8-A12B 1 y86265ae8va12b.txt FORM 8-A FORM 8-A Securities and Exchange Commission Washington, D.C. 20549 For registration of certain classes of securities pursuant to section 12(b) or (g) of the Securities Exchange Act of 1934 LEHMAN BROTHERS/FIRST TRUST INCOME OPPORTUNITY FUND (Exact name of registrant as specified in its charter) Delaware 32-0073608 (State of incorporation ) (I.R.S. Employer Identification No.) 399 Park Avenue New York, New York 10022-3902 (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered ------------------- ------------------------------ Common Shares (no par value) New York Stock Exchange If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A. (c), check the following box. [X] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A. (d), check the following box. [ ] Securities Act registration statement file number to which this form relates: Securities to be registered pursuant to Section 12(g) of the Act: None INFORMATION REQUIRED IN REGISTRATION STATEMENT Item 1. Description of Registrant's Securities to be Registered. Incorporated by reference to Registrant's registration statement on Form N-2, filed on May 7, 2003 (File No. 333-105069). Item 2. Exhibits. None SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized, in New York, New York on the May 7th day of May, 2003. LEHMAN BROTHERS/FIRST TRUST INCOME OPPORTUNITY FUND By: /s/ Kurt Locher ---------------------- Kurt Locher Trustee