0001145549-19-001434.txt : 20190114 0001145549-19-001434.hdr.sgml : 20190114 20190114115251 ACCESSION NUMBER: 0001145549-19-001434 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181031 FILED AS OF DATE: 20190114 DATE AS OF CHANGE: 20190114 EFFECTIVENESS DATE: 20190114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO MULTI-SECTOR INCOME FUND CENTRAL INDEX KEY: 0001227073 IRS NUMBER: 562355707 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-21331 FILM NUMBER: 19524312 BUSINESS ADDRESS: STREET 1: 525 MARKET STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 800-222-2222 MAIL ADDRESS: STREET 1: 200 BERKELEY STREET STREET 2: FLOOR 21 CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO ADVANTAGE MULTI-SECTOR INCOME FUND DATE OF NAME CHANGE: 20100719 FORMER COMPANY: FORMER CONFORMED NAME: EVERGREEN MULTI-SECTOR INCOME FUND DATE OF NAME CHANGE: 20070530 FORMER COMPANY: FORMER CONFORMED NAME: EVERGREEN MANAGED INCOME FUND DATE OF NAME CHANGE: 20030424 N-CEN 1 primary_doc.xml X0101 N-CEN LIVE 0001227073 XXXXXXXX false false false N-2 Wells Fargo Multi-Sector Income Fund 811-21331 0001227073 549300K6JNPNZMSWMF07 525 Market Street San Francisco 94105 US-CA US 8002228222 State Street Bank and Trust Company One Lincoln Street Boston 02111 6177863000 custody and accounting information Y N N N-2 Y William R. Ebsworth N/A N Pamela Wheelock N/A N Jane A. Freeman N/A N Isaiah Harris, Jr. N/A N Judith M. Johnson N/A N David F. Larcker N/A N Olivia S. Mitchell N/A N Timothy J. Penny N/A N James G. Polisson N/A N Michael S. Scofield N/A N Michael Whitaker N/A 125 High Street Boston 02110 XXXXXX N N N N N N Wells Fargo Funds Distributor, LLC 008-066716 000133366 N/A Y N KPMG LLP 00185 5493003PVCIGA21K0K42 N N N N N N Wells Fargo Multi-Sector Income Fund 549300K6JNPNZMSWMF07 Y 0 0 0 N/A N N Y N Goldman Sachs Bank USA dba Goldman Sachs Agency Lending KD3XUN7C6T14HNAYLU02 N N Revenue sharing split N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-7 (17 CFR 270.17a-7) N N N N Wells Fargo Funds Management, LLC 801-58237 000110841 549300HDKZE50HZZOG90 N Wells Capital Management Incorporated 801-21122 000104973 549300B3H2IOO2L85I90 Y N Wells Fargo Asset Management (International) LLC 801-42427 000109192 549300STP9U7CPGMDM08 Y GB N Computershare Trust Company, N.A. 85-11340 2549001YYB62BVMSAO13 N N N ICE Data Pricing & Reference Data, LLC 801-55222 SEC File Number N Thomson Reuters 801-55328 SEC File Number N Wells Fargo Funds Management, LLC 549300HDKZE50HZZOG90 Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Deutsche Bank S.A.E. 529900SICIK5OVMVY186 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc Magyarorszagi Fioktelepe 549300UJQU5R5G17NH37 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 3912007KGGUR8HY25C94 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 3912007KGGUR8HY25C94 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank S.p.A. 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 529900J0N5FYROZOL786 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A. 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic IBTC Bank Plc. 029200098C3K8BI2D551 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB 549300SD9XQ2M2PVRR49 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 529900HNOAA1KXQJUQ27 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie S.A. XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, Dublin - Romania Branch N1FBEDJ5J41VKZLO2475 RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO Citibank CHSQDSVI1UI96Y2SW097 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. 549300HDP5227IBB1E03 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FirstRand Bank Limited ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Canadian Depository for Securities Limited N/A CA N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Cititrust Colombia S.A. Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking SA 549300OL514RA0SXJJ44 DE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Ceskoslovenska obchodni banka, a.s. Q5BP2UEQ48R75BOTCB92 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB 549300J01URGRN3P8P53 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Netherlands 529900HNOAA1KXQJUQ27 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Wells Fargo Funds Distributor, LLC 000013686 CRD number Y N Wells Fargo Funds Management, LLC 549300HDKZE50HZZOG90 Y N N Wells Fargo Funds Management, LLC 549300HDKZE50HZZOG90 Y N N HD VEST INVESTMENT SERVICES, INC. 8-29533-1 000013686 N/A 0.0 WELLS FARGO BROKERAGE SERVICES, LLC N/A 000016100 N/A 0.0 WELLS FARGO INSTITUTIONAL SECURITIES, LLC 8-16600-1 000005958 N/A 0.0 WELLS FARGO INVESTMENTS, LLC 8-38588-1 000010582 N/A 0.0 WELLS FARGO SECURITIES, LLC 8-65876-1 000126292 VYVVCKR63DVZZN70PB21 0.0 WELLS FARGO FUNDS DISTRIBUTOR, LLC 8-66716-1 000133366 N/A 0.0 Merrill Lynch and Company 8-07221-1 000007691 5493007P5X1K6U7RXY16 28.360000000000 Goldman Sachs & Company 8-00129-1 000000361 FOR8UP27PHTHYVLBNG30 8.870000000000 37.230000000000 JPMorgan Securities 8-35008-1 000000079 8I5DZWZKVSZI1NUHU748 50934003.130000000000 Jefferies High Yield Trading LLC 8-51771-1 000047363 IRPDM0XHT74TMJF8BU65 7025971.250000000000 Merrill Lynch Pierce Fenner 8-07221-1 000007691 5493007P5X1K6U7RXY16 17391779.000000000000 Deutsche Bank Incorporated 8-17822-1 000002525 529900X1YMA4ZKYHTN40 23042001.540000000000 Goldman Sachs & Company 8-00129-1 000000361 FOR8UP27PHTHYVLBNG30 12604142.570000000000 Morgan Stanley Incorporated 8-15869-1 000008209 IGJSJL3JD5P30I6NJZ34 9324443.750000000000 Royal Bank of Canada 8-45411-1 000031194 549300Q5LRI1216F6J80 9344001.910000000000 Toronto Dominion Bank 8-36747-1 000018476 PT3QB789TSUIDF371261 9363311.910000000000 Credit Suisse LLC 8-52352-1 000103821 ANGGYXNX0JLX3X63JN86 7292249.000000000000 Barclays Capital Incorporated 8-41342-1 000019714 AC28XWWI3WIBK2824319 7027019.700000000000 551911492.000000000000 N 460498311.000000000000 Common stock WELLS FARGO MULTI-SECTOR INCOME FUND N N Common stock N N N 0.008600000000 0.023800000000 11.570000000000 13.100000000000