0000899243-22-035346.txt : 20221108 0000899243-22-035346.hdr.sgml : 20221108 20221108115438 ACCESSION NUMBER: 0000899243-22-035346 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221103 FILED AS OF DATE: 20221108 DATE AS OF CHANGE: 20221108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21338 FILM NUMBER: 221367843 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Convertible & Income Fund II CENTRAL INDEX KEY: 0001227857 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: Virtus AllianzGI Convertible & Income Fund II DATE OF NAME CHANGE: 20210210 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI Convertible & Income Fund II DATE OF NAME CHANGE: 20130502 FORMER COMPANY: FORMER CONFORMED NAME: AGIC Convertible & Income Fund II DATE OF NAME CHANGE: 20100825 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-03 1 0001227857 Virtus Convertible & Income Fund II NCZ 0001610520 UBS Group AG BAHNHOFSTRASSE 45 PO BOX CH-8098 ZURICH V8 SWITZERLAND 0 0 1 0 Auction Preferred Stock 2022-11-03 4 J 0 5636 D 0 I By subsidiary This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. 97.95% of par (Cusip Nos 92838U207, 92838U306, 92838U405, 92838U504, 92838U603) By: /s/ Rollins Simmons 2022-11-07 By: /s/ Jignesh Doshi 2022-11-07