0001227025-21-000071.txt : 20210413
0001227025-21-000071.hdr.sgml : 20210413
20210413180752
ACCESSION NUMBER: 0001227025-21-000071
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210409
FILED AS OF DATE: 20210413
DATE AS OF CHANGE: 20210413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yee Yang Chiah
CENTRAL INDEX KEY: 0001735531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 21824078
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 3081 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2021-04-09
0
0001227025
NEOPHOTONICS CORP
NPTN
0001735531
Yee Yang Chiah
3081 ZANKER RD
SAN JOSE
CA
95134
0
1
0
0
Senior VP, Global Sales
Common Stock
2021-04-09
4
M
0
11500
0.0
A
96729
D
Common Stock
2021-04-09
4
D
0
3977
12.0
D
92752
D
Restricted Stock Units (right to acquire)
0.0
2021-04-09
4
M
0
11500
0.0
D
2024-04-09
Common Stock
11500
34500
D
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person.
Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date.
By: /s/ Barbara Rogan, Attorney-in-Fact For: Yang Chiah Yee
2021-04-12