0001227025-21-000182.txt : 20210722
0001227025-21-000182.hdr.sgml : 20210722
20210722172958
ACCESSION NUMBER: 0001227025-21-000182
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210720
FILED AS OF DATE: 20210722
DATE AS OF CHANGE: 20210722
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eby Elizabeth Lynne
CENTRAL INDEX KEY: 0001714866
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 211108475
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2021-07-20
0
0001227025
NEOPHOTONICS CORP
NPTN
0001714866
Eby Elizabeth Lynne
3081 ZANKER RD
SAN JOSE
CA
95134
0
1
0
1
SVP, CFO
SVP, CFO
Restricted Stock Units (right to acquire)
0.0
2021-07-20
4
A
0
53900
0.0
A
2025-07-20
Common Stock
53900
53900
D
Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date.
By: /s/ Barbara Rogan, Attorney-in-fact For: Elizabeth Lynne Eby
2021-07-22