Neuronetics, Inc.
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(Name of Issuer)
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Common Stock, $0.01 par value per share
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(Title of Class of Securities)
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64131A-10-5
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(CUSIP Number)
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December 31, 2019
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(Date of Event Which Requires Filing of this Statement)
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☐
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Rule 13d-1(b)
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☐
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Rule 13d-1(c)
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☒
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Rule 13d-1(d)
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CUSIP No. 64131A-10-5
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13G
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Page 2
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1
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NAMES OF REPORTING PERSONS
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GE Ventures LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐
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(b) ☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0 (See Item 4)
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6
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SHARED VOTING POWER
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140,902 (See Item
4)
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7
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SOLE DISPOSITIVE POWER
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0 (See Item 4)
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8
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SHARED DISPOSITIVE POWER
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140,902 (See Item
4)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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140,902 (See Item
4)
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.76% (See Item 4)
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12
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TYPE OF REPORTING PERSON
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OO
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CUSIP No. 64131A-10-5
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13G
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Page 3 |
1
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NAMES OF REPORTING PERSONS
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GE Ventures
Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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||||
(a) ☐
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|||||
(b) ☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Ireland
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0 (See Item 4)
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|||
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6
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SHARED VOTING POWER
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0 (See Item 4)
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7
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SOLE DISPOSITIVE POWER
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0 (See Item 4)
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8
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SHARED DISPOSITIVE POWER
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0 (See Item 4)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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0 (See Item 4)
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||||
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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☐
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|||
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||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.0% (See Item
4)
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12
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TYPE OF REPORTING PERSON
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CO
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CUSIP No. 64131A-10-5
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13G
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Page 4 |
1
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NAMES OF REPORTING PERSONS
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General Electric
Company
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a) ☐
|
|||||
(b) ☒
|
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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New York
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
|
SOLE VOTING POWER
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0 (See Item 4)
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||||
6
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SHARED VOTING POWER
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140,902* (See
Item 4)
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||||
7
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SOLE DISPOSITIVE POWER
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0 (See Item 4)
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|||
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||||
8
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SHARED DISPOSITIVE POWER
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||
140,902* (See
Item 4)
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|||
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|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
140,902* (See
Item 4)
|
|
|
|||
|
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
0.76% (See Item
4)
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|
|||
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|
||||
12
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TYPE OF REPORTING PERSON
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CO; HC
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Item 1(a).
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Name of Issuer:
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Item 1(b).
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Address of Issuer’s Principal Executive Offices:
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Item 2(a).
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Name of Person Filing:
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Item 2(b).
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Address of Principal Business Office or, if None, Residence:
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Item 2(c).
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Citizenship:
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Item 2(d).
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Title and Class of Securities:
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Item 2(e).
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CUSIP Number:
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Item 3.
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If This Statement is Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c), Check Whether the Person Filing is a:
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(a)
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☐
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Broker or dealer registered under Section 15 of the Exchange Act
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(b)
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☐
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Bank as defined in Section 3(a)(6) of the Exchange Act
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(c)
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☐
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Insurance company as defined in Section 3(a)(19) of the Exchange Act
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(d)
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☐
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Investment company registered under Section 8 of the Investment Company Act
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(e)
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☐
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An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
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(f)
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☐
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An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F)
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(g)
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☐
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A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G)
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(h)
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☐
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act
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(i)
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☐
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act
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(j)
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☐
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A non-U.S. institution in accordance with Rule 13d–1(b)(1)(ii)(J)
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(k)
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☐
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Group, in accordance with Rule 13d-1(b)(1)(ii)(K)
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Item 4.
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Ownership.
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
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Item 8.
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Identification and Classification of Members of the Group.
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Item 9.
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Notice of Dissolution of Group.
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Item 10.
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Certifications.
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Dated: February 14, 2020
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|
|||
GE VENTURES LLC
|
||||
By:
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/s/ Kelly Warrick
|
|||
Name:
|
Kelly Warrick | |||
Title:
|
Authorized Signatory | |||
GE VENTURES LIMITED
|
||||
By:
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/s/ Kelly Warrick
|
|||
Name:
|
Kelly Warrick | |||
Title:
|
Authorized Signatory | |||
GENERAL ELECTRIC COMPANY
|
||||
By:
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/s/ Christoph A. Pereira
|
|||
Name:
|
Christoph A. Pereira | |||
Title:
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Vice President, Chief Risk Officer and Chief Corporate Counsel
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Exhibit No.
|
Description
|
Joint Filing Agreement, dated February 14, 2020, by and among the Reporting Persons
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Dated: February 14, 2020
|
|
|||
GE VENTURES LLC
|
||||
By:
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/s/ Kelly Warrick
|
|||
Name:
|
Kelly Warrick | |||
Title:
|
Authorized Signatory | |||
GE VENTURES LIMITED
|
||||
By:
|
/s/ Kelly Warrick
|
|||
Name:
|
Kelly Warrick | |||
Title:
|
Authorized Signatory | |||
GENERAL ELECTRIC COMPANY
|
||||
By:
|
/s/ Christoph A. Pereira
|
|||
Name:
|
Christoph A. Pereira | |||
Title:
|
Vice President, Chief Risk Officer and Chief Corporate Counsel
|