0001437749-17-013847.txt : 20170804 0001437749-17-013847.hdr.sgml : 20170804 20170804185451 ACCESSION NUMBER: 0001437749-17-013847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170802 FILED AS OF DATE: 20170804 DATE AS OF CHANGE: 20170804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUTCH JOHN CENTRAL INDEX KEY: 0001228146 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36039 FILM NUMBER: 171009756 MAIL ADDRESS: STREET 1: C/O PEREGRINE SYSTEMS, INC. STREET 2: 3611 VALLEY CENTRE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YuMe Inc CENTRAL INDEX KEY: 0001415624 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1204 MIDDLEFIELD ROAD CITY: Redwood City STATE: CA ZIP: 94063 BUSINESS PHONE: 650-591-9400 MAIL ADDRESS: STREET 1: 1204 MIDDLEFIELD ROAD CITY: Redwood City STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: Yume Inc DATE OF NAME CHANGE: 20071018 4 1 rdgdoc.xml FORM 4 X0306 4 2017-08-02 0001415624 YuMe Inc YUME 0001228146 MUTCH JOHN C/O YUME, INC. 1204 MIDDLEFIELD ROAD REDWOOD CITY CA 94063 1 Restricted Stock Units 2017-08-02 4 A 0 20883 0 A Common Stock 20883 20883 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. On August 2, 2017 the Reporting Person was granted 20,883 restricted stock units, which will vest over three years in three equal annual installments commencing on July 27, 2018. /s/ John Mutch by Amy Rothstein, Attorney-in-Fact 2017-08-04