0000899243-15-003053.txt : 20150813
0000899243-15-003053.hdr.sgml : 20150813
20150813162643
ACCESSION NUMBER: 0000899243-15-003053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150311
FILED AS OF DATE: 20150813
DATE AS OF CHANGE: 20150813
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Summit Materials, Inc.
CENTRAL INDEX KEY: 0001621563
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 471984212
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1227
BUSINESS ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-893-0012
MAIL ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GARDNER TED A
CENTRAL INDEX KEY: 0001228680
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 151051013
MAIL ADDRESS:
STREET 1: 1001 LOUISIANA, SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-03-11
0
0001621563
Summit Materials, Inc.
SUM
0001228680
GARDNER TED A
C/O SUMMIT MATERIALS, INC.
1550 WYNKOOP STREET, 3RD FLOOR
DENVER
CO
80202
1
0
0
0
LP Units of Summit Materials Holdings L.P.
2015-03-11
4
A
0
252726
A
Class A Common Stock
252726
252726
I
See Footnote
LP Units of Summit Materials Holdings L.P.
2015-03-11
4
A
0
3091203
A
Class A Common Stock
3091203
3091203
I
See Footnote
Warrants
18.00
2015-03-11
4
A
0
27408
A
2025-03-11
Class A Common Stock
27408
27408
I
See Footnote
Warrants
18.00
2015-03-11
4
A
0
57555
A
2025-03-11
Class A Common Stock
57555
57555
I
See Footnote
LP Units of Summit Materials Holdings L.P.
2015-08-11
4
D
0
957951
D
Class A Common Stock
957951
253499
I
See Footnote
Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058) (the "Registration Statement")) for shares of the issuer's Class A common stock on a one-for-one basis.
These securities were acquired in connection with the reclassification of the interests of Summit Material Holdings L.P. prior to the issuer's initial public offering (as more fully described in the Registration Statement).
Reflects securities held by a limited liability company controlled by Mr. Gardner.
Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk.
The warrants are exercisable beginning on the first anniversary of the closing of the issuer's initial public offering.
Silverhawk sold to the issuer the number of LP Units set forth above at a price per LP Unit of $24.784375, which represents the $25.75 price at which the issuer's Class A common stock was sold in a secondary offering, less the underwriters' discount of $0.965625 per share.
Total holdings include LP Units acquired in connection with a dividend of LP Units from Summit Materials Holdings GP, Ltd., of which Silverhawk is a shareholder. The acquisition of such LP Units was exempt pursuant to Rule 16a-9.
The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the filing of this Form 4 shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 or otherwise, the beneficial owner of any equity securities covered by this statement.
/s/Anne Lee Benedict, as Attorney-in-Fact
2015-08-13