0001406666-23-000042.txt : 20231128 0001406666-23-000042.hdr.sgml : 20231128 20231128171001 ACCESSION NUMBER: 0001406666-23-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231127 FILED AS OF DATE: 20231128 DATE AS OF CHANGE: 20231128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SINDELAR CORY CENTRAL INDEX KEY: 0001226868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34674 FILM NUMBER: 231447429 MAIL ADDRESS: STREET 1: C/O LEGATO SYSTEMS INC STREET 2: 2350 W EL CAMINO REAL CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIX, INC CENTRAL INDEX KEY: 0001406666 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 680438710 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-514-3000 MAIL ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: CALIX NETWORKS INC DATE OF NAME CHANGE: 20070713 4 1 wk-form4_1701209385.xml FORM 4 X0508 4 2023-11-27 0 0001406666 CALIX, INC (CALX) 0001226868 SINDELAR CORY C/O CALIX, INC. 2777 ORCHARD PARKWAY SAN JOSE CA 95134 0 1 0 0 Chief Financial Officer 0 Common Stock 37.80 2023-11-27 4 A 0 100000 0 A 2024-11-27 2033-11-27 Common Stock (right to buy) 100000 100000 D 25% of the shares subject to the stock option grant will vest on November 27, 2024, with the remainder vesting quarterly thereafter in substantially equal installments over the next 36 months, subject to the reporting person's continued employment with Calix through the applicable vesting dates. /s/ Tom Gemetti as Attorney-in-Fact for Cory Sindelar 2023-11-28