-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P0agMGhqRHYC+I+8KPzK0Hh3Q6YGfG4+HHd1TzNjsn31y7EMLqy17Wp3noWsuFjJ QeI/bzpJIfn2qKdVNtKx5Q== 0000950123-03-005454.txt : 20030508 0000950123-03-005454.hdr.sgml : 20030508 20030507190908 ACCESSION NUMBER: 0000950123-03-005454 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND CENTRAL INDEX KEY: 0001228361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31684 FILM NUMBER: 03687061 MAIL ADDRESS: STREET 1: 399 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 8-A12B 1 y86265ae8va12b.txt FORM 8-A FORM 8-A Securities and Exchange Commission Washington, D.C. 20549 For registration of certain classes of securities pursuant to section 12(b) or (g) of the Securities Exchange Act of 1934 LEHMAN BROTHERS/FIRST TRUST INCOME OPPORTUNITY FUND (Exact name of registrant as specified in its charter) Delaware 32-0073608 (State of incorporation ) (I.R.S. Employer Identification No.) 399 Park Avenue New York, New York 10022-3902 (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered ------------------- ------------------------------ Common Shares (no par value) New York Stock Exchange If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A. (c), check the following box. [X] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A. (d), check the following box. [ ] Securities Act registration statement file number to which this form relates: Securities to be registered pursuant to Section 12(g) of the Act: None INFORMATION REQUIRED IN REGISTRATION STATEMENT Item 1. Description of Registrant's Securities to be Registered. Incorporated by reference to Registrant's registration statement on Form N-2, filed on May 7, 2003 (File No. 333-105069). Item 2. Exhibits. None SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized, in New York, New York on the May 7th day of May, 2003. LEHMAN BROTHERS/FIRST TRUST INCOME OPPORTUNITY FUND By: /s/ Kurt Locher ---------------------- Kurt Locher Trustee -----END PRIVACY-ENHANCED MESSAGE-----