0001104659-16-161720.txt : 20161212
0001104659-16-161720.hdr.sgml : 20161212
20161212191139
ACCESSION NUMBER: 0001104659-16-161720
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161208
FILED AS OF DATE: 20161212
DATE AS OF CHANGE: 20161212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Summit Materials, Inc.
CENTRAL INDEX KEY: 0001621563
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 471984212
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1227
BUSINESS ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-893-0012
MAIL ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GARDNER TED A
CENTRAL INDEX KEY: 0001228680
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 162047386
MAIL ADDRESS:
STREET 1: 1001 LOUISIANA, SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
a4.xml
4
X0306
4
2016-12-08
0
0001621563
Summit Materials, Inc.
SUM
0001228680
GARDNER TED A
C/O SUMMIT MATERIALS, INC.
1550 WYNKOOP STREET, 3RD FLOOR
DENVER
CO
80202
1
0
0
0
Class A Common Stock
2016-12-08
4
C
0
1000000
A
1000000
I
See Footnote
Class A Common Stock
2016-12-12
4
S
0
1000000
24.20
D
0
I
See Footnote
Class A Common Stock
2016-12-12
4
C
0
611000
A
611000
I
See Footnote
Class A Common Stock
2016-12-12
4
S
0
611000
23.85
D
0
I
See Footnote
LP Units of Summit Materials Holdings L.P.
2016-12-08
4
C
0
1000000
D
Class A Common Stock
1000000
611022
I
See Footnote
LP Units of Summit Materials Holdings L.P.
2016-12-12
4
C
0
611000
D
Class A Common Stock
611000
22
I
See Footnote
LP Units of Summit Materials Holdings L.P.
Class A Common Stock
202572
202572
I
See Footnote
Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.
Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.00 to $24.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.85 to $23.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Reflects securities held by a limited liability company controlled by Mr. Gardner.
The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.
/s/Anne Lee Benedict, as Attorney-in-Fact
2016-12-12