0001831631-23-000056.txt : 20230302 0001831631-23-000056.hdr.sgml : 20230302 20230302171731 ACCESSION NUMBER: 0001831631-23-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DORMAN JOHN C CENTRAL INDEX KEY: 0001227539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 23700297 MAIL ADDRESS: STREET 1: C/O LOANDEPOT, INC. ATTN GENERAL COUNSEL STREET 2: 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 90402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: loanDepot, Inc. CENTRAL INDEX KEY: 0001831631 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 853948939 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 434-5964 MAIL ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 wf-form4_167779541906742.xml FORM 4 X0306 4 2023-02-28 0 0001831631 loanDepot, Inc. LDI 0001227539 DORMAN JOHN C C/O LOANDEPOT, INC. 6561 IRVINE CENTER DRIVE IRVINE CA 92618 1 0 0 0 Class A Common Stock 2023-02-28 4 M 0 21552 A 116688 D Restricted Stock Units 2023-02-28 4 M 0 21552 0 D Class A Common Stock 21552.0 0 D As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. /s/ Denise Apicella, as Attorney-in-Fact for John C. Dorman 2023-03-02