0001288847-21-000129.txt : 20211019
0001288847-21-000129.hdr.sgml : 20211019
20211019174336
ACCESSION NUMBER: 0001288847-21-000129
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211018
FILED AS OF DATE: 20211019
DATE AS OF CHANGE: 20211019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZWARENSTEIN BARRY
CENTRAL INDEX KEY: 0001227348
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36383
FILM NUMBER: 211332077
MAIL ADDRESS:
STREET 1: C/O IOMEGA CORP
STREET 2: 4435 EASTGATE MALL 3RD FLOOR
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Five9, Inc.
CENTRAL INDEX KEY: 0001288847
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 943394123
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3001 BISHOP DRIVE
STREET 2: SUITE 350
CITY: SAN RAMON
STATE: CA
ZIP: 94583
BUSINESS PHONE: 9252012000
MAIL ADDRESS:
STREET 1: 3001 BISHOP DRIVE
STREET 2: SUITE 350
CITY: SAN RAMON
STATE: CA
ZIP: 94583
FORMER COMPANY:
FORMER CONFORMED NAME: Five 9 Inc
DATE OF NAME CHANGE: 20040428
4
1
wf-form4_163467980333079.xml
FORM 4
X0306
4
2021-10-18
0
0001288847
Five9, Inc.
FIVN
0001227348
ZWARENSTEIN BARRY
C/O FIVE9, INC.
3001 BISHOP DR., STE. #350
SAN RAMON,
CA
94583
0
1
0
0
Chief Financial Officer
Common Stock
2021-10-18
4
M
0
12500
16.25
A
87397
D
Common Stock
2021-10-18
4
S
0
2000
153.78
D
85397
D
Common Stock
2021-10-18
4
S
0
2800
154.84
D
82597
D
Common Stock
2021-10-18
4
S
0
3300
155.77
D
79297
D
Common Stock
2021-10-18
4
S
0
1100
157.04
D
78197
D
Common Stock
2021-10-18
4
S
0
3200
157.95
D
74997
D
Common Stock
2021-10-18
4
S
0
100
158.87
D
74897
D
Common Stock
98819
I
By Trust
Employee Stock Option (right to buy)
16.25
2021-10-18
4
M
0
12500
0
D
2027-02-23
Common Stock
12500.0
40278
D
Since the last report filed on Sept. 20, 2021, 3,670 previously reported performance-based RSUs were cancelled for no value and therefore are excluded from the latest reported total.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.33 to $154.33, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.34 to $155.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.41 to $156.41, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.57 to $157.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.58 to $158.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The option granted on February 23, 2017 is fully vested.
/s/ David Hill, attorney-in-fact
2021-10-19