0001104659-20-137061.txt : 20201217 0001104659-20-137061.hdr.sgml : 20201217 20201217215038 ACCESSION NUMBER: 0001104659-20-137061 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20201217 FILED AS OF DATE: 20201217 DATE AS OF CHANGE: 20201217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seven Oaks Sponsor LLC CENTRAL INDEX KEY: 0001836655 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39817 FILM NUMBER: 201397857 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (917) 214-6371 MAIL ADDRESS: STREET 1: 445 PARK AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATTHEWS GARY S CENTRAL INDEX KEY: 0001228770 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39817 FILM NUMBER: 201397858 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER ROAD, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hauser Mark CENTRAL INDEX KEY: 0001313292 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39817 FILM NUMBER: 201397859 MAIL ADDRESS: STREET 1: C/O FDG ASSOCIATES, 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Seven Oaks Acquisition Corp. CENTRAL INDEX KEY: 0001828672 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 853316188 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18 WEST LANE CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 9172146371 MAIL ADDRESS: STREET 1: 18 WEST LANE CITY: GREENWICH STATE: CT ZIP: 06831 3 1 tm2038829d9_3.xml OWNERSHIP DOCUMENT X0206 3 2020-12-17 0 0001828672 Seven Oaks Acquisition Corp. SVOK 0001836655 Seven Oaks Sponsor LLC C/O SEVEN OAKS ACQUISITION CORP. 445 PARK AVENUE, 17TH FLOOR NEW YORK NY 10022 0 0 0 1 See Remarks 0001228770 MATTHEWS GARY S C/O SEVEN OAKS ACQUISITION CORP. 445 PARK AVENUE, 17TH FLOOR NEW YORK NY 10022 0 0 0 1 See Remarks 0001313292 Hauser Mark C/O SEVEN OAKS ACQUISITION CORP. 445 PARK AVENUE, 17TH FLOOR NEW YORK NY 10022 0 0 0 1 See Remarks Class B Common Stock Class A Common Stock 5304375 D The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251062) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 691,875 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. Seven Oaks Sponsor LLC is the record holder of the securities reported herein. Gary S. Matthews and Mark Hauser are the managers of Seven Oaks Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Seven Oaks Sponsor LLC. Mr. Matthews and Mr. Hauser disclaim any beneficial ownership of the securities held by Seven Oaks Sponsor LLC. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. See Exhibits 24.1, 24.2 and 24.3 - Powers of Attorney. /s/ Roman Ibragimov, Attorney-in-Fact for Seven Oaks Sponsor LLC 2020-12-17 /s/ Roman Ibragimov, Attorney-in-Fact for Gary S. Matthews 2020-12-17 /s/ Roman Ibragimov, Attorney-in-Fact for Mark Hauser 2020-12-17 EX-24.1 2 tm2038829d9_ex24-1.htm POWER OF ATTORNEY

 

Exhibit 24.1

 

POWER OF ATTORNEY

 

The undersigned constitutes and appoints David Sakowitz, Bradley Simon and Roman Ibragimov, or any of them acting singly, as the undersigned’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to:

 

1.                  prepare, sign, and submit to the Securities and Exchange Commission (the “SEC”) on its Electronic Data Gathering, Analysis, and Retrieval Filer Management website a Form ID application, including any amendments and exhibits thereto, and any other related documents as may be necessary or appropriate, to obtain from the SEC access codes to permit filing on the SEC’s EDGAR system, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done as required by any rule or regulation of the SEC and the EDGAR Filer Manual as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof; and

 

2.                  sign any and all SEC statements of beneficial ownership of securities of Seven Oaks Acquisition Corp. (the “Company”) on Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and any amendments thereto, and to file the same with all exhibits thereto, and other documents in connection therewith, with the SEC, the Company and any stock exchange on which any of the Company’s securities are listed, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 13 and Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof.

 

A copy of this power of attorney shall be filed with the SEC.  The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact.

 

The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned’s obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5 with the SEC. 

 

Dated: December 13, 2020

 

 

SEVEN OAKS SPONSOR LLC

     
  By: /s/ Gary Matthews
    Name: Gary Matthews
    Title:   Manager

 

 

 EX-24.2 3 tm2038829d9_ex24-2.htm POWER OF ATTORNEY

 

Exhibit 24.2

 

POWER OF ATTORNEY

 

The undersigned constitutes and appoints David Sakowitz, Bradley Simon and Roman Ibragimov, or any of them acting singly, as the undersigned’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to:

 

1.                  prepare, sign, and submit to the Securities and Exchange Commission (the “SEC”) on its Electronic Data Gathering, Analysis, and Retrieval Filer Management website a Form ID application, including any amendments and exhibits thereto, and any other related documents as may be necessary or appropriate, to obtain from the SEC access codes to permit filing on the SEC’s EDGAR system, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done as required by any rule or regulation of the SEC and the EDGAR Filer Manual as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof; and

 

2.                  sign any and all SEC statements of beneficial ownership of securities of Seven Oaks Acquisition Corp. (the “Company”) on Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and any amendments thereto, and to file the same with all exhibits thereto, and other documents in connection therewith, with the SEC, the Company and any stock exchange on which any of the Company’s securities are listed, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 13 and Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof.

 

A copy of this power of attorney shall be filed with the SEC.  The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact.

 

The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned’s obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5 with the SEC. 

 

Dated: December 13, 2020

 

  /s/ Gary Matthews
  Gary Matthews

 

 

 

 EX-24.3 4 tm2038829d9_ex24-3.htm POWER OF ATTORNEY

 

Exhibit 24.3

 

POWER OF ATTORNEY

 

The undersigned constitutes and appoints David Sakowitz, Bradley Simon and Roman Ibragimov, or any of them acting singly, as the undersigned’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to:

 

1.                  prepare, sign, and submit to the Securities and Exchange Commission (the “SEC”) on its Electronic Data Gathering, Analysis, and Retrieval Filer Management website a Form ID application, including any amendments and exhibits thereto, and any other related documents as may be necessary or appropriate, to obtain from the SEC access codes to permit filing on the SEC’s EDGAR system, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done as required by any rule or regulation of the SEC and the EDGAR Filer Manual as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof; and

 

2.                  sign any and all SEC statements of beneficial ownership of securities of Seven Oaks Acquisition Corp. (the “Company”) on Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and any amendments thereto, and to file the same with all exhibits thereto, and other documents in connection therewith, with the SEC, the Company and any stock exchange on which any of the Company’s securities are listed, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 13 and Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof.

 

A copy of this power of attorney shall be filed with the SEC.  The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact.

 

The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned’s obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5 with the SEC. 

 

Dated: December 13, 2020

 

  /s/ Mark Hauser
  Mark Hauser

 

 

 EX-99.1 5 tm2038829d9_ex99-1.htm JOINT FILER INFORMATION

Exhibit 99.1

 

Joint Filer Information

 

Name of Joint Filer: Seven Oaks Sponsor LLC
   
Address of Joint Filer: c/o Seven Oaks Acquisition Corp.
  445 Park Avenue, 17th Floor
  New York, New York 10022
   
Relationship of Joint Filer to Issuer: 10% Owner
   
Issuer Name and Ticker or Trading Symbol: Seven Oaks Acquisition Corp. [SVOK]
   
Date of Event Requiring Statement:  
(Month/Day/Year): 12/17/2020
   
   
Name of Joint Filer: Gary S. Matthews
   
Address of Joint Filer: c/o Seven Oaks Acquisition Corp.
  445 Park Avenue, 17th Floor
  New York, New York 10022
   
Relationship of Joint Filer to Issuer: Chief Executive Officer, Chairman and Director
   
Issuer Name and Ticker or Trading Symbol: Seven Oaks Acquisition Corp. [SVOK]
   
Date of Event Requiring Statement:  
(Month/Day/Year): 12/17/2020
   
   
Name of Joint Filer: Mark Hauser
   
Address of Joint Filer: c/o Seven Oaks Acquisition Corp.
  445 Park Avenue, 17th Floor
  New York, New York 10022
   
Relationship of Joint Filer to Issuer: Director
   
Issuer Name and Ticker or Trading Symbol: Seven Oaks Acquisition Corp. [SVOK]
   
Date of Event Requiring Statement:  
(Month/Day/Year): 12/17/2020