0001227025-19-000027.txt : 20190412 0001227025-19-000027.hdr.sgml : 20190412 20190412165319 ACCESSION NUMBER: 0001227025-19-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190410 FILED AS OF DATE: 20190412 DATE AS OF CHANGE: 20190412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yee Yang Chiah CENTRAL INDEX KEY: 0001735531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35061 FILM NUMBER: 19746848 MAIL ADDRESS: STREET 1: 2911 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOPHOTONICS CORP CENTRAL INDEX KEY: 0001227025 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943253730 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2911 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 951342125 BUSINESS PHONE: 4082329200 MAIL ADDRESS: STREET 1: 2911 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-04-10 0 0001227025 NEOPHOTONICS CORP NPTN 0001735531 Yee Yang Chiah 2911 ZANKER RD SAN JOSE CA 95134 0 1 0 0 Senior VP, Global Sales Restricted Stock Units (right to acquire) 0.0 2019-04-10 4 A 0 6299 0.0 A 2020-04-10 Common Stock 6299 6299 D Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. 100% of the underlying shares shall vest on the one-year anniversary of the Vesting Commencement Date, subject to the recipient's continued service through such date. By: /s/ Judi Otteson, Attorney-in-Fact For: Yang Chiah Yee 2019-04-12