0000950142-22-002107.txt : 20220706 0000950142-22-002107.hdr.sgml : 20220706 20220706161354 ACCESSION NUMBER: 0000950142-22-002107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220701 FILED AS OF DATE: 20220706 DATE AS OF CHANGE: 20220706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOZLOV HERSH CENTRAL INDEX KEY: 0001228774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37524 FILM NUMBER: 221068838 MAIL ADDRESS: STREET 1: WOLF BLOCK SCHORR & SOLIS STREET 2: 1940 RTE 70 E CITY: CHERRY HILL STATE: NJ ZIP: 08003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: vTv Therapeutics Inc. CENTRAL INDEX KEY: 0001641489 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 473916571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3980 PREMIER DR STREET 2: SUITE 310 CITY: HIGH POINT STATE: NC ZIP: 27265 BUSINESS PHONE: 336-841-0300 MAIL ADDRESS: STREET 1: 3980 PREMIER DR STREET 2: SUITE 310 CITY: HIGH POINT STATE: NC ZIP: 27265 FORMER COMPANY: FORMER CONFORMED NAME: VTV Therapeutics Inc. DATE OF NAME CHANGE: 20150506 4 1 es220267481_4-kozlov.xml OWNERSHIP DOCUMENT X0306 4 2022-07-01 0 0001641489 vTv Therapeutics Inc. VTVT 0001228774 KOZLOV HERSH C/O VTV THERAPEUTICS INC. 3980 PREMIER DRIVE, SUITE 310 HIGH POINT NC 27265 1 0 0 0 Director stock option (right to buy) 0.72 2022-07-01 4 A 0 105128 0 A 2032-07-01 Class A Common Stock 105128 105128 D Director stock option (right to buy) 2.65 2030-06-11 Class A Common Stock 26250 26250 D Director stock option (right to buy) 2.54 2031-05-03 Class A Common Stock 15000 15000 D An option to purchase 80,128 shares vested immediately on July 1, 2022. The remaining option to purchase 25,000 shares vests on June 1, 2023. On June 15, 2020 and May 5, 2021, the reporting person filed Form 4s which inadvertently aggregated options to purchase shares of Class A common stock with different exercise prices and expiration dates. These errors have been corrected in the options beneficially owned in this Form 4. An option to purchase 2,812 shares vested immediately on June 11, 2020. The remaining option to purchase 23,438 shares vests in equal monthly installments over the three-year period beginning on June 11, 2020. Vests in equal monthly installments over the three-year period beginning May 3, 2021. /s/ Richard S. Nelson as Attorney-in-Fact 2022-07-06