0001227025-20-000008.txt : 20200131
0001227025-20-000008.hdr.sgml : 20200131
20200131205706
ACCESSION NUMBER: 0001227025-20-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200130
FILED AS OF DATE: 20200131
DATE AS OF CHANGE: 20200131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yee Yang Chiah
CENTRAL INDEX KEY: 0001735531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 20566700
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 951342125
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2020-01-30
0
0001227025
NEOPHOTONICS CORP
NPTN
0001735531
Yee Yang Chiah
2911 ZANKER RD
SAN JOSE
CA
95134
0
1
0
0
Senior VP, Global Sales
Common Stock
2020-01-30
4
M
0
3414
0.0
A
19251
D
Common Stock
2020-01-30
4
D
0
1396
8.17
D
17855
D
Restricted Stock Units (right to acquire)
0.0
2020-01-30
4
M
0
3414
0.0
D
2020-01-30
Common Stock
3414
0
D
Represents shares reacquired by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person.
Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
100% of the underlying shares shall vest on the six month anniversary of the Vesting Commencement Date, subject to the recipient's continued service through such date.
By: /s/ Judi Otteson, Attorney-in-Fact For: Yang Chiah Yee
2020-01-31