0001104659-18-014204.txt : 20180301
0001104659-18-014204.hdr.sgml : 20180301
20180301210025
ACCESSION NUMBER: 0001104659-18-014204
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180227
FILED AS OF DATE: 20180301
DATE AS OF CHANGE: 20180301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GARDNER TED A
CENTRAL INDEX KEY: 0001228680
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 18659806
MAIL ADDRESS:
STREET 1: 1001 LOUISIANA, SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Summit Materials, Inc.
CENTRAL INDEX KEY: 0001621563
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 471984212
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1227
BUSINESS ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-893-0012
MAIL ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
a4.xml
4
X0306
4
2018-02-27
0
0001621563
Summit Materials, Inc.
SUM
0001228680
GARDNER TED A
C/O SUMMIT MATERIALS, INC.
1550 WYNKOOP STREET, 3RD FLOOR
DENVER
CO
80202
1
0
0
0
Class A Common Stock
2018-02-27
4
C
0
40000
A
40000
I
See Footnote
Class A Common Stock
2018-02-28
4
M
0
4098
A
10601
D
Class A Common Stock
2018-03-01
4
S
0
30000
32.01
D
10000
I
See Footnote
LP Units of Summit Materials Holdings L.P.
2018-02-27
4
C
0
40000
0
D
Class A Common Stock
40000
162752
I
See Footnote
Restricted Stock Units
2018-02-28
4
M
0
4098
0
D
Class A Common Stock
4098
0
D
Restricted Stock Units
2018-02-28
4
A
0
3994
0
A
Class A Common Stock
3994
3994
D
Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis.
Reflects securities held by a limited liability company controlled by Mr. Gardner.
Reflects restricted stock units that upon vesting converted into shares of Class A Common Stock on a one-for-one basis.
Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 22, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.82 to $32.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
On February 28, 2017, the Reporting Person was granted 4,098 restricted stock units that vested on February 28, 2018.
These restricted stock units vest on February 28, 2019.
The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.
/s/Anne Lee Benedict, as Attorney-in-Fact
2018-03-01