-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FPLkpEtocxKvsrr6aX6f6G91ENWBrL+53WPJWHyoX8nmyBXEwnkjkyOQfF/llLwu ge1ZAHlPEh2BeSrGGskEug== 0000950144-08-004104.txt : 20080514 0000950144-08-004104.hdr.sgml : 20080514 20080514143951 ACCESSION NUMBER: 0000950144-08-004104 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080514 DATE AS OF CHANGE: 20080514 EFFECTIVENESS DATE: 20080514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTTER CREEK MANAGEMENT INC CENTRAL INDEX KEY: 0001226779 IRS NUMBER: 650273191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10442 FILM NUMBER: 08831195 BUSINESS ADDRESS: STREET 1: 222 LAKEVIEW AVE, SUITE 1130 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 5618324110 MAIL ADDRESS: STREET 1: 222 LAKEVIEW AVE, SUITE 1130 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 13F-HR 1 g13452e13fvhr.txt OTTER CREEK MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03-31-2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Otter Creek Management, Inc. ----------------------------------- Address: 222 Lakeview Ave. ----------------------------------- Suite 1130 ----------------------------------- West Palm Beach, FL 33401 ----------------------------------- Form 13F File Number: 28-10442 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph W. O'Neill, Jr. ----------------------------- Title: CFO ----------------------------- Phone: 561-832-4110 ----------------------------- Signature, Place and Date of Signing: /s/ Joseph W. O'Neill, Jr. West Palm Beach, FL 5-13-08 - -------------------------- --------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section] Form 13F File Number Name 28-___________________ _______________________________________ [Repeat as necessary FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------- Form 13F Information Table Entry Total: 103 ----------- Form 13F Information Table Value Total: 144,083 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report: [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. 13F File Number Name ___ 28-_________________ _____________________________ [Repeat as necessary] PORTFOLIO APPRAISAL 31-Mar-08 FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: - Form 13F Information Table Entry Total: 103 Form 13F Information Table Value Total: 144,083 FORM 13F INFORMATION TABLE
SHARES/ VOTING AUTHORITY VALUE PRN SH/ PUT/ INVSTMT OTHER ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) AMT PRN CALL DSCRETN MANAGERS SOLE SHARED - ----------------------------------------------------------------------------------------------------------------------------------- 3COM CORP COMMON STOCK 885535104 250 109,200 SH SOLE 109,200 ABERDEEN ASIA-PACIFIC INCOME F MUTUAL FUNDS 003009107 1,591 256,678 SH SOLE 256,678 ALPHA NATURAL RESOURCES COMMON STOCK 02076X102 136 167 PUT SOLE 167 ALTRIA GROUP INC COMMON STOCK 02209S103 710 32,000 SH SOLE 32,000 AMAZON.COM COMMON STOCK 23135106 378 200 PUT SOLE 200 AQUILA INC DEL NEW COMMON STOCK 03840P102 4,469 1,392,332 SH SOLE 1,392,332 BANKRATE INC COMMON STOCK 06646V108 147 200 PUT SOLE 200 BLACKROCK CORPORATE HIGH YIELD MUTUAL FUNDS 09255P107 439 40,548 SH SOLE 40,548 BLACKROCK INC COMMON STOCK 09247X101 430 100 PUT SOLE 100 CALL- CNO 100 @ 10 EXP 06/21/2008 CONSECO COMMON STOCK 99O9PXWN3 215 1,958 CALL SOLE 1,958 CARROLS HOLDINGS CORP COMMON STOCK 14574X104 759 85,000 SH SOLE 85,000 CHARLES SCHWAB & CO INC COMMON STOCK 808513105 120 4,000 PUT SOLE 4,000 CHARLES SCHWAB & CO INC COMMON STOCK 808513105 424 1,400 PUT SOLE 1,400 CHARLES SCHWAB & CO INC COMMON STOCK 808513105 78 500 PUT SOLE 500 CHINA LIFE INSURANCE CO COMMON STOCK 16939P106 1,617 700 PUT SOLE 700 CHINA LIFE INSURANCE CO COMMON STOCK 16939P106 1,522 400 PUT SOLE 400 CHINA LIFE INSURANCE CO COMMON STOCK 16939P106 516 200 PUT SOLE 200 CHINA LIFE INSURANCE CO COMMON STOCK 16939P106 362 200 PUT SOLE 200 CHINA LIFE INSURANCECO ADR AMERICAN DEPOSITORY RECEIPTS - 16939P106 1,442 27,700 SH SOLE 27,700 CKH 9.5 15AUG2013 CORPORATE BONDS 81169PAD3 11591 1,000,000 PRN SOLE 11,000,000 CLAYMORE / RAYMOND JAMES SB-1 MUTUAL FUNDS 183833102 2,559 164,700 SH SOLE 164,700 CLEVELAND CLIFFS INC COMMON STOCK 185896107 429 200 PUT SOLE 200 CLEVELAND CLIFFS INC COMMON STOCK 185896107 159 100 PUT SOLE 100 CNO VRN CB 30SEP2035 CONVERTIBLE BONDS 208464BH9 6293 7,605,000 PRN SOLE 7,605,000 COLONIAL BANCGROUP COMMON STOCK 195493309 315 300 PUT SOLE 300 COMPANHIA SIDERURGICA NACIONAL AMERICAN DEPOSITORY RECEIPTS 20440W105 163 204 PUT SOLE 204 COMPANHIA SIDERURGICA NACIONAL AMERICAN DEPOSITORY RECEIPTS 20440W105 164 200 PUT SOLE 200 CONAGRA FOODS INC COMMON STOCK 205887102 683 28,500 SH SOLE 28,500 CONSECO INC COMMON STOCK 208464883 1,584 155,300 SH SOLE 155,300 CYMI CB 3.5 15FEB2009 CONVERTIBLE BONDS 232572AE7 3671 3,741,000 PRN SOLE 3,741,000 DEAN FOODS CO NEW COMMON STOCK 242370104 311 15,500 SH SOLE 15,500 DOW CHEMICAL CORP COMMON STOCK 260543103 3,453 93,700 SH SOLE 93,700 DWS GLOBAL COMMODITIES MUTUAL FUNDS 23338Y100 2,152 128,043 SH SOLE 128,043 EMERSON ELECTRIC CO COMMON STOCK 291011104 1,595 30,986 SH SOLE 30,986 F 5.625 01OCT2008 CORPORATE BONDS 345397UA9 2949 3,000,000 PRN SOLE 3,000,000 FINANCIAL INDS CORP COM COMMON STOCK 317574101 3,734 574,437 SH SOLE 574,437 FLORIDA PUB UTILS CO COMMON STOCK 341135101 221 19,700 SH SOLE 19,700 FLOW INTERNATIONAL CORP (FORME COMMON STOCK 343468104 604 65,002 SH SOLE 65,002 FTI CONSULTING INC COMMON STOCK 302941109 192 150 PUT SOLE 150 FTI CONSULTING INC COMMON STOCK 302941109 117 150 PUT SOLE 150 GABELLI DIVID & INCOME TR MUTUAL FUNDS 36242H104 625 35,100 SH SOLE 35,100 GAP INC COMMON STOCK 364760108 598 30,400 SH SOLE 30,400 GENERAL MOTORS CORP COMMON STOCK 370442105 166 500 PUT SOLE 500 GENERAL MOTORS CORP SR A 4.5% CONV PFD PREFERRED STOCK 370442741 2,413 137,200 SH SOLE 137,200 GMAC 7.75 19JAN2010 CORPORATE BONDS 370425RP7 1730 2,000,000 PRN SOLE 2,000,000 GULF IS FABRICATION INC COMMON STOCK 402307102 1,149 40,012 SH SOLE 40,012 HARRY WINSTON DIAMOND CORP COMMON STOCK 41587B100 1,194 50,000 SH SOLE 50,000 HEW CB 2.5 01OCT2010 144A CONVERTIBLE BONDS 302284AA2 588 600,000 PRN SOLE 600,000 HOS VRN CB 15NOV2026 144A CONVERTIBLE BONDS 440543AD8 2863 2,500,000 PRN SOLE 2,500,000 INDEPENDENT BANK CORP MICHIGAN COMMON STOCK 453838104 228 22,000 SH SOLE 22,000 INFOCUS CORP COMMON STOCK 45665B106 707 377,938 SH SOLE 377,938 INTEL CORP COMMON STOCK 458140100 530 25,000 SH SOLE 25,000 INTERACTIVE DATA CORP COMMON STOCK 45840J107 1,051 36,900 SH SOLE 36,900 INTERCNTNTL EXCHANGE COMMON STOCK 45865V100 597 100 PUT SOLE 100 INTERNATIONAL PAPER CO COMMON STOCK 460146103 549 20,200 SH SOLE 20,200 JARDEN CORP COMMON STOCK 471109108 280 200 PUT SOLE 200 KRAFT FOODS INC COMMON STOCK 50075N104 1,929 62,200 SH SOLE 62,200 LANCASTER COLONY CORP COMMON STOCK 513847103 1,998 50,000 SH SOLE 50,000 LANCE INC COMMON STOCK 514606102 2,450 125,000 SH SOLE 125,000 MB FINANCIAL INC COMMON STOCK 55264U108 831 27,000 SH SOLE 27,000 MBT FINANCIAL CORP COMMON STOCK 578877102 136 15,863 SH SOLE 15,863 MONOGRAM BIOSCIENCES INC COMMON STOCK 60975U108 64 60,000 SH SOLE 60,000 MONROE BANCORP COMMON STOCK 610313108 621 41,383 SH SOLE 41,383 MOTOROLA INC COMMON STOCK 620076109 465 50,000 SH SOLE 50,000 MTG 5.625 15SEP2011 CORPORATE BONDS 552845AG4 837 1,000,000 PRN SOLE 1,000,000 MUELLER WTR PRODS INC COMMON STOCK 624758207 276 35,000 SH SOLE 35,000
FORM 13F INFORMATION TABLE
SHARES/ VOTING AUTHORITY VALUE PRN SH/ PUT/ INVSTMT OTHER ----------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) AMT PRN CALL DSCRETN MANAGERS SOLE SHARED - ---------------------------------------------------------------------------------------------------------------------------------- NABORS INDUSTRIES LTD COMMON STOCK G6359F103 311 9,200 SH SOLE 9,200 NEW YORK TIMES CO CL A COMMON STOCK 650111107 2,402 127,210 SH SOLE 127,210 NEWFIELD EXPL CO COMMON STOCK 651290108 1,062 20,100 SH SOLE 20,100 NEWMONT MINING CORP COMMON STOCK 651639106 1,712 37,800 SH SOLE 37,800 NOKIA CORP ADR AMERICAN DEPOSITORY RECEIPTS - 654902204 1,620 50,900 SH SOLE 50,900 OLD REP INTL CORP COMMON STOCK 680223104 3,679 285,000 SH SOLE 285,000 OLIN CORP COMMON STOCK 680665205 705 35,700 SH SOLE 35,700 PATTERSON-UTI ENERGY INC (EX P COMMON STOCK 703481101 785 30,000 SH SOLE 30,000 PENN TREATY AMERN CORP COMMON STOCK 707874400 109 16,900 SH SOLE 16,900 PENTAIR INC COMMON STOCK 709631105 638 20,000 SH SOLE 20,000 PHILIP MORRIS INTL COMMON STOCK 718172109 1,619 32,000 SH SOLE 32,000 PLA CB 3 15MAR2025 CONVERTIBLE BONDS 728117AB8 1725 2,000,000 PRN SOLE 2,000,000 PLAYBOY ENTERPRISES INC CL B COMMON STOCK 728117300 833 100,000 SH SOLE 100,000 POTLATCH HOLDINGS INC COM COMMON STOCK 737630103 2,270 55,000 SH SOLE 55,000 PRIVATE BANCORP COMMON STOCK 742962103 95 160 PUT SOLE 160 PROGRESS ENERGY INC COMMON STOCK 743263AA3 111 337,000 SH SOLE 337,000 PUTNAM PREMIER INCOME TR MUTUAL FUNDS 746853100 72 11,850 SH SOLE 11,850 RESEARCH IN MOTION INC COMMON STOCK 760975102 293 200 PUT SOLE 200 SANDISK CORP COMMON STOCK 80004C101 1,038 46,000 SH SOLE 46,000 SLMA 4 15JAN2009 CORPORATE BONDS 78442FBK3 459 510,000 PRN SOLE 510,000 SLMA FRN 14APR2008 144A CORPORATE BONDS 78490HAK1 1,999 2,000,000 PRN SOLE 2,000,000 SNDK CB 1 15MAY2013 CONVERTIBLE BONDS 80004CAC5 5093 7,000,000 PRN SOLE 7,000,000 SOUTHWEST GAS CORP COMMON STOCK 844895102 2,195 78,490 SH SOLE 78,490 STREETTRACKS GOLD TRUST COMMON STOCK 863307104 3,201 35,400 SH SOLE 35,400 STRYKER CORP COM COMMON STOCK 863667101 1,327 20,400 SH SOLE 20,400 SUN MICROSYSTEMS INC COMMON STOCK 866810203 789 50,800 SH SOLE 50,800 SWISS HELVETIA FD INC MUTUAL FUNDS 870875101 386 23,790 SH SOLE 23,790 TAST 9 15JAN2013 CORPORATE BONDS 145749AC1 5153 5,790,000 PRN SOLE 5,790,000 TIME WARNER INC COMMON STOCK 887317105 1,402 100,000 SH SOLE 100,000 TRI CONTL CORP MUTUAL FUNDS 895436103 5,118 293,800 SH SOLE 293,800 TRIMBLE NAVIGATION LTD COMMON STOCK 896239100 1,309 45,800 SH SOLE 45,800 TYSON FOODS INC CL A COMMON STOCK 902494103 638 40,000 SH SOLE 40,000 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 902 13,100 SH SOLE 13,100 VALERO ENERGY CORP COMMON STOCK 91913Y100 2,907 59,200 SH SOLE 59,200 WABCO HOLDINGS INC COMMON STOCK 92927K102 1,597 35,000 SH SOLE 35,000 WEYERHAEUSER CO COMMON STOCK 962166104 2,276 35,000 SH SOLE 35,000 ZIMMER HOLDINGS INC COMMON STOCK 98956P102 2,834 36,400 SH SOLE 36,400
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