0000950142-22-002107.txt : 20220706
0000950142-22-002107.hdr.sgml : 20220706
20220706161354
ACCESSION NUMBER: 0000950142-22-002107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220701
FILED AS OF DATE: 20220706
DATE AS OF CHANGE: 20220706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOZLOV HERSH
CENTRAL INDEX KEY: 0001228774
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37524
FILM NUMBER: 221068838
MAIL ADDRESS:
STREET 1: WOLF BLOCK SCHORR & SOLIS
STREET 2: 1940 RTE 70 E
CITY: CHERRY HILL
STATE: NJ
ZIP: 08003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: vTv Therapeutics Inc.
CENTRAL INDEX KEY: 0001641489
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 473916571
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3980 PREMIER DR
STREET 2: SUITE 310
CITY: HIGH POINT
STATE: NC
ZIP: 27265
BUSINESS PHONE: 336-841-0300
MAIL ADDRESS:
STREET 1: 3980 PREMIER DR
STREET 2: SUITE 310
CITY: HIGH POINT
STATE: NC
ZIP: 27265
FORMER COMPANY:
FORMER CONFORMED NAME: VTV Therapeutics Inc.
DATE OF NAME CHANGE: 20150506
4
1
es220267481_4-kozlov.xml
OWNERSHIP DOCUMENT
X0306
4
2022-07-01
0
0001641489
vTv Therapeutics Inc.
VTVT
0001228774
KOZLOV HERSH
C/O VTV THERAPEUTICS INC.
3980 PREMIER DRIVE, SUITE 310
HIGH POINT
NC
27265
1
0
0
0
Director stock option (right to buy)
0.72
2022-07-01
4
A
0
105128
0
A
2032-07-01
Class A Common Stock
105128
105128
D
Director stock option (right to buy)
2.65
2030-06-11
Class A Common Stock
26250
26250
D
Director stock option (right to buy)
2.54
2031-05-03
Class A Common Stock
15000
15000
D
An option to purchase 80,128 shares vested immediately on July 1, 2022. The remaining option to purchase 25,000 shares vests on June 1, 2023.
On June 15, 2020 and May 5, 2021, the reporting person filed Form 4s which inadvertently aggregated options to purchase shares of Class A common stock with different exercise prices and expiration dates. These errors have been corrected in the options beneficially owned in this Form 4.
An option to purchase 2,812 shares vested immediately on June 11, 2020. The remaining option to purchase 23,438 shares vests in equal monthly installments over the three-year period beginning on June 11, 2020.
Vests in equal monthly installments over the three-year period beginning May 3, 2021.
/s/ Richard S. Nelson as Attorney-in-Fact
2022-07-06