0000899243-22-035346.txt : 20221108
0000899243-22-035346.hdr.sgml : 20221108
20221108115438
ACCESSION NUMBER: 0000899243-22-035346
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221103
FILED AS OF DATE: 20221108
DATE AS OF CHANGE: 20221108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: UBS Group AG
CENTRAL INDEX KEY: 0001610520
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21338
FILM NUMBER: 221367843
BUSINESS ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
CITY: ZURICH
STATE: V8
ZIP: CH-8001
BUSINESS PHONE: 41-44-234-1111
MAIL ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
CITY: ZURICH
STATE: V8
ZIP: CH-8001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtus Convertible & Income Fund II
CENTRAL INDEX KEY: 0001227857
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 101 MUNSON STREET
CITY: GREENFIELD
STATE: MA
ZIP: 01301
BUSINESS PHONE: (866) 270-7598
MAIL ADDRESS:
STREET 1: 101 MUNSON STREET
CITY: GREENFIELD
STATE: MA
ZIP: 01301
FORMER COMPANY:
FORMER CONFORMED NAME: Virtus AllianzGI Convertible & Income Fund II
DATE OF NAME CHANGE: 20210210
FORMER COMPANY:
FORMER CONFORMED NAME: AllianzGI Convertible & Income Fund II
DATE OF NAME CHANGE: 20130502
FORMER COMPANY:
FORMER CONFORMED NAME: AGIC Convertible & Income Fund II
DATE OF NAME CHANGE: 20100825
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-03
1
0001227857
Virtus Convertible & Income Fund II
NCZ
0001610520
UBS Group AG
BAHNHOFSTRASSE 45
PO BOX CH-8098
ZURICH
V8
SWITZERLAND
0
0
1
0
Auction Preferred Stock
2022-11-03
4
J
0
5636
D
0
I
By subsidiary
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.
This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.
97.95% of par
(Cusip Nos 92838U207, 92838U306, 92838U405, 92838U504, 92838U603)
By: /s/ Rollins Simmons
2022-11-07
By: /s/ Jignesh Doshi
2022-11-07