0001227025-22-000072.txt : 20220603
0001227025-22-000072.hdr.sgml : 20220603
20220603181021
ACCESSION NUMBER: 0001227025-22-000072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220601
FILED AS OF DATE: 20220603
DATE AS OF CHANGE: 20220603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chainey Kimberly
CENTRAL INDEX KEY: 0001817362
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 22996122
MAIL ADDRESS:
STREET 1: 265 EXCHANGE DRIVE, SUITE 100
CITY: CRYSTAL LAKE
STATE: IL
ZIP: 60014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2022-06-01
0
0001227025
NEOPHOTONICS CORP
NPTN
0001817362
Chainey Kimberly
3081 ZANKER RD
SAN JOSE
CA
95134
1
0
0
0
Common Stock
2022-06-01
4
M
0
4621
0.0
A
4621
D
Restricted Stock Units (right to acquire)
0.0
2022-06-01
4
M
0
4621
0.0
D
2022-06-01
2022-06-01
Common Stock
4621
0
D
Restricted Stock Units (right to acquire)
0.0
2022-06-02
4
A
0
5787
0.0
A
2023-06-02
2023-06-02
Common Stock
5787
5787
D
Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.
By: /s/ Barbara Rogan For: Kimberly Chainey
2022-06-03