0001104659-18-039937.txt : 20180613 0001104659-18-039937.hdr.sgml : 20180613 20180613195426 ACCESSION NUMBER: 0001104659-18-039937 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180611 FILED AS OF DATE: 20180613 DATE AS OF CHANGE: 20180613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPPS RANDALL A CENTRAL INDEX KEY: 0001227556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37417 FILM NUMBER: 18897826 MAIL ADDRESS: STREET 1: 1101 EAST MEADOW DR CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invuity, Inc. CENTRAL INDEX KEY: 0001393020 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 444 DE HARO STREET CITY: San Francisco STATE: CA ZIP: 94107 BUSINESS PHONE: 415-655-2100 MAIL ADDRESS: STREET 1: 444 DE HARO STREET CITY: San Francisco STATE: CA ZIP: 94107 FORMER COMPANY: FORMER CONFORMED NAME: Spotlight Surgical Inc DATE OF NAME CHANGE: 20070313 4 1 a4.xml 4 X0306 4 2018-06-11 0 0001393020 Invuity, Inc. IVTY 0001227556 LIPPS RANDALL A C/O INVUITY, INC. 444 DE HARO STREET SAN FRANCISCO CA 94107 1 0 0 0 Common Stock 2018-06-11 4 A 0 34246 0.00 A 115683 D Common Stock 7722 I By Lipps Family Ventures Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on June 11, 2019. The Reporting Person has elected to defer the receipt of the shares underlying the RSUs until the earlier of the Reporting Person's separation from service as a director or upon a "change of control" of the Issuer, pursuant to the Issuer's Restricted Stock Unit Deferral Program for Outside Directors. The shares are held by Lipps Family Ventures, of which the Reporting Person is a Manager. /s/ Nancy Hargreaves, by power of attorney 2018-06-13