0001145549-19-001434.txt : 20190114
0001145549-19-001434.hdr.sgml : 20190114
20190114115251
ACCESSION NUMBER: 0001145549-19-001434
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181031
FILED AS OF DATE: 20190114
DATE AS OF CHANGE: 20190114
EFFECTIVENESS DATE: 20190114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO MULTI-SECTOR INCOME FUND
CENTRAL INDEX KEY: 0001227073
IRS NUMBER: 562355707
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21331
FILM NUMBER: 19524312
BUSINESS ADDRESS:
STREET 1: 525 MARKET STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 800-222-2222
MAIL ADDRESS:
STREET 1: 200 BERKELEY STREET
STREET 2: FLOOR 21
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO ADVANTAGE MULTI-SECTOR INCOME FUND
DATE OF NAME CHANGE: 20100719
FORMER COMPANY:
FORMER CONFORMED NAME: EVERGREEN MULTI-SECTOR INCOME FUND
DATE OF NAME CHANGE: 20070530
FORMER COMPANY:
FORMER CONFORMED NAME: EVERGREEN MANAGED INCOME FUND
DATE OF NAME CHANGE: 20030424
N-CEN
1
primary_doc.xml
X0101
N-CEN
LIVE
0001227073
XXXXXXXX
false
false
false
N-2
Wells Fargo Multi-Sector Income Fund
811-21331
0001227073
549300K6JNPNZMSWMF07
525 Market Street
San Francisco
94105
US-CA
US
8002228222
State Street Bank and Trust Company
One Lincoln Street
Boston
02111
6177863000
custody and accounting information
Y
N
N
N-2
Y
William R. Ebsworth
N/A
N
Pamela Wheelock
N/A
N
Jane A. Freeman
N/A
N
Isaiah Harris, Jr.
N/A
N
Judith M. Johnson
N/A
N
David F. Larcker
N/A
N
Olivia S. Mitchell
N/A
N
Timothy J. Penny
N/A
N
James G. Polisson
N/A
N
Michael S. Scofield
N/A
N
Michael Whitaker
N/A
125 High Street
Boston
02110
XXXXXX
N
N
N
N
N
N
Wells Fargo Funds Distributor, LLC
008-066716
000133366
N/A
Y
N
KPMG LLP
00185
5493003PVCIGA21K0K42
N
N
N
N
N
N
Wells Fargo Multi-Sector Income Fund
549300K6JNPNZMSWMF07
Y
0
0
0
N/A
N
N
Y
N
Goldman Sachs Bank USA dba Goldman Sachs Agency Lending
KD3XUN7C6T14HNAYLU02
N
N
Revenue sharing split
N/A
N/A
Rule 10f-3 (17 CFR 270.10f-3)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
Wells Fargo Funds Management, LLC
801-58237
000110841
549300HDKZE50HZZOG90
N
Wells Capital Management Incorporated
801-21122
000104973
549300B3H2IOO2L85I90
Y
N
Wells Fargo Asset Management (International) LLC
801-42427
000109192
549300STP9U7CPGMDM08
Y
GB
N
Computershare Trust Company, N.A.
85-11340
2549001YYB62BVMSAO13
N
N
N
ICE Data Pricing & Reference Data, LLC
801-55222
SEC File Number
N
Thomson Reuters
801-55328
SEC File Number
N
Wells Fargo Funds Management, LLC
549300HDKZE50HZZOG90
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank S.A.E.
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc Magyarorszagi Fioktelepe
549300UJQU5R5G17NH37
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
3912007KGGUR8HY25C94
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
3912007KGGUR8HY25C94
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.p.A.
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
529900J0N5FYROZOL786
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A.
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank Plc.
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
549300SD9XQ2M2PVRR49
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
529900HNOAA1KXQJUQ27
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kasa Opieki S.A.
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin - Romania Branch
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S.
789000N5SE3LWDK7OI11
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
549300HDP5227IBB1E03
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Canadian Depository for Securities Limited
N/A
CA
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Cititrust Colombia S.A. Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking SA
549300OL514RA0SXJJ44
DE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Ceskoslovenska obchodni banka, a.s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
549300J01URGRN3P8P53
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Netherlands
529900HNOAA1KXQJUQ27
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
Wells Fargo Funds Distributor, LLC
000013686
CRD number
Y
N
Wells Fargo Funds Management, LLC
549300HDKZE50HZZOG90
Y
N
N
Wells Fargo Funds Management, LLC
549300HDKZE50HZZOG90
Y
N
N
HD VEST INVESTMENT SERVICES, INC.
8-29533-1
000013686
N/A
0.0
WELLS FARGO BROKERAGE SERVICES, LLC
N/A
000016100
N/A
0.0
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
8-16600-1
000005958
N/A
0.0
WELLS FARGO INVESTMENTS, LLC
8-38588-1
000010582
N/A
0.0
WELLS FARGO SECURITIES, LLC
8-65876-1
000126292
VYVVCKR63DVZZN70PB21
0.0
WELLS FARGO FUNDS DISTRIBUTOR, LLC
8-66716-1
000133366
N/A
0.0
Merrill Lynch and Company
8-07221-1
000007691
5493007P5X1K6U7RXY16
28.360000000000
Goldman Sachs & Company
8-00129-1
000000361
FOR8UP27PHTHYVLBNG30
8.870000000000
37.230000000000
JPMorgan Securities
8-35008-1
000000079
8I5DZWZKVSZI1NUHU748
50934003.130000000000
Jefferies High Yield Trading LLC
8-51771-1
000047363
IRPDM0XHT74TMJF8BU65
7025971.250000000000
Merrill Lynch Pierce Fenner
8-07221-1
000007691
5493007P5X1K6U7RXY16
17391779.000000000000
Deutsche Bank Incorporated
8-17822-1
000002525
529900X1YMA4ZKYHTN40
23042001.540000000000
Goldman Sachs & Company
8-00129-1
000000361
FOR8UP27PHTHYVLBNG30
12604142.570000000000
Morgan Stanley Incorporated
8-15869-1
000008209
IGJSJL3JD5P30I6NJZ34
9324443.750000000000
Royal Bank of Canada
8-45411-1
000031194
549300Q5LRI1216F6J80
9344001.910000000000
Toronto Dominion Bank
8-36747-1
000018476
PT3QB789TSUIDF371261
9363311.910000000000
Credit Suisse LLC
8-52352-1
000103821
ANGGYXNX0JLX3X63JN86
7292249.000000000000
Barclays Capital Incorporated
8-41342-1
000019714
AC28XWWI3WIBK2824319
7027019.700000000000
551911492.000000000000
N
460498311.000000000000
Common stock
WELLS FARGO MULTI-SECTOR INCOME FUND
N
N
Common stock
N
N
N
0.008600000000
0.023800000000
11.570000000000
13.100000000000