-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mo9dWjv8RH4koSf2bVIH3WUGzufMMU8Hjsh1eyT8WYtg4rEbC4UqE8ThGGU2z2Sq u9YG5pdbi6ig8ryMQlUn7A== 0000950144-08-001626.txt : 20080304 0000950144-08-001626.hdr.sgml : 20080304 20080304153544 ACCESSION NUMBER: 0000950144-08-001626 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080304 DATE AS OF CHANGE: 20080304 EFFECTIVENESS DATE: 20080304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTTER CREEK MANAGEMENT INC CENTRAL INDEX KEY: 0001226779 IRS NUMBER: 650273191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10442 FILM NUMBER: 08663514 BUSINESS ADDRESS: STREET 1: 400 ROYAL PALM WAY STREET 2: #212 CITY: PALM BEACH STATE: FL ZIP: 33480 BUSINESS PHONE: 5618324110 13F-HR/A 1 g11761f1e13fvhrza.txt OTTER CREEK MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12-31-07 --------------------------- Check here if Amendment [X]; Amendment Number: 1 -------- This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Otter Creek Management, Inc. ------------------------------------------ Address: 222 Lakeview Ave. ------------------------------------------ Suite 1130 ------------------------------------------ West Palm Beach, FL 33401 ------------------------------------------ Form 13F File Number: 28- ------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph W. O'Neill Jr. -------------------------------------------- Title: CFO -------------------------------------------- Phone: 561-832-4110 -------------------------------------------- Signature, Place, and Date of Signing: /s/ Joseph W. O'Neill Jr. West Palm Beach, FL 2-28-08 - -------------------------- ------------------------------ --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------- ----------------------------------------- [Repeat as necessary.] 1 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -- ----------------------- Form 13F Information Table Entry Total: 122 ----------------------- Form 13F Information Table Value Total: 123,710 ----------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- ----- ------------------ ------------------------ [Repeat as necessary.] 2 Otter Creek Management PORTFOLIO APPRAISAL 31-Dec-07
FORM 13F INFORMATION TABLE VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTM OTHER --------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DCRETN MANAGERS SOLE SHARED - ----------------------------------------------------------------------------------------------------------------------------------- 3COM CORP COMMON STOCK 885535104 607 134,200 SH SOLE 134,200 ABERDEEN ASIA-PACIFIC INCOME F MUTUAL FUNDS 003009107 1,489 256,678 SH SOLE 256,678 ALTRIA GROUP INC COMMON STOCK 02209S103 2,419 32,000 SH SOLE 32,000 AMAZON.COM COMMON STOCK 23135106 4 500 PUT SOLE 500 AMAZON.COM COMMON STOCK 23135106 253 300 PUT SOLE 300 AQUILA INC DEL NEW COMMON STOCK 03840P102 4,103 1,100,000 SH SOLE 1,100,000 BLACKROCK CORPORATE HIGH YIELD MUTUAL FUNDS 09255P107 477 40,548 SH SOLE 40,548 BORDERS GROUP COMMON STOCK 99709107 1 200 CALL SOLE 200 BORLAND SOFTWARE COR COMMON STOCK 099849101 416 138,300 SH SOLE 138,300 BUCKEYE OHIO TOB SETTLMNT FING AUTH ASSE MUNICIPAL BONDS 118217AN8 1,362 1,400,000 PRN SOLE 1,400,000 CARROLS HOLDINGS CORP COMMON STOCK 14574X104 431 45,000 SH SOLE 45,000 CHINA LIFE INSURANCE CO COMMON STOCK 16939P106 1 200 PUT SOLE 200 CHINA LIFE INSURANCE CO COMMON STOCK 16939P106 6 200 PUT SOLE 200 CHINA LIFE INSURANCE CO COMMON STOCK 16939P106 78 200 PUT SOLE 200 CHINA LIFE INSURANCE CO COMMON STOCK 16939P106 427 700 PUT SOLE 700 CHINA LIFE INSURANCE CO COMMON STOCK 16939P106 142 300 PUT SOLE 300 CHINA LIFE INSURANCE CO COMMON STOCK 16939P106 624 400 PUT SOLE 400 CHINA LIFE INSURANCE CO COMMON STOCK 16939P106 208 200 PUT SOLE 200 CHINA LIFE INSURANCECO ADR AMERICAN DEPOSITORY RECEIPTS - 16939P106 536 7,000 SH SOLE 7,000 CIA VALE DO RIO DOCE ADR COMMON STOCK 204412209 12 1,000 PUT SOLE 1,000 CKH 9.5 15AUG2013 CORPORATE BONDS 81169PAD3 8,989 8,500,000 PRN SOLE 8,500,000 CLAYMORE / RAYMOND JAMES SB-1 MUTUAL FUNDS 183833102 2,849 164,700 SH SOLE 164,700 CME GROUP INC CL A COMMON STOCK 12572Q105 1 50 PUT SOLE 50 CME GROUP INC CL A COMMON STOCK 12572Q105 - 10 PUT SOLE 10 CME GROUP INC CL A COMMON STOCK 12572Q105 12 50 PUT SOLE 50 CME GROUP INC CL A COMMON STOCK 12572Q105 121 50 PUT SOLE 50 COLONIAL BANCGROUP COMMON STOCK 195493309 264 400 PUT SOLE 400 COLONIAL BANCGROUP COMMON STOCK 195493309 203 300 PUT SOLE 300 COLONIAL BANCGROUP COMMON STOCK 195493309 345 300 PUT SOLE 300 CONAGRA FOODS INC COMMON STOCK 205887102 678 28,500 SH SOLE 28,500 CROX INC. COMMON STOCK 227046109 124 100 PUT SOLE 100 CROX INC. COMMON STOCK 227046109 11 1,400 PUT SOLE 1,400 CROX INC. COMMON STOCK 227046109 4 200 PUT SOLE 200 CYMI CB 3.5 15FEB2009 CONVERTIBLE BONDS 232572AE7 3,783 3,741,000 SH SOLE 3,741,000 DEAN FOODS CO NEW COMMON STOCK 242370104 401 15,500 SH SOLE 15,500 DOW CHEMICAL CORP COMMON STOCK 260543103 3,299 83,700 SH SOLE 83,700 DWS GLOBAL COMMODITIES STK FD MUTUAL FUNDS 23338Y100 2,862 162,500 SH SOLE 162,500 EMERSON ELECTRIC CO COMMON STOCK 291011104 1,756 30,986 SH SOLE 30,986 F 5.625 01OCT2008 CORPORATE BONDS 345397UA9 2,913 3,000,000 PRN SOLE 3,000,000 FINANCIAL INDS CORP COM COMMON STOCK 317574101 3,274 574,437 SH SOLE 574,437 FIRST MARBLEHEAD CORP COMMON STOCK 320771108 119 200 PUT SOLE 200 FIRST MARBLEHEAD CORP COMMON STOCK 320771108 453 462 PUT SOLE 462 FIRST MARBLEHEAD CORP COMMON STOCK 320771108 496 200 PUT SOLE 200 FLORIDA PUB UTILS CO COMMON STOCK 341135101 199 16,900 SH SOLE 16,900 FLOW INTERNATIONAL CORP (FORME COMMON STOCK 343468104 606 65,002 SH SOLE 65,002 GABELLI DIVID & INCOME TR MUTUAL FUNDS 36242H104 726 35,100 SH SOLE 35,100 GAP INC COMMON STOCK 364760108 647 30,400 SH SOLE 30,400 GENERAL MOTORS CORP COMMON STOCK 370442105 76 500 PUT SOLE 500 GENERAL MOTORS CORP SR A 4.5% CONV PFD PREFERRED STOCK 370442741 1,784 92,700 SH SOLE 92,700 GMAC 7.75 19JAN2010 CORPORATE BONDS 370425RP7 1,866 2,000,000 PRN SOLE 2,000,000 GULF IS FABRICATION INC COMMON STOCK 402307102 1,161 36,600 SH SOLE 36,600 HARRY WINSTON DIAMOND CORP COMMON STOCK 41587B100 2,450 75,000 SH SOLE 75,000 HEW CB 2.5 01OCT2010 144A CONVERTIBLE BONDS 302284AA2 585 600,000 PRN SOLE 600,000 HOS VRN CB 15NOV2026 144A CONVERTIBLE BONDS 440543AD8 2,846 2,500,000 PRN SOLE 2,500,000 INDEPENDENT BANK CORP MICHIGAN COMMON STOCK 453838104 209 22,000 SH SOLE 22,000 INFOCUS CORP COMMON STOCK 45665B106 535 294,038 SH SOLE 294,038 INTERACTIVE DATA CORP COMMON STOCK 45840J107 1,218 36,900 SH SOLE 36,900 INTERCNTNTL EXCHANGE COMMON STOCK 45865V100 210 100 PUT SOLE 100 INTERNATIONAL PAPER CO COMMON STOCK 460146103 654 20,200 SH SOLE 20,200 ISHARES DJ US BDIF COMMON STOCK 464287184 82 200 PUT SOLE 200 ISHARES INC MSCI BRAZIL FREE IND COMMON STOCK 464286400 6 450 PUT SOLE 450 ISHARES INC MSCI BRAZIL FREE IND COMMON STOCK 464286400 54 500 PUT SOLE 500 ISHRES FTSE CHNA COMMON STOCK 464287184 852 5,000 SH SOLE 5,000 ISHRES FTSE CHNA COMMON STOCK 464287184 374 119 PUT SOLE 119 ISHRES FTSE CHNA COMMON STOCK 464287184 296 150 PUT SOLE 150 JARDEN CORP COMMON STOCK 471109108 2,140 1,007 PUT SOLE 1,007 JARDEN CORP COMMON STOCK 471109108 233 200 PUT SOLE 200 JARDEN CORP COMMON STOCK 471109108 812 34,400 SH SOLE 34,400 KRAFT FOODS INC COMMON STOCK 50075N104 1,703 52,200 SH SOLE 52,200 LANCASTER COLONY CORP COMMON STOCK 513847103 1,588 40,000 SH SOLE 40,000 LANCE INC COMMON STOCK 514606102 2,553 125,000 SH SOLE 125,000 MB FINANCIAL INC COMMON STOCK 55264U108 832 27,000 SH SOLE 27,000 MBT FINANCIAL CORP COMMON STOCK 578877102 140 15,863 SH SOLE 15,863 MONOGRAM BIOSCIENCES INC COMMON STOCK 60975U108 85 60,000 SH SOLE 60,000 MONROE BANCORP COMMON STOCK 610313108 257 16,083 SH SOLE 16,083 MORGAN STANLEY INC. COMMON STOCK 617446448 37 200 PUT SOLE 200 MORGAN STANLEY INC. COMMON STOCK 617446448 41 100 PUT SOLE 100 MOTOROLA INC COMMON STOCK 620076109 802 50,000 SH SOLE 50,000 MTG 5.625 15SEP2011 CORPORATE BONDS 552845AG4 916 1,000,000 PRN SOLE 1,000,000 MUELLER WTR PRODS INC COMMON STOCK 624758207 349 35,000 SH SOLE 35,000 NABORS INDUSTRIES LTD COMMON STOCK G6359F103 252 9,200 SH SOLE 9,200 NATIONAL CITY CORP COMMON STOCK 635405103 509 30,933 SH SOLE 30,933 NATIONAL CITY CORP COMMON STOCK 635405103 498 265 PUT SOLE 265 NEW YORK TIMES CO CL A COMMON STOCK 650111107 2,230 127,210 SH SOLE 127,210 NEWFIELD EXPL CO COMMON STOCK 651290108 1,059 20,100 SH SOLE 20,100 NEWMONT MINING CORP COMMON STOCK 651639106 1,846 37,800 SH SOLE 37,800 NOKIA CORP ADR AMERICAN DEPOSITORY RECEIPTS - 654902204 1,954 50,900 SH SOLE 50,900 NYSE EURONEXT COMMON STOCK 629491101 17 100 PUT SOLE 100 OLD REP INTL CORP COMMON STOCK 680223104 3,558 230,900 SH SOLE 230,900 OLIN CORP COMMON STOCK 680665205 690 35,700 SH SOLE 35,700 PATTERSON-UTI ENERGY INC (EX P COMMON STOCK 703481101 390 20,000 SH SOLE 20,000 PENN TREATY AMERN CORP COMMON STOCK 707874400 110 16,900 SH SOLE 16,900 PENTAIR INC COMMON STOCK 709631105 696 20,000 SH SOLE 20,000 PLA CB 3 15MAR2025 CONVERTIBLE BONDS 728117AB8 1,778 2,000,000 PRN SOLE 2,000,000 PLAYBOY ENTERPRISES INC CL B COMMON STOCK 728117300 912 100,000 SH SOLE 100,000 POLARIS INDUSTRIES COMMON STOCK 731068102 47 200 PUT SOLE 200 POLARIS INDUSTRIES COMMON STOCK 731068102 251 300 PUT SOLE 300 PRIVATE BANCORP COMMON STOCK 742962103 166 400 PUT SOLE 400 PROGRESS ENERGY INC COMMON STOCK 743263AA3 111 337,000 SH SOLE 337,000 PUTNAM PREMIER INCOME TR MUTUAL FUNDS 746853100 73 11,850 SH SOLE 11,850 RESEARCH IN MOTION INC COMMON STOCK 760975102 2 450 PUT SOLE 450 RESEARCH IN MOTION INC COMMON STOCK 760975102 167 310 PUT SOLE 310 SANDISK CORP COMMON STOCK 80004C101 1,526 46,000 SH SOLE 46,000 SLM CORP EDNOTES BOOK ENTRY COMMON STOCK 78442P106 906 45,000 SH SOLE 45,000 SLM CORP EDNOTES BOOK ENTRY COMMON STOCK 78442P106 3 500 CALL SOLE 500 SLMA 4 15JAN2009 CORPORATE BONDS 78442FBK3 2,890 3,000,000 PRN SOLE 3,000,000 SNDK CB 1 15MAY2013 CONVERTIBLE BONDS 80004CAC5 2,400 3,000,000 PRN SOLE 3,000,000 SOUTHWEST GAS CORP COMMON STOCK 844895102 2,337 78,490 SH SOLE 78,490 STREETTRACKS GOLD TRUST COMMON STOCK 863307104 2,919 35,400 SH SOLE 35,400 STRYKER CORP COM COMMON STOCK 863667101 1,524 20,400 SH SOLE 20,400 SUN MICROSYSTEMS INC COMMON STOCK 866810203 921 50,800 SH SOLE 50,800 SWISS HELVETIA FD INC MUTUAL FUNDS 870875101 393 23,790 SH SOLE 23,790 TAST 9 15JAN2013 CORPORATE BONDS 145749AC1 1,820 2,000,000 PRN SOLE 2,000,000 THE FIRST MARBLEHEAD CORP COMMON STOCK 320771108 591 38,600 SH SOLE 38,600 TIME WARNER INC COMMON STOCK 887317105 1,306 79,100 SH SOLE 79,100 TRI CONTL CORP MUTUAL FUNDS 895436103 2,372 113,510 SH SOLE 113,510 TRIMBLE NAVIGATION LTD COMMON STOCK 896239100 1,388 45,900 SH SOLE 45,900 TYSON FOODS INC CL A COMMON STOCK 902494103 613 40,000 SH SOLE 40,000 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 1,003 13,100 SH SOLE 13,100 VALERO ENERGY CORP COMMON STOCK 91913Y100 1,345 19,200 SH SOLE 19,200 WABCO HOLDINGS INC COMMON STOCK 92927K102 1,252 25,000 SH SOLE 25,000 ZIMMER HOLDINGS INC COMMON STOCK 98956P102 2,408 36,400 SH SOLE 36,400
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