0001227025-18-000015.txt : 20180326
0001227025-18-000015.hdr.sgml : 20180326
20180326164621
ACCESSION NUMBER: 0001227025-18-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180322
FILED AS OF DATE: 20180326
DATE AS OF CHANGE: 20180326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yee Yang Chiah
CENTRAL INDEX KEY: 0001735531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 18713262
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 951342125
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-03-22
0
0001227025
NEOPHOTONICS CORP
NPTN
0001735531
Yee Yang Chiah
2911 ZANKER RD
SAN JOSE
CA
95134
0
1
0
0
Senior VP, Global Sales
Non-Qualified Stock Option (right to buy)
6.51
2018-03-22
4
A
0
83200
0.0
A
2028-03-21
Common Stock
83200
83200
D
Restricted Stock Units (right to acquire)
0.0
2018-03-22
4
A
0
99800
0.0
A
2022-03-21
Common Stock
99800
99800
D
Twenty-five percent (25%) of the underlying shares shall vest on the one year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares shall vest each month thereafter, subject to the recipient's continued service through such date.
Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date.
By: /s/ Judi Otteson, Attorney-in-Fact For: Yang Chiah Yee
2018-03-26