0001104659-16-162676.txt : 20161216
0001104659-16-162676.hdr.sgml : 20161216
20161216190440
ACCESSION NUMBER: 0001104659-16-162676
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161214
FILED AS OF DATE: 20161216
DATE AS OF CHANGE: 20161216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Summit Materials, Inc.
CENTRAL INDEX KEY: 0001621563
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 471984212
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1227
BUSINESS ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-893-0012
MAIL ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GARDNER TED A
CENTRAL INDEX KEY: 0001228680
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 162057499
MAIL ADDRESS:
STREET 1: 1001 LOUISIANA, SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
a4.xml
4
X0306
4
2016-12-14
0
0001621563
Summit Materials, Inc.
SUM
0001228680
GARDNER TED A
C/O SUMMIT MATERIALS, INC.
1550 WYNKOOP STREET, 3RD FLOOR
DENVER
CO
80202
1
0
0
0
Class A Common Stock
2016-12-14
4
C
0
22
A
22
I
See Foonote
Class A Common Stock
2016-12-15
4
S
0
22
23.40
D
0
I
See Foonote
LP Units of Summit Materials Holdings L.P.
2016-12-14
4
C
0
22
D
Class A Common Stock
22
0
I
See Foonote
LP Units of Summit Materials Holdings L.P.
Class A Common Stock
202752
202752
I
See Foonote
Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.
Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk.
Reflects securities held by a limited liability company controlled by Mr. Gardner.
The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.
/s/Anne Lee Benedict, as Attorney-in-Fact
2016-12-16