0001567619-20-017507.txt : 20201002 0001567619-20-017507.hdr.sgml : 20201002 20201002170737 ACCESSION NUMBER: 0001567619-20-017507 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARONSON BERNARD W CENTRAL INDEX KEY: 0001227370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 201221092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 doc1.xml FORM 4 X0306 4 2020-09-30 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001227370 ARONSON BERNARD W 96 MORTON STREET NEW YORK NY 10014 1 0 0 0 Common Stock 2010-09-30 4 A 0 3349 0 A 34780 D Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on September 30, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. /s/ John J. Wolfel, Attorney-in-Fact for Bernard W. Aronson 2020-10-02