0001227025-21-000252.txt : 20211210
0001227025-21-000252.hdr.sgml : 20211210
20211210181903
ACCESSION NUMBER: 0001227025-21-000252
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211209
FILED AS OF DATE: 20211210
DATE AS OF CHANGE: 20211210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: cheung Chiyue
CENTRAL INDEX KEY: 0001489294
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 211486528
MAIL ADDRESS:
STREET 1: 12TH SOUTH KEJI ROAD
STREET 2: SOUTH HI-TECH INDUSTRY PARK
CITY: SHENZHEN
STATE: F4
ZIP: 518057
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2021-12-09
0
0001227025
NEOPHOTONICS CORP
NPTN
0001489294
cheung Chiyue
3081 ZANKER RD
SAN JOSE
CA
95134
0
1
0
0
Chief Operating Officer
Common Stock
2021-12-09
4
M
0
75000
5.11
A
75000
D
Common Stock
2021-12-09
4
D
0
75000
15.32
D
0
D
Stock Appreciation Right
5.11
2021-12-09
4
M
0
75000
0.0
D
2019-12-12
2022-12-11
Common Stock
75000
0
D
By: /s/ Barbara Rogan, Attorney-in-fact For: Chi Yue Raymond Cheung
2021-12-10