0001209191-15-079695.txt : 20151112 0001209191-15-079695.hdr.sgml : 20151112 20151112162255 ACCESSION NUMBER: 0001209191-15-079695 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151109 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW RELIC, INC. CENTRAL INDEX KEY: 0001448056 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262017431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 188 SPEAR STREET, STE. 1200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 650-777-7600 MAIL ADDRESS: STREET 1: 188 SPEAR STREET, STE. 1200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: NEW RELIC, INC DATE OF NAME CHANGE: 20151105 FORMER COMPANY: FORMER CONFORMED NAME: NEW RELIC INC DATE OF NAME CHANGE: 20081016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHOPRA AJAY CENTRAL INDEX KEY: 0001228023 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 151225116 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trinity IX Side-By-Side Fund, L.P. CENTRAL INDEX KEY: 0001597646 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 151225118 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 854 9500 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wang Fred CENTRAL INDEX KEY: 0001290451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 151225120 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tai Augustus O CENTRAL INDEX KEY: 0001290446 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 151225121 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORR LAWRENCE K CENTRAL INDEX KEY: 0001231094 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 151225122 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nakache Patricia CENTRAL INDEX KEY: 0001597755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 151225123 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRINITY VENTURES IX L P CENTRAL INDEX KEY: 0001335515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 151225117 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD STREET 2: BUILDING 4 SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-9500 MAIL ADDRESS: STREET 1: 3000 SAND HILL RD STREET 2: BUILDING 4 SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trinity TVL IX, LLC CENTRAL INDEX KEY: 0001597645 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 151225125 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 854 9500 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trinity IX Entrepreneurs Fund LP CENTRAL INDEX KEY: 0001352960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 151225119 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD BDLG 4 CITY: 160 MENLO PARK STATE: CA ZIP: 94025 MAIL ADDRESS: STREET 1: 3000 SAND HILL RD BDLG 4 CITY: 160 MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fenton Noel J CENTRAL INDEX KEY: 0001290449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 151225124 MAIL ADDRESS: STREET 1: C/O TRINITY VENTURES STREET 2: 3000 SAND HILL ROAD, BLDG. 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-09 0 0001448056 NEW RELIC, INC. NEWR 0001597645 Trinity TVL IX, LLC C/O TRINITY VENTURES 2480 SAND HILL RD., STE. 200 MENLO PARK CA 94025 0 0 1 0 0001290449 Fenton Noel J C/O TRINITY VENTURES 2480 SAND HILL ROAD, STE. 200 MENLO PARK CA 94025 0 0 1 0 0001597755 Nakache Patricia C/O TRINITY VENTURES 2480 SAND HILL ROAD, STE. 200 MENLO PARK CA 94025 0 0 1 0 0001231094 ORR LAWRENCE K C/O TRINITY VENTURES 2480 SAND HILL ROAD, STE. 200 MENLO PARK CA 94025 0 0 1 0 0001290446 Tai Augustus O C/O TRINITY VENTURES 2480 SAND HILL ROAD, STE. 200 MENLO PARK CA 94025 0 0 1 0 0001290451 Wang Fred C/O TRINITY VENTURES 2480 SAND HILL ROAD, STE. 200 MENLO PARK CA 94025 0 0 1 0 0001352960 Trinity IX Entrepreneurs Fund LP C/O TRINITY VENTURES 2480 SAND HILL ROAD, STE. 200 MENLO PARK CA 94025 0 0 1 0 0001597646 Trinity IX Side-By-Side Fund, L.P. C/O TRINITY VENTURES 2480 SAND HILL ROAD, STE. 200 MENLO PARK CA 94025 0 0 1 0 0001335515 TRINITY VENTURES IX L P C/O TRINITY VENTURES 2480 SAND HILL ROAD, STE. 200 MENLO PARK CA 94025 0 0 1 0 0001228023 CHOPRA AJAY C/O TRINITY VENTURES 2480 SAND HILL ROAD, STE. 200 MENLO PARK CA 94025 0 0 1 0 Common Stock 2015-11-09 4 J 0 4248 0.00 D 80730 I Trinity IX Entrepreneurs' Fund, L.P. Common Stock 2015-11-09 4 J 0 3225 0.00 D 61288 I Trinity IX Side-By-Side Fund, L.P. Common Stock 2015-11-09 4 J 0 271711 0.00 D 5162521 I Trinity Ventures IX, L.P. Common Stock 2015-11-09 4 J 0 56516 0.00 A 56516 I Trinity TVL IX, LLC Common Stock 2015-11-09 4 J 0 56516 0.00 D 0 I Trinity TVL IX, LLC Common Stock 2015-11-09 4 J 0 10102 0.00 A 10102 I By Trust Common Stock 2015-11-09 4 J 0 10017 0.00 A 10017 I By Trust Common Stock 2015-11-09 4 J 0 9780 0.00 A 9780 I By Trust Common Stock 2015-11-09 4 J 0 5753 0.00 A 5753 I By Trust Common Stock 2015-11-09 4 J 0 5545 0.00 A 5545 I By Trust Common Stock 2015-11-09 4 J 0 3737 0.00 A 3737 I By Trust Common Stock 2015-11-09 4 J 0 22 0.00 A 22 I TVL Management Corp. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by the partnerships without consideration to their respective limited partners and, in the case of Trinity IX, its general partner. Transaction pursuant to a 10b5-1 Plan dated September 9, 2015. The shares are owned by Trinity IX Entrepreneurs' Fund, L.P. ("TEF IX") which is under common control with Trinity IX Side-By-Side Fund, L.P. ("Trinity SBS IX") and Trinity Ventures IX, L.P. ("Trinity IX"). Trinity TVL IX, LLC ("Trinity TVL IX") serves as the sole general partner of TEF IX, Trinity SBS IX and Trinity IX. As such, Trinity TVL IX possesses sole voting and investment control over the shares owned by TEF IX, Trinity SBS IX and Trinity IX, and may be deemed to have indirect beneficial ownership of the securities held by TEF IX, Trinity SBS IX and Trinity IX. Trinity TVL IX, however, owns no shares of the Issuer directly. Messrs. Chopra, Fenton, Orr, Tai and Wang and Ms. Nakache serve as Management Members of Trinity TVL IX and serve as officers of Trinity TVL Management Corp. ("TVL Management") and share voting and dispositive power over the shares held by TEF IX, Trinity SBS IX and Trinity IX. Each Reporting Person disclaims beneficial ownership of the shares held by TEF IX, Trinity SBS IX, Trinity IX, Trinity TVL IX and TVL Management except to the extent of his, her or its proportionate pecuniary interest therein. The shares are owned by Trinity SBS IX. The shares are owned by Trinity IX. The shares are owned by Trinity TVL IX. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity TVL IX without consideration to its members. Represents a pro rata distribution to a family trust (the "Tai Trust"). Mr. Tai is a management member of Trinity TVL IX and the Tai Trust is a limited partner of Trinity SBS IX. Mr. Tai is the trustee of the Tai Trust and may be deemed to beneficially own the shares held by the Tai Trust. Represents a pro rata distribution to a family trust (the "Wang Trust"). Mr. Wang is a management member of Trinity TVL IX and the Wang Trust is a limited partner of Trinity SBS IX. Mr. Wang is the trustee of the Wang Trust and may be deemed to beneficially own the shares held by the Wang Trust. Represents a pro rata distribution to a family trust (the "Orr Trust"). Mr. Orr is a management member of Trinity TVL IX and the Orr Trust is a limited partner of Trinity SBS IX. Mr. Orr is the trustee of the Orr Trust and may be deemed to beneficially own the shares held by the Orr Trust. Represents a pro rata distribution to a family trust (the "Fenton Trust"). Mr. Fenton is a management member of Trinity TVL IX and the Fenton Trust is a limited partner of Trinity SBS IX. Mr. Fenton is the trustee of the Fenton Trust and may be deemed to beneficially own the shares held by the Fenton Trust. Represents a pro rata distribution to a family trust (the "Nakache Trust"). Ms. Nakache is a management member of Trinity TVL IX and the Nakache Trust is a limited partner of Trinity SBS IX. Ms. Nakache is the trustee of the Nakache Trust and may be deemed to beneficially own the shares held by the Nakache Trust. Represents a pro rata distribution to a family trust (the "Chopra Trust"). Mr. Chopra is a management member of Trinity TVL IX and the Chopra Trust is a limited partner of Trinity SBS IX. Mr. Chopra is the trustee of the Chopra Trust and may be deemed to beneficially own the shares held by the Chopra Trust. Represents a pro rata distribution to TVL Management from Trinity TVL IX. TVL Management is a member of Trinity TVL IX. See Form 4 for TVL Management Corp. for additional members of this joint filing. /s/ Lawrence K. Orr, its Management Member 2015-11-12 /s/ Noel J. Fenton 2015-11-12 /s/ Patricia E. Nakache 2015-11-12 /s/ Lawrence K. Orr 2015-11-12 /s/ Augustus O. Tai 2015-11-12 /s/ Fred Wang 2015-11-12 By: Trinity TVL IX, LLC, a Delaware limited liability company, its General Partner, By: /s/ Lawrence K. Orr, its: Management Member 2015-11-12 By: Trinity TVL IX, LLC, a Delaware limited liability company, its General Partner, By: /s/ Lawrence K. Orr, its: Management Member 2015-11-12 By: Trinity TVL IX, LLC, a Delaware limited liability company, its General Partner, By: /s/ Lawrence K. Orr, its Management Member 2015-11-12 /s/ Ajay Chopra 2015-11-12