|
Broker Dealers Record:
1 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
2 |
a. Full name | Morgan Stanley, S.V., S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GSKN0B8BOS5L68 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
3 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
4 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | 008-67376 |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
5 |
a. Full name | UnionBanc Investment Services LLC |
b. SEC file number | 8-30706 |
c. CRD number | 000014455 |
d. LEI, if any | 254900Y9HI2TG6D79N41 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
6 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
7 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
8 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
9 |
a. Full name | Mufg Americas Leasing & Finance, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
10 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
11 |
a. Full name | Tradeweb Markets LLC |
b. SEC file number | 8-49994 |
c. CRD number | 000042759 |
d. LEI, if any | 5493000G5QHJUY9ZWQ91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
12 |
a. Full name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | K5HU16E3LMSVCCJJJ255 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
13 |
a. Full name | MUFG Americas Holdings Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493004K1ECE43Q0BX47 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
14 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
15 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
16 |
a. Full name | RMB Morgan Stanley Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930026T33G80GFU737 |
e. State, if applicable | |
f. Foreign country, if applicable |
SOUTH AFRICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
17 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
18 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
19 |
a. Full name | Tokyo Credit Services, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
20 |
a. Full name | MUFG Securities Asia (Singapore) Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 213800L9NL7KKFRKQL84 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
21 |
a. Full name | MUFG Bank, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | C3GTMMZIHMY46P4OIX74 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
22 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
23 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
24 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
25 |
a. Full name | Morgan Stanley Asia International Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OX8NDYIQ4DB571 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
26 |
a. Full name | Kabu.com Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MB56QSRJ3E5ZE1TK5Y54 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
27 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
28 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
29 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
30 |
a. Full name | 'OOO Morgan Stanley Bank' |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
31 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
32 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
33 |
a. Full name | Mufg Americas Capital Leasing & Finance, LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001ONN58FA71VU35 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
34 |
a. Full name | Mitsubishi UFJ Trust and Banking Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JBONEPAGQXF4QP29B387 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
35 |
a. Full name | Morgan Stanley Gateway Securities JSC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493007LT7NGWGYW4E84 |
e. State, if applicable | |
f. Foreign country, if applicable |
VIET NAM
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
36 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
37 |
a. Full name | Mitsubishi UFJ Securities Holdings Co., Ltd. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | ZOMOLU8CGIZRYZ7PFU34 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
38 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
39 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
40 |
a. Full name | MUFG Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 2138005ZEOWWBQI5ZU43 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
41 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | N/A |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
42 |
a. Full name | MUFG Securities EMEA PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | U7M81AY481YLIOR75625 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | BNY Mellon Capital Markets, LLC |
ii. SEC file number | 8-35255 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 26,093,167,828.64 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 8-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 21,994,000,000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Mizuho Securities USA LLC |
ii. SEC file number | 8-37710 |
iii. CRD number | 000019647 |
iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 20,178,339,916.55 |
Principal Transactions Record:
4 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 40,863,038,072.58 |
Principal Transactions Record:
5 |
i. Full name of dealer | ING Groep N.V. |
ii. SEC file number | N/A |
iii. CRD number | 000000000 |
iv. LEI, if any | 549300NYKK9MWM7GGW15 |
v. State, if applicable | |
vi. Foreign country, if applicable |
NETHERLANDS
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8,257,265,238 |
Principal Transactions Record:
6 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 8-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 20,779,500,000 |
Principal Transactions Record:
7 |
i. Full name of dealer | BMO Capital Markets Corp. |
ii. SEC file number | 8-34344 |
iii. CRD number | 000016686 |
iv. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 16,513,440,545.45 |
Principal Transactions Record:
8 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 16,604,344,864.87 |
Principal Transactions Record:
9 |
i. Full name of dealer | Natixis Securities Americas LLC |
ii. SEC file number | 8-719 |
iii. CRD number | 000001101 |
iv. LEI, if any | 549300L8G1E7ZHVEOG75 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 51,944,952,083.33 |
Principal Transactions Record:
10 |
i. Full name of dealer | Scotia Capital (USA) Inc. |
ii. SEC file number | 8-3716 |
iii. CRD number | 000002739 |
iv. LEI, if any | 549300BLWPABP1VNME36 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 14,458,000,000 |
|
Broker Dealers Record:
1 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
2 |
a. Full name | Morgan Stanley Asia International Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OX8NDYIQ4DB571 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
3 |
a. Full name | Morgan Stanley, S.V., S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GSKN0B8BOS5L68 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
4 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | 008-67376 |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
5 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
6 |
a. Full name | Tradeweb Markets LLC |
b. SEC file number | 8-49994 |
c. CRD number | 000042759 |
d. LEI, if any | 5493000G5QHJUY9ZWQ91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
7 |
a. Full name | MUFG Americas Holdings Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493004K1ECE43Q0BX47 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
8 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
9 |
a. Full name | Tokyo Credit Services, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
10 |
a. Full name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | K5HU16E3LMSVCCJJJ255 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
11 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
12 |
a. Full name | MUFG Securities EMEA PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | U7M81AY481YLIOR75625 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
13 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
14 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
15 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | N/A |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
16 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
17 |
a. Full name | Kabu.com Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MB56QSRJ3E5ZE1TK5Y54 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
18 |
a. Full name | UnionBanc Investment Services LLC |
b. SEC file number | 8-30706 |
c. CRD number | 000014455 |
d. LEI, if any | 254900Y9HI2TG6D79N41 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
19 |
a. Full name | Morgan Stanley Gateway Securities JSC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493007LT7NGWGYW4E84 |
e. State, if applicable | |
f. Foreign country, if applicable |
VIET NAM
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
20 |
a. Full name | MUFG Securities Asia (Singapore) Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 213800L9NL7KKFRKQL84 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
21 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
22 |
a. Full name | Mufg Americas Capital Leasing & Finance, LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001ONN58FA71VU35 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
23 |
a. Full name | 'OOO Morgan Stanley Bank' |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
24 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
25 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
26 |
a. Full name | Mitsubishi UFJ Securities Holdings Co., Ltd. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | ZOMOLU8CGIZRYZ7PFU34 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
27 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
28 |
a. Full name | MUFG Bank, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | C3GTMMZIHMY46P4OIX74 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
29 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
30 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
31 |
a. Full name | MUFG Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 2138005ZEOWWBQI5ZU43 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
32 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
33 |
a. Full name | RMB Morgan Stanley Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930026T33G80GFU737 |
e. State, if applicable | |
f. Foreign country, if applicable |
SOUTH AFRICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
34 |
a. Full name | Mufg Americas Leasing & Finance, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
35 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
36 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
37 |
a. Full name | Mitsubishi UFJ Trust and Banking Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JBONEPAGQXF4QP29B387 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
38 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
39 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
40 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
41 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
42 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | State Street Bank and Trust Company |
ii. SEC file number | N/A |
iii. CRD number | 000000000 |
iv. LEI, if any | 571474TGEMMWANRLN572 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 627,063,000,000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Daiwa Capital Markets America Inc. |
ii. SEC file number | 8-12242 |
iii. CRD number | 000001576 |
iv. LEI, if any | M67H5PRC0NQKM73ZAS82 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 204,201,823,810.2 |
Principal Transactions Record:
3 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 239,901,105,950.1 |
Principal Transactions Record:
4 |
i. Full name of dealer | Nomura Securities International, Inc. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 379,906,048,185.21 |
Principal Transactions Record:
5 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 8-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 429,893,000,000 |
Principal Transactions Record:
6 |
i. Full name of dealer | The Northwestern Mutual Life Insurance Company |
ii. SEC file number | N/A |
iii. CRD number | 000000000 |
iv. LEI, if any | 1DU7IM20QESYGDO4HO54 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 203,271,120,000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Natixis Securities Americas LLC |
ii. SEC file number | 8-719 |
iii. CRD number | 000001101 |
iv. LEI, if any | 549300L8G1E7ZHVEOG75 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 439,351,000,000 |
Principal Transactions Record:
8 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 720,688,019,616.47 |
Principal Transactions Record:
9 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 309,645,502,933.74 |
Principal Transactions Record:
10 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 8-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 454,534,500,000 |
|
Broker Dealers Record:
1 |
a. Full name | MUFG Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 2138005ZEOWWBQI5ZU43 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
2 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
3 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
4 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
5 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
6 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
7 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
8 |
a. Full name | 'OOO Morgan Stanley Bank' |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
9 |
a. Full name | Mitsubishi UFJ Securities Holdings Co., Ltd. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | ZOMOLU8CGIZRYZ7PFU34 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
10 |
a. Full name | MUFG Americas Holdings Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493004K1ECE43Q0BX47 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
11 |
a. Full name | Morgan Stanley Asia International Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OX8NDYIQ4DB571 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
12 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
13 |
a. Full name | Mitsubishi UFJ Trust and Banking Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JBONEPAGQXF4QP29B387 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
14 |
a. Full name | UnionBanc Investment Services LLC |
b. SEC file number | 8-30706 |
c. CRD number | 000014455 |
d. LEI, if any | 254900Y9HI2TG6D79N41 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
15 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | 008-67376 |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
16 |
a. Full name | Mufg Americas Capital Leasing & Finance, LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001ONN58FA71VU35 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
17 |
a. Full name | Mufg Americas Leasing & Finance, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
18 |
a. Full name | Tokyo Credit Services, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
19 |
a. Full name | MUFG Bank, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | C3GTMMZIHMY46P4OIX74 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
20 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
21 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
22 |
a. Full name | Morgan Stanley Gateway Securities JSC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493007LT7NGWGYW4E84 |
e. State, if applicable | |
f. Foreign country, if applicable |
VIET NAM
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
23 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
24 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
25 |
a. Full name | Kabu.com Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MB56QSRJ3E5ZE1TK5Y54 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
26 |
a. Full name | RMB Morgan Stanley Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930026T33G80GFU737 |
e. State, if applicable | |
f. Foreign country, if applicable |
SOUTH AFRICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
27 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | N/A |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
28 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
29 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
30 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
31 |
a. Full name | Tradeweb Markets LLC |
b. SEC file number | 8-49994 |
c. CRD number | 000042759 |
d. LEI, if any | 5493000G5QHJUY9ZWQ91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
32 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
33 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
34 |
a. Full name | Morgan Stanley, S.V., S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GSKN0B8BOS5L68 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
35 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
36 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
37 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
38 |
a. Full name | MUFG Securities EMEA PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | U7M81AY481YLIOR75625 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
39 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
40 |
a. Full name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | K5HU16E3LMSVCCJJJ255 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
41 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
42 |
a. Full name | MUFG Securities Asia (Singapore) Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 213800L9NL7KKFRKQL84 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | Academy Securities, Inc. |
ii. SEC file number | 8-35173 |
iii. CRD number | 000017433 |
iv. LEI, if any | 2549000QX6RLQOZ2XC11 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,148,001,609.66 |
Principal Transactions Record:
2 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5,843,042,836.16 |
Principal Transactions Record:
3 |
i. Full name of dealer | BNY Mellon Capital Markets, LLC |
ii. SEC file number | 8-35255 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,268,891,043.71 |
Principal Transactions Record:
4 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5,866,078,170.41 |
Principal Transactions Record:
5 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,060,420,145.55 |
Principal Transactions Record:
6 |
i. Full name of dealer | Nomura Securities International, Inc. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7,708,553,059.63 |
Principal Transactions Record:
7 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9,239,254,637.81 |
Principal Transactions Record:
8 |
i. Full name of dealer | Mizuho Securities USA LLC |
ii. SEC file number | 8-37710 |
iii. CRD number | 000019647 |
iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 14,816,135,722.71 |
Principal Transactions Record:
9 |
i. Full name of dealer | Deutsche Bank Securities Inc. |
ii. SEC file number | 8-17822 |
iii. CRD number | 000002525 |
iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,472,597,291.85 |
Principal Transactions Record:
10 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9,542,313,888.55 |
|
Broker Dealers Record:
1 |
a. Full name | 'OOO Morgan Stanley Bank' |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
2 |
a. Full name | MUFG Bank, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | C3GTMMZIHMY46P4OIX74 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
3 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | N/A |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
4 |
a. Full name | Morgan Stanley, S.V., S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GSKN0B8BOS5L68 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
5 |
a. Full name | Morgan Stanley Asia International Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OX8NDYIQ4DB571 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
6 |
a. Full name | Kabu.com Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MB56QSRJ3E5ZE1TK5Y54 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
7 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
8 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | 008-67376 |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
9 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
10 |
a. Full name | MUFG Securities EMEA PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | U7M81AY481YLIOR75625 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
11 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
12 |
a. Full name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | K5HU16E3LMSVCCJJJ255 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
13 |
a. Full name | Mitsubishi UFJ Securities Holdings Co., Ltd. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | ZOMOLU8CGIZRYZ7PFU34 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
14 |
a. Full name | Tokyo Credit Services, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
15 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
16 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
17 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
18 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
19 |
a. Full name | Morgan Stanley Gateway Securities JSC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493007LT7NGWGYW4E84 |
e. State, if applicable | |
f. Foreign country, if applicable |
VIET NAM
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
20 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
21 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
22 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
23 |
a. Full name | MUFG Securities Asia (Singapore) Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 213800L9NL7KKFRKQL84 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
24 |
a. Full name | MUFG Americas Holdings Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493004K1ECE43Q0BX47 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
25 |
a. Full name | MUFG Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 2138005ZEOWWBQI5ZU43 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
26 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
27 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
28 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
29 |
a. Full name | Tradeweb Markets LLC |
b. SEC file number | 8-49994 |
c. CRD number | 000042759 |
d. LEI, if any | 5493000G5QHJUY9ZWQ91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
30 |
a. Full name | Mufg Americas Capital Leasing & Finance, LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001ONN58FA71VU35 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
31 |
a. Full name | Mitsubishi UFJ Trust and Banking Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JBONEPAGQXF4QP29B387 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
32 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
33 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
34 |
a. Full name | UnionBanc Investment Services LLC |
b. SEC file number | 8-30706 |
c. CRD number | 000014455 |
d. LEI, if any | 254900Y9HI2TG6D79N41 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
35 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
36 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
37 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
38 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
39 |
a. Full name | RMB Morgan Stanley Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930026T33G80GFU737 |
e. State, if applicable | |
f. Foreign country, if applicable |
SOUTH AFRICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
40 |
a. Full name | Mufg Americas Leasing & Finance, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
41 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
42 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 38,933,913,345.52 |
Principal Transactions Record:
2 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8,744,456,501.56 |
Principal Transactions Record:
3 |
i. Full name of dealer | Daiwa Capital Markets America Inc. |
ii. SEC file number | 8-12242 |
iii. CRD number | 000001576 |
iv. LEI, if any | M67H5PRC0NQKM73ZAS82 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8,176,729,769.92 |
Principal Transactions Record:
4 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 24,505,524,955.65 |
Principal Transactions Record:
5 |
i. Full name of dealer | Nomura Securities International, Inc. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 18,913,054,722.73 |
Principal Transactions Record:
6 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 8-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6,354,678,226.66 |
Principal Transactions Record:
7 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 122,409,775,035.52 |
Principal Transactions Record:
8 |
i. Full name of dealer | Deutsche Bank Securities Inc. |
ii. SEC file number | 8-17822 |
iii. CRD number | 000002525 |
iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 15,820,991,994.99 |
Principal Transactions Record:
9 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 22,881,194,653.52 |
Principal Transactions Record:
10 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 35,086,700,768.8 |
|
Broker Dealers Record:
1 |
a. Full name | MUFG Securities EMEA PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | U7M81AY481YLIOR75625 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
2 |
a. Full name | Tokyo Credit Services, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
3 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
4 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
5 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | 008-67376 |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
6 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
7 |
a. Full name | Mufg Americas Capital Leasing & Finance, LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001ONN58FA71VU35 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
8 |
a. Full name | Kabu.com Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MB56QSRJ3E5ZE1TK5Y54 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
9 |
a. Full name | Morgan Stanley, S.V., S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GSKN0B8BOS5L68 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
10 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
11 |
a. Full name | Mitsubishi UFJ Trust and Banking Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JBONEPAGQXF4QP29B387 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
12 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
13 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
14 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
15 |
a. Full name | Morgan Stanley Asia International Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OX8NDYIQ4DB571 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
16 |
a. Full name | MUFG Americas Holdings Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493004K1ECE43Q0BX47 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
17 |
a. Full name | Mitsubishi UFJ Securities Holdings Co., Ltd. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | ZOMOLU8CGIZRYZ7PFU34 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
18 |
a. Full name | 'OOO Morgan Stanley Bank' |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
19 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
20 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | N/A |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
21 |
a. Full name | MUFG Securities Asia (Singapore) Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 213800L9NL7KKFRKQL84 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
22 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
23 |
a. Full name | RMB Morgan Stanley Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930026T33G80GFU737 |
e. State, if applicable | |
f. Foreign country, if applicable |
SOUTH AFRICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
24 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
25 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
26 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
27 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
28 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
29 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
30 |
a. Full name | Tradeweb Markets LLC |
b. SEC file number | 8-49994 |
c. CRD number | 000042759 |
d. LEI, if any | 5493000G5QHJUY9ZWQ91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
31 |
a. Full name | MUFG Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 2138005ZEOWWBQI5ZU43 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
32 |
a. Full name | UnionBanc Investment Services LLC |
b. SEC file number | 8-30706 |
c. CRD number | 000014455 |
d. LEI, if any | 254900Y9HI2TG6D79N41 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
33 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
34 |
a. Full name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | K5HU16E3LMSVCCJJJ255 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
35 |
a. Full name | Mufg Americas Leasing & Finance, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
36 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
37 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
38 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
39 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
40 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
41 |
a. Full name | MUFG Bank, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | C3GTMMZIHMY46P4OIX74 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
42 |
a. Full name | Morgan Stanley Gateway Securities JSC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493007LT7NGWGYW4E84 |
e. State, if applicable | |
f. Foreign country, if applicable |
VIET NAM
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | State Street Bank and Trust Company |
ii. SEC file number | N/A |
iii. CRD number | 000000000 |
iv. LEI, if any | 571474TGEMMWANRLN572 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 459,910,000,000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Metropolitan Life Insurance Company |
ii. SEC file number | N/A |
iii. CRD number | 000000000 |
iv. LEI, if any | 549300H7EXFMRS487544 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 47,600,418,783.75 |
Principal Transactions Record:
3 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 8-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 98,929,497,365 |
Principal Transactions Record:
4 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 156,130,000,000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Natixis Securities Americas LLC |
ii. SEC file number | 8-719 |
iii. CRD number | 000001101 |
iv. LEI, if any | 549300L8G1E7ZHVEOG75 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 358,303,000,000 |
Principal Transactions Record:
6 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 139,007,173,051.93 |
Principal Transactions Record:
7 |
i. Full name of dealer | Deutsche Bank Securities Inc. |
ii. SEC file number | 8-17822 |
iii. CRD number | 000002525 |
iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 55,221,926,809.05 |
Principal Transactions Record:
8 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 64,464,919,048.62 |
Principal Transactions Record:
9 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 8-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 216,142,329,128.69 |
Principal Transactions Record:
10 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 149,340,268,694.13 |
|
Broker Dealers Record:
1 |
a. Full name | MUFG Americas Holdings Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493004K1ECE43Q0BX47 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
2 |
a. Full name | Tradeweb Markets LLC |
b. SEC file number | 8-49994 |
c. CRD number | 000042759 |
d. LEI, if any | 5493000G5QHJUY9ZWQ91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
3 |
a. Full name | Tokyo Credit Services, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
4 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
5 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
6 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
7 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
8 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
9 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
10 |
a. Full name | Morgan Stanley Asia International Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OX8NDYIQ4DB571 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
11 |
a. Full name | Morgan Stanley, S.V., S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GSKN0B8BOS5L68 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
12 |
a. Full name | Mitsubishi UFJ Securities Holdings Co., Ltd. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | ZOMOLU8CGIZRYZ7PFU34 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
13 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | 008-67376 |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
14 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
15 |
a. Full name | RMB Morgan Stanley Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930026T33G80GFU737 |
e. State, if applicable | |
f. Foreign country, if applicable |
SOUTH AFRICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
16 |
a. Full name | Mitsubishi UFJ Trust and Banking Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JBONEPAGQXF4QP29B387 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
17 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | N/A |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
18 |
a. Full name | MUFG Bank, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | C3GTMMZIHMY46P4OIX74 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
19 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
20 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
21 |
a. Full name | MUFG Securities Asia (Singapore) Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 213800L9NL7KKFRKQL84 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
22 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
23 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
24 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
25 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
26 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
27 |
a. Full name | Morgan Stanley Gateway Securities JSC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493007LT7NGWGYW4E84 |
e. State, if applicable | |
f. Foreign country, if applicable |
VIET NAM
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
28 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
29 |
a. Full name | MUFG Securities EMEA PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | U7M81AY481YLIOR75625 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
30 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
31 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
32 |
a. Full name | Mufg Americas Leasing & Finance, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
33 |
a. Full name | 'OOO Morgan Stanley Bank' |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
34 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
35 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
36 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
37 |
a. Full name | Mufg Americas Capital Leasing & Finance, LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001ONN58FA71VU35 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
38 |
a. Full name | MUFG Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 2138005ZEOWWBQI5ZU43 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
39 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
40 |
a. Full name | UnionBanc Investment Services LLC |
b. SEC file number | 8-30706 |
c. CRD number | 000014455 |
d. LEI, if any | 254900Y9HI2TG6D79N41 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
41 |
a. Full name | Kabu.com Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MB56QSRJ3E5ZE1TK5Y54 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
42 |
a. Full name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | K5HU16E3LMSVCCJJJ255 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 837,645,539.98 |
Principal Transactions Record:
2 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 481,060,000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 857,464,376.94 |
Principal Transactions Record:
4 |
i. Full name of dealer | Loop Capital Markets LLC |
ii. SEC file number | 8-50140 |
iii. CRD number | 000043098 |
iv. LEI, if any | 254900FPPM2WN90D4786 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 51,100,000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 156,371,305 |
Principal Transactions Record:
6 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,036,839,139.39 |
Principal Transactions Record:
7 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 461,602,100 |
Principal Transactions Record:
8 |
i. Full name of dealer | National Financial Services LLC |
ii. SEC file number | 8-26740 |
iii. CRD number | 000013041 |
iv. LEI, if any | 549300JRHF1MHHWUAW04 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 80,900,000 |
Principal Transactions Record:
9 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 161,119,692.5 |
Principal Transactions Record:
10 |
i. Full name of dealer | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 144,480,000 |
|
Broker Dealers Record:
1 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
2 |
a. Full name | Mufg Americas Leasing & Finance, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
3 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
4 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
5 |
a. Full name | Morgan Stanley Gateway Securities JSC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493007LT7NGWGYW4E84 |
e. State, if applicable | |
f. Foreign country, if applicable |
VIET NAM
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
6 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
7 |
a. Full name | MUFG Securities Asia (Singapore) Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 213800L9NL7KKFRKQL84 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
8 |
a. Full name | Tradeweb Markets LLC |
b. SEC file number | 8-49994 |
c. CRD number | 000042759 |
d. LEI, if any | 5493000G5QHJUY9ZWQ91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
9 |
a. Full name | MUFG Americas Holdings Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493004K1ECE43Q0BX47 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
10 |
a. Full name | Mitsubishi UFJ Trust and Banking Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JBONEPAGQXF4QP29B387 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
11 |
a. Full name | Morgan Stanley Asia International Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OX8NDYIQ4DB571 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
12 |
a. Full name | 'OOO Morgan Stanley Bank' |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
13 |
a. Full name | MUFG Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 2138005ZEOWWBQI5ZU43 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
14 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
15 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
16 |
a. Full name | MUFG Securities EMEA PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | U7M81AY481YLIOR75625 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
17 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
18 |
a. Full name | UnionBanc Investment Services LLC |
b. SEC file number | 8-30706 |
c. CRD number | 000014455 |
d. LEI, if any | 254900Y9HI2TG6D79N41 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
19 |
a. Full name | Tokyo Credit Services, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
20 |
a. Full name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | K5HU16E3LMSVCCJJJ255 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
21 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
22 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
23 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
24 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
25 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
26 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
27 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
28 |
a. Full name | Mitsubishi UFJ Securities Holdings Co., Ltd. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | ZOMOLU8CGIZRYZ7PFU34 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
29 |
a. Full name | Mufg Americas Capital Leasing & Finance, LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001ONN58FA71VU35 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
30 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
31 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
32 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
33 |
a. Full name | Morgan Stanley, S.V., S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GSKN0B8BOS5L68 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
34 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | N/A |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
35 |
a. Full name | RMB Morgan Stanley Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930026T33G80GFU737 |
e. State, if applicable | |
f. Foreign country, if applicable |
SOUTH AFRICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
36 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
37 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
38 |
a. Full name | MUFG Bank, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | C3GTMMZIHMY46P4OIX74 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
39 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
40 |
a. Full name | Kabu.com Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MB56QSRJ3E5ZE1TK5Y54 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
41 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | 008-67376 |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
Broker Dealers Record:
42 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 8-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 82,177,500,000 |
Principal Transactions Record:
2 |
i. Full name of dealer | BNY Mellon Capital Markets, LLC |
ii. SEC file number | 8-35255 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 105,482,148,476.8 |
Principal Transactions Record:
3 |
i. Full name of dealer | Mizuho Securities USA LLC |
ii. SEC file number | 8-37710 |
iii. CRD number | 000019647 |
iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 72,620,661,957.03 |
Principal Transactions Record:
4 |
i. Full name of dealer | Scotia Capital (USA) Inc. |
ii. SEC file number | 8-3716 |
iii. CRD number | 000002739 |
iv. LEI, if any | 549300BLWPABP1VNME36 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 58,646,007,346.85 |
Principal Transactions Record:
5 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 63,340,632,013.25 |
Principal Transactions Record:
6 |
i. Full name of dealer | Natixis Securities Americas LLC |
ii. SEC file number | 8-719 |
iii. CRD number | 000001101 |
iv. LEI, if any | 549300L8G1E7ZHVEOG75 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 224,239,900,972.22 |
Principal Transactions Record:
7 |
i. Full name of dealer | ING Groep N.V. |
ii. SEC file number | N/A |
iii. CRD number | 000000000 |
iv. LEI, if any | 549300NYKK9MWM7GGW15 |
v. State, if applicable | |
vi. Foreign country, if applicable |
NETHERLANDS
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 33,025,016,020 |
Principal Transactions Record:
8 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 131,846,510,243.87 |
Principal Transactions Record:
9 |
i. Full name of dealer | BMO Capital Markets Corp. |
ii. SEC file number | 8-34344 |
iii. CRD number | 000016686 |
iv. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 44,710,483,990.34 |
Principal Transactions Record:
10 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 8-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 88,364,238,376 |