Pricing Services Record:
1 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | Morgan Stanley Capital Group Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | VB7RXNZGO6KVDABYB880 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Fxglobalclear Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Morgan Stanley Capital Products LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | IVNH9ABHJY5L0X3RKW69 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Copeland Capital Management, LLC |
b. SEC file number | N/A |
c. CRD number | 000135822 |
d. LEI, if any | 549300F580MX332YTG45 |
e. State, if applicable |
PENNSYLVANIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Octaura Holdings LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | AFS Securities, LLC |
b. SEC file number | 8-69483 |
c. CRD number | 000171819 |
d. LEI, if any | 549300UINHVGEOCZXA73 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Eaton Vance Management (International) Limited |
b. SEC file number | N/A |
c. CRD number | 000281469 |
d. LEI, if any | 549300HBYTOFMPCTSB79 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Morgan Stanley Europe SE |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 54930056FHWP7GIWYY08 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Limited Liability Company 'Morgan Stanley Bank' |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Morgan Stanley Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300KZJFHUSUNKZZ03 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | CreditDeriv Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | 8-47025 |
c. CRD number | 000036142 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Morgan Stanley Senior Funding, Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | XRR2REEVVJS58CENNG14 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | 8-44766 |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Morgan Stanley France |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | PK168Q24DU7QQ2T4QF97 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Morgan Stanley Futures (China) Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 254900X9GNAGDV77DY86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | EOS Precious Metals Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 213800BN4DRR1ADYGP92 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Eaton Vance Distributors, Inc. |
b. SEC file number | 8-47939 |
c. CRD number | 000037731 |
d. LEI, if any | 5493008E3UZUI6J6EL94 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Yensai.com Co.,Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 35380018XVU1DKYDJ485 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | MEMX Holdings LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | E*TRADE Securities LLC |
b. SEC file number | 8-44112 |
c. CRD number | 000029106 |
d. LEI, if any | 549300PJRJFMBCDPWR57 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | OTCDeriv Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 213800AJVXMIB2FPEM07 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Morgan Stanley Bank, National Association |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | G1MLHIS0N32I3QPILB75 |
e. State, if applicable |
UTAH
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Morgan Stanley Wealth Management Canada Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VVMTKCWZUZVJ61 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | Tullett Prebon Financial Services LLC |
ii. SEC file number | 8-43487 |
iii. CRD number | 000028196 |
iv. LEI, if any | 5493002MIGPVI71S2611 |
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 103,749,000,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Federal Reserve Bank of New York |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 254900Y8NKGV541U8Q32 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 221,075,000,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | ING Financial Markets LLC |
ii. SEC file number | 8-43978 |
iii. CRD number | 000028872 |
iv. LEI, if any | KBVRJ5K57JZ3E2AVWX40 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 89,984,000,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | BNY Mellon Capital Markets, LLC |
ii. SEC file number | 8-35255 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 227,822,269,464.83000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 84,371,028,881.97000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | MUFG Securities Americas Inc. |
ii. SEC file number | 8-43026 |
iii. CRD number | 000019685 |
iv. LEI, if any | K5HU16E3LMSVCCJJJ255 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 99,026,903,155.64000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 8-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 104,942,000,000.00000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Mizuho Securities USA LLC |
ii. SEC file number | 8-37710 |
iii. CRD number | 000019647 |
iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 135,991,442,832.69000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | ABN AMRO Securities (USA) LLC |
ii. SEC file number | 8-68398 |
iii. CRD number | 000151796 |
iv. LEI, if any | 549300FIFV1CB6HD9A14 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 172,271,000,000.00000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 102,158,406,952.53000000 |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | Eaton Vance Distributors, Inc. |
b. SEC file number | 8-47939 |
c. CRD number | 000037731 |
d. LEI, if any | 5493008E3UZUI6J6EL94 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Morgan Stanley Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300KZJFHUSUNKZZ03 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | E*TRADE Securities LLC |
b. SEC file number | 8-44112 |
c. CRD number | 000029106 |
d. LEI, if any | 549300PJRJFMBCDPWR57 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Morgan Stanley Capital Products LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | IVNH9ABHJY5L0X3RKW69 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Fxglobalclear Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Morgan Stanley France |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | PK168Q24DU7QQ2T4QF97 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | AFS Securities, LLC |
b. SEC file number | 8-69483 |
c. CRD number | 000171819 |
d. LEI, if any | 549300UINHVGEOCZXA73 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Eaton Vance Management (International) Limited |
b. SEC file number | N/A |
c. CRD number | 000281469 |
d. LEI, if any | 549300HBYTOFMPCTSB79 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | MEMX Holdings LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Octaura Holdings LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Morgan Stanley Senior Funding, Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | XRR2REEVVJS58CENNG14 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Limited Liability Company 'Morgan Stanley Bank' |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | EOS Precious Metals Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | 8-47025 |
c. CRD number | 000036142 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Morgan Stanley Europe SE |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 54930056FHWP7GIWYY08 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 213800BN4DRR1ADYGP92 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Morgan Stanley Futures (China) Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 254900X9GNAGDV77DY86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Morgan Stanley Bank, National Association |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | G1MLHIS0N32I3QPILB75 |
e. State, if applicable |
UTAH
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | 8-44766 |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | CreditDeriv Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Yensai.com Co.,Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 35380018XVU1DKYDJ485 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Copeland Capital Management, LLC |
b. SEC file number | N/A |
c. CRD number | 000135822 |
d. LEI, if any | 549300F580MX332YTG45 |
e. State, if applicable |
PENNSYLVANIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Morgan Stanley Capital Group Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | VB7RXNZGO6KVDABYB880 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Morgan Stanley Wealth Management Canada Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VVMTKCWZUZVJ61 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | OTCDeriv Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 213800AJVXMIB2FPEM07 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | Scotia Capital (USA) Inc. |
ii. SEC file number | 8-3716 |
iii. CRD number | 000002739 |
iv. LEI, if any | 549300BLWPABP1VNME36 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 57,551,624,119.67000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Federal Reserve Bank of New York |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 254900Y8NKGV541U8Q32 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 44,496,000,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 77,638,420,743.79000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Citadel Securities LLC |
ii. SEC file number | 8-53574 |
iii. CRD number | 000116797 |
iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 44,946,044,516.41000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Deutsche Bank Securities Inc. |
ii. SEC file number | 8-17822 |
iii. CRD number | 000002525 |
iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 60,772,243,355.67000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Nomura Securities International, Inc. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 45,726,949,839.99000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 52,296,044,725.70000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | BMO Capital Markets Corp. |
ii. SEC file number | 8-34344 |
iii. CRD number | 000016686 |
iv. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 47,867,167,256.14000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 45,922,847,735.29000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 58,694,478,549.49000000 |
Pricing Services Record:
1 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 213800BN4DRR1ADYGP92 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Octaura Holdings LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | MEMX Holdings LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | AFS Securities, LLC |
b. SEC file number | 8-69483 |
c. CRD number | 000171819 |
d. LEI, if any | 549300UINHVGEOCZXA73 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Morgan Stanley Europe SE |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 54930056FHWP7GIWYY08 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Morgan Stanley Wealth Management Canada Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VVMTKCWZUZVJ61 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Fxglobalclear Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Morgan Stanley Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300KZJFHUSUNKZZ03 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Morgan Stanley Bank, National Association |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | G1MLHIS0N32I3QPILB75 |
e. State, if applicable |
UTAH
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | CreditDeriv Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Copeland Capital Management, LLC |
b. SEC file number | N/A |
c. CRD number | 000135822 |
d. LEI, if any | 549300F580MX332YTG45 |
e. State, if applicable |
PENNSYLVANIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Morgan Stanley France |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | PK168Q24DU7QQ2T4QF97 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Morgan Stanley Capital Group Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | VB7RXNZGO6KVDABYB880 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Eaton Vance Distributors, Inc. |
b. SEC file number | 8-47939 |
c. CRD number | 000037731 |
d. LEI, if any | 5493008E3UZUI6J6EL94 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Morgan Stanley Futures (China) Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 254900X9GNAGDV77DY86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | 8-44766 |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Morgan Stanley Senior Funding, Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | XRR2REEVVJS58CENNG14 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | EOS Precious Metals Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Limited Liability Company 'Morgan Stanley Bank' |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Yensai.com Co.,Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 35380018XVU1DKYDJ485 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | OTCDeriv Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 213800AJVXMIB2FPEM07 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Morgan Stanley Capital Products LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | IVNH9ABHJY5L0X3RKW69 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | 8-47025 |
c. CRD number | 000036142 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Eaton Vance Management (International) Limited |
b. SEC file number | N/A |
c. CRD number | 000281469 |
d. LEI, if any | 549300HBYTOFMPCTSB79 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | E*TRADE Securities LLC |
b. SEC file number | 8-44112 |
c. CRD number | 000029106 |
d. LEI, if any | 549300PJRJFMBCDPWR57 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | ING Financial Markets LLC |
ii. SEC file number | 8-43978 |
iii. CRD number | 000028872 |
iv. LEI, if any | KBVRJ5K57JZ3E2AVWX40 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 18,062,000,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | TD Securities (USA) LLC |
ii. SEC file number | 8-36747 |
iii. CRD number | 000018476 |
iv. LEI, if any | SUVUFHICNZMP2WKHG940 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9,107,479,767.52000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6,491,171,665.12000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | MUFG Securities Americas Inc. |
ii. SEC file number | 8-43026 |
iii. CRD number | 000019685 |
iv. LEI, if any | K5HU16E3LMSVCCJJJ255 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 14,066,899,979.17000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Mizuho Securities USA LLC |
ii. SEC file number | 8-37710 |
iii. CRD number | 000019647 |
iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 16,815,565,675.14000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Natixis Securities Americas LLC |
ii. SEC file number | 8-719 |
iii. CRD number | 000001101 |
iv. LEI, if any | 549300L8G1E7ZHVEOG75 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 24,408,663,563.80000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Tullett Prebon Financial Services LLC |
ii. SEC file number | 8-43487 |
iii. CRD number | 000028196 |
iv. LEI, if any | 5493002MIGPVI71S2611 |
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 14,396,000,000.00000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | BNY Mellon Capital Markets, LLC |
ii. SEC file number | 8-35255 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 14,974,671,922.52000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 8-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9,856,999,294.44000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 8-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 70,549,998,907.78000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 10 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Select Class |
ii. Class identification number, if any | C000167931 |
iii. Ticker symbol, if any | MSDXX |
Shares Outstanding Record:
2 |
i. Full name of Class | Administrative Class |
ii. Class identification number, if any | C000011654 |
iii. Ticker symbol, if any | MGOXX |
Shares Outstanding Record:
3 |
i. Full name of Class | Institutional Select Class |
ii. Class identification number, if any | C000011659 |
iii. Ticker symbol, if any | MGSXX |
Shares Outstanding Record:
4 |
i. Full name of Class | Institutional Class |
ii. Class identification number, if any | C000011656 |
iii. Ticker symbol, if any | MVRXX |
Shares Outstanding Record:
5 |
i. Full name of Class | Impact Class |
ii. Class identification number, if any | C000234745 |
iii. Ticker symbol, if any | IMPXX |
Shares Outstanding Record:
6 |
i. Full name of Class | CastleOak Share Class |
ii. Class identification number, if any | C000227505 |
iii. Ticker symbol, if any | COSXX |
Shares Outstanding Record:
7 |
i. Full name of Class | Advisory Class |
ii. Class identification number, if any | C000011655 |
iii. Ticker symbol, if any | MAYXX |
Shares Outstanding Record:
8 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000011657 |
iii. Ticker symbol, if any | MVVXX |
Shares Outstanding Record:
9 |
i. Full name of Class | Participant Class |
ii. Class identification number, if any | C000011658 |
iii. Ticker symbol, if any | MPCXX |
Shares Outstanding Record:
10 |
i. Full name of Class | Cash Management Class |
ii. Class identification number, if any | C000017907 |
iii. Ticker symbol, if any | MSGXX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | Morgan Stanley Senior Funding, Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | XRR2REEVVJS58CENNG14 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Morgan Stanley Capital Group Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | VB7RXNZGO6KVDABYB880 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | 8-44766 |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Yensai.com Co.,Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 35380018XVU1DKYDJ485 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Eaton Vance Distributors, Inc. |
b. SEC file number | 8-47939 |
c. CRD number | 000037731 |
d. LEI, if any | 5493008E3UZUI6J6EL94 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Octaura Holdings LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | AFS Securities, LLC |
b. SEC file number | 8-69483 |
c. CRD number | 000171819 |
d. LEI, if any | 549300UINHVGEOCZXA73 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Morgan Stanley Bank, National Association |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | G1MLHIS0N32I3QPILB75 |
e. State, if applicable |
UTAH
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | 8-47025 |
c. CRD number | 000036142 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Fxglobalclear Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Limited Liability Company 'Morgan Stanley Bank' |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Morgan Stanley Capital Products LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | IVNH9ABHJY5L0X3RKW69 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 213800BN4DRR1ADYGP92 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | EOS Precious Metals Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Copeland Capital Management, LLC |
b. SEC file number | N/A |
c. CRD number | 000135822 |
d. LEI, if any | 549300F580MX332YTG45 |
e. State, if applicable |
PENNSYLVANIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Eaton Vance Management (International) Limited |
b. SEC file number | N/A |
c. CRD number | 000281469 |
d. LEI, if any | 549300HBYTOFMPCTSB79 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | CreditDeriv Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Morgan Stanley France |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | PK168Q24DU7QQ2T4QF97 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Morgan Stanley Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300KZJFHUSUNKZZ03 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Morgan Stanley Wealth Management Canada Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VVMTKCWZUZVJ61 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | E*TRADE Securities LLC |
b. SEC file number | 8-44112 |
c. CRD number | 000029106 |
d. LEI, if any | 549300PJRJFMBCDPWR57 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | MEMX Holdings LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Morgan Stanley Europe SE |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 54930056FHWP7GIWYY08 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Morgan Stanley Futures (China) Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 254900X9GNAGDV77DY86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | OTCDeriv Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 213800AJVXMIB2FPEM07 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | Federal Reserve Bank of New York |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 254900Y8NKGV541U8Q32 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 13,625,241,999,281.90000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Nomura Securities International, Inc. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 542,033,096,079.20000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 8-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 548,742,884,465.04000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 450,661,660,349.84000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Deutsche Bank Securities Inc. |
ii. SEC file number | 8-17822 |
iii. CRD number | 000002525 |
iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 637,492,946,146.01000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,097,506,591,001.63000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | BNY Mellon Capital Markets, LLC |
ii. SEC file number | 8-35255 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 717,010,919,311.49000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 632,546,180,342.31000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | Natixis Securities Americas LLC |
ii. SEC file number | 8-719 |
iii. CRD number | 000001101 |
iv. LEI, if any | 549300L8G1E7ZHVEOG75 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 480,350,000,000.00000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Daiwa Capital Markets America Inc. |
ii. SEC file number | 8-12242 |
iii. CRD number | 000001576 |
iv. LEI, if any | M67H5PRC0NQKM73ZAS82 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 316,904,119,398.18000000 |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | CreditDeriv Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Eaton Vance Management (International) Limited |
b. SEC file number | N/A |
c. CRD number | 000281469 |
d. LEI, if any | 549300HBYTOFMPCTSB79 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | OTCDeriv Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 213800AJVXMIB2FPEM07 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | AFS Securities, LLC |
b. SEC file number | 8-69483 |
c. CRD number | 000171819 |
d. LEI, if any | 549300UINHVGEOCZXA73 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Morgan Stanley Capital Products LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | IVNH9ABHJY5L0X3RKW69 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | EOS Precious Metals Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Eaton Vance Distributors, Inc. |
b. SEC file number | 8-47939 |
c. CRD number | 000037731 |
d. LEI, if any | 5493008E3UZUI6J6EL94 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | 8-44766 |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Octaura Holdings LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Copeland Capital Management, LLC |
b. SEC file number | N/A |
c. CRD number | 000135822 |
d. LEI, if any | 549300F580MX332YTG45 |
e. State, if applicable |
PENNSYLVANIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Morgan Stanley France |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | PK168Q24DU7QQ2T4QF97 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | 8-47025 |
c. CRD number | 000036142 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Yensai.com Co.,Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 35380018XVU1DKYDJ485 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Morgan Stanley Bank, National Association |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | G1MLHIS0N32I3QPILB75 |
e. State, if applicable |
UTAH
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | E*TRADE Securities LLC |
b. SEC file number | 8-44112 |
c. CRD number | 000029106 |
d. LEI, if any | 549300PJRJFMBCDPWR57 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Morgan Stanley Europe SE |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 54930056FHWP7GIWYY08 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Morgan Stanley Futures (China) Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 254900X9GNAGDV77DY86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Fxglobalclear Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Limited Liability Company 'Morgan Stanley Bank' |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Morgan Stanley Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300KZJFHUSUNKZZ03 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | MEMX Holdings LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Morgan Stanley Senior Funding, Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | XRR2REEVVJS58CENNG14 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Morgan Stanley Wealth Management Canada Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VVMTKCWZUZVJ61 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 213800BN4DRR1ADYGP92 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Morgan Stanley Capital Group Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | VB7RXNZGO6KVDABYB880 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 994,359,462,093.96000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Natixis Securities Americas LLC |
ii. SEC file number | 8-719 |
iii. CRD number | 000001101 |
iv. LEI, if any | 549300L8G1E7ZHVEOG75 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 276,358,000,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 49,794,148,213.83000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | CLSA Americas, LLC |
ii. SEC file number | 8-69166 |
iii. CRD number | 000165533 |
iv. LEI, if any | 213800M2DXATWY7JMS07 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 34,155,000,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 8-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 92,452,408,324.46000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | SMBC Nikko Securities America, Inc. |
ii. SEC file number | 8-43852 |
iii. CRD number | 000028602 |
iv. LEI, if any | 6PJDTY319315T5LR2241 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 22,202,593,353.33000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 50,091,442,979.59000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Federal Reserve Bank of New York |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 254900Y8NKGV541U8Q32 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,971,626,000,000.00000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | MetLife Investors Distribution Company |
ii. SEC file number | 8-53064 |
iii. CRD number | 000107622 |
iv. LEI, if any | N/A |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 18,200,179,106.00000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | BNY Mellon Capital Markets, LLC |
ii. SEC file number | 8-35255 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 116,292,328,454.08000000 |
Pricing Services Record:
1 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | Copeland Capital Management, LLC |
b. SEC file number | N/A |
c. CRD number | 000135822 |
d. LEI, if any | 549300F580MX332YTG45 |
e. State, if applicable |
PENNSYLVANIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Octaura Holdings LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Morgan Stanley Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300KZJFHUSUNKZZ03 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Morgan Stanley Senior Funding, Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | XRR2REEVVJS58CENNG14 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Morgan Stanley Europe SE |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 54930056FHWP7GIWYY08 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Morgan Stanley Capital Group Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | VB7RXNZGO6KVDABYB880 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Morgan Stanley Wealth Management Canada Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VVMTKCWZUZVJ61 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Morgan Stanley Futures (China) Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 254900X9GNAGDV77DY86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Morgan Stanley France |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | PK168Q24DU7QQ2T4QF97 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Eaton Vance Management (International) Limited |
b. SEC file number | N/A |
c. CRD number | 000281469 |
d. LEI, if any | 549300HBYTOFMPCTSB79 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | EOS Precious Metals Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | AFS Securities, LLC |
b. SEC file number | 8-69483 |
c. CRD number | 000171819 |
d. LEI, if any | 549300UINHVGEOCZXA73 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | CreditDeriv Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | OTCDeriv Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 213800AJVXMIB2FPEM07 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | 8-44766 |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | MEMX Holdings LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | 8-47025 |
c. CRD number | 000036142 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Limited Liability Company 'Morgan Stanley Bank' |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | E*TRADE Securities LLC |
b. SEC file number | 8-44112 |
c. CRD number | 000029106 |
d. LEI, if any | 549300PJRJFMBCDPWR57 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Morgan Stanley Bank, National Association |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | G1MLHIS0N32I3QPILB75 |
e. State, if applicable |
UTAH
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Morgan Stanley Capital Products LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | IVNH9ABHJY5L0X3RKW69 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Fxglobalclear Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Eaton Vance Distributors, Inc. |
b. SEC file number | 8-47939 |
c. CRD number | 000037731 |
d. LEI, if any | 5493008E3UZUI6J6EL94 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 213800BN4DRR1ADYGP92 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Yensai.com Co.,Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 35380018XVU1DKYDJ485 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | KeyBanc Capital Markets Inc. |
ii. SEC file number | 8-30177 |
iii. CRD number | 000000566 |
iv. LEI, if any | 2EQWV0180Z211YVAD813 |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 54,785,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,233,045,960.96000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 228,537,008.30000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | BNY Mellon Capital Markets, LLC |
ii. SEC file number | 8-35255 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 61,493,732.98000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 290,770,308.22000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 495,355,880.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 75,504,743.75000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | U.S. Bancorp Investments, Inc. |
ii. SEC file number | 8-35359 |
iii. CRD number | 000017868 |
iv. LEI, if any | H85Z6XZP8B10ES0M2G89 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 212,698,773.33000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 140,854,098.33000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | TD Securities (USA) LLC |
ii. SEC file number | 8-36747 |
iii. CRD number | 000018476 |
iv. LEI, if any | SUVUFHICNZMP2WKHG940 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 644,300,000.00000000 |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Morgan Stanley France |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | PK168Q24DU7QQ2T4QF97 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Eaton Vance Distributors, Inc. |
b. SEC file number | 8-47939 |
c. CRD number | 000037731 |
d. LEI, if any | 5493008E3UZUI6J6EL94 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Morgan Stanley Senior Funding, Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | XRR2REEVVJS58CENNG14 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | CreditDeriv Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | 8-47025 |
c. CRD number | 000036142 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Copeland Capital Management, LLC |
b. SEC file number | N/A |
c. CRD number | 000135822 |
d. LEI, if any | 549300F580MX332YTG45 |
e. State, if applicable |
PENNSYLVANIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | MEMX Holdings LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Octaura Holdings LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | AFS Securities, LLC |
b. SEC file number | 8-69483 |
c. CRD number | 000171819 |
d. LEI, if any | 549300UINHVGEOCZXA73 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | E*TRADE Securities LLC |
b. SEC file number | 8-44112 |
c. CRD number | 000029106 |
d. LEI, if any | 549300PJRJFMBCDPWR57 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Morgan Stanley Capital Products LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | IVNH9ABHJY5L0X3RKW69 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Morgan Stanley Capital Group Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | VB7RXNZGO6KVDABYB880 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Morgan Stanley Bank, National Association |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | G1MLHIS0N32I3QPILB75 |
e. State, if applicable |
UTAH
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Fxglobalclear Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Yensai.com Co.,Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 35380018XVU1DKYDJ485 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Morgan Stanley Wealth Management Canada Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VVMTKCWZUZVJ61 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Eaton Vance Management (International) Limited |
b. SEC file number | N/A |
c. CRD number | 000281469 |
d. LEI, if any | 549300HBYTOFMPCTSB79 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | OTCDeriv Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 213800AJVXMIB2FPEM07 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Morgan Stanley Europe SE |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 54930056FHWP7GIWYY08 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 213800BN4DRR1ADYGP92 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | 8-44766 |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Morgan Stanley Futures (China) Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 254900X9GNAGDV77DY86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Limited Liability Company 'Morgan Stanley Bank' |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | EOS Precious Metals Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Morgan Stanley Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300KZJFHUSUNKZZ03 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | Deutsche Bank Securities Inc. |
ii. SEC file number | 8-17822 |
iii. CRD number | 000002525 |
iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,866,880,354.55000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,075,119,726.59000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Federal Reserve Bank of New York |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 254900Y8NKGV541U8Q32 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 802,488,000,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,586,056,001.03000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Nomura Securities International, Inc. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,809,190,412.54000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | BNY Mellon Capital Markets, LLC |
ii. SEC file number | 8-35255 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7,703,911,007.53000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | CastleOak Securities, L.P. |
ii. SEC file number | 8-65786 |
iii. CRD number | 000125334 |
iv. LEI, if any | 549300MXL7C60HZ59S65 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,606,118,849.65000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Academy Securities, Inc. |
ii. SEC file number | 8-35173 |
iii. CRD number | 000017433 |
iv. LEI, if any | 2549000QX6RLQOZ2XC11 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6,356,379,134.92000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,962,178,765.55000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | R. Seelaus & Co. Inc |
ii. SEC file number | 8-31475 |
iii. CRD number | 000014974 |
iv. LEI, if any | 2138004J7AJDLCOJYA06 |
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,174,224,250.02000000 |