, L.P.
2012-07-25
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SC XI Management, LLC, the Managing Member of Sequoia Capital XI Principals Fund LLC
2012-07-25
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SC XI Management, LLC, the General Partner of Sequoia Technology Partners XI, L.P.
2012-07-25