SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Craft John David

(Last) (First) (Middle)
C/O 9900 WEST 109TH STREET
SUITE 100

(Street)
OVERLAND PARK KS 66210

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/02/2016
3. Issuer Name and Ticker or Trading Symbol
COMPASS MINERALS INTERNATIONAL INC [ CMP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Interim CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 46(1) I 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit 03/30/2018 03/30/2018 Common Stock 181 (2) D
Restricted Stock Unit 04/01/2019 04/01/2019 Common Stock 233 (3) D
Stock Option (Right to Buy) (4) 03/30/2022 Common Stock 1,187 $93.26 D
Stock Option (Right to Buy) (5) 04/01/2023 Common Stock 1,662 $70.48 D
Performance Stock Unit(rTSR) 03/30/2018 03/30/2018 Common Stock 152 (6) D
Performance Stock Unit(rTSR) 04/01/2019 04/01/2019 Common Stock 219 (6) D
Performance Stock Unit(ROIC) 03/30/2018 03/30/2018 Common Stock 181 (7) D
Performance Stock Unit(ROIC) 04/01/2019 04/01/2019 Common Stock 233 (7) D
Explanation of Responses:
1. The information in this report is based on a 401(k) plan statement dated as of 11/03/2016.
2. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. A performance hurdle tied to the Issuer's 2015 financial performance has been satisfied.
3. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vesting is contingent on satisfaction of a performance hurdle tied to the Issuer's 2016 financial performance.
4. This stock option award vested 25% on 03/30/2016 and then vests in three equal annual installments of 25% each beginning on the second anniversary of the grant date.
5. This stock option award vests in four equal annual installments of 25% each beginning on the first anniversary of the grant date.
6. Each performance stock unit represents a contingent right to receive between 0% and 150% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated by comparing the Issuer's relative total shareholder return to the total shareholder return for each company comprising the Russell 3000 Index over a three-year performance period.
7. Each performance stock unit represents a contingent right to receive between 0% and 200% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the average of the Issuer's annual return on invested capital for each year over a three-year performance period.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Robert B. Porter as Attorney-in-Fact 11/14/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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