0001288847-21-000129.txt : 20211019 0001288847-21-000129.hdr.sgml : 20211019 20211019174336 ACCESSION NUMBER: 0001288847-21-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211018 FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZWARENSTEIN BARRY CENTRAL INDEX KEY: 0001227348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36383 FILM NUMBER: 211332077 MAIL ADDRESS: STREET 1: C/O IOMEGA CORP STREET 2: 4435 EASTGATE MALL 3RD FLOOR CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Five9, Inc. CENTRAL INDEX KEY: 0001288847 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943394123 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3001 BISHOP DRIVE STREET 2: SUITE 350 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9252012000 MAIL ADDRESS: STREET 1: 3001 BISHOP DRIVE STREET 2: SUITE 350 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: Five 9 Inc DATE OF NAME CHANGE: 20040428 4 1 wf-form4_163467980333079.xml FORM 4 X0306 4 2021-10-18 0 0001288847 Five9, Inc. FIVN 0001227348 ZWARENSTEIN BARRY C/O FIVE9, INC. 3001 BISHOP DR., STE. #350 SAN RAMON, CA 94583 0 1 0 0 Chief Financial Officer Common Stock 2021-10-18 4 M 0 12500 16.25 A 87397 D Common Stock 2021-10-18 4 S 0 2000 153.78 D 85397 D Common Stock 2021-10-18 4 S 0 2800 154.84 D 82597 D Common Stock 2021-10-18 4 S 0 3300 155.77 D 79297 D Common Stock 2021-10-18 4 S 0 1100 157.04 D 78197 D Common Stock 2021-10-18 4 S 0 3200 157.95 D 74997 D Common Stock 2021-10-18 4 S 0 100 158.87 D 74897 D Common Stock 98819 I By Trust Employee Stock Option (right to buy) 16.25 2021-10-18 4 M 0 12500 0 D 2027-02-23 Common Stock 12500.0 40278 D Since the last report filed on Sept. 20, 2021, 3,670 previously reported performance-based RSUs were cancelled for no value and therefore are excluded from the latest reported total. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.33 to $154.33, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.34 to $155.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.41 to $156.41, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.57 to $157.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.58 to $158.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option granted on February 23, 2017 is fully vested. /s/ David Hill, attorney-in-fact 2021-10-19