-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sbtx3+GnTnOwTy5Qr2FHPMYUtiUmAlOIloAdco/4faQS5HpMtGEYM84aYf9r/2qK ZpxDwBXuTIf4ulDgqdwk5w== 0000950144-07-007655.txt : 20070810 0000950144-07-007655.hdr.sgml : 20070810 20070810141856 ACCESSION NUMBER: 0000950144-07-007655 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070810 DATE AS OF CHANGE: 20070810 EFFECTIVENESS DATE: 20070810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTTER CREEK MANAGEMENT INC CENTRAL INDEX KEY: 0001226779 IRS NUMBER: 650273191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10442 FILM NUMBER: 071044593 BUSINESS ADDRESS: STREET 1: 400 ROYAL PALM WAY STREET 2: #212 CITY: PALM BEACH STATE: FL ZIP: 33480 BUSINESS PHONE: 5618324110 13F-HR 1 g08936e13fvhr.txt OTTER CREEK MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6-30-07 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Otter Creek Management, Inc. ----------------------------------- Address: 400 Royal Palm Way ----------------------------------- Suite 212 ----------------------------------- Palm Beach, FL 33480 ----------------------------------- Form 13F File Number: 28-10442 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph W. O'Neill, Jr. ----------------------------- Title: CFO ----------------------------- Phone: 561-832-4110 ----------------------------- Signature, Place and Date of Signing: /s/ Joseph W. O'Neill, Jr. Palm Beach, FL 8-09-07 - -------------------------- --------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section] Form 13F File Number Name 28-___________________ _______________________________________ [Repeat as necessary FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------- Form 13F Information Table Entry Total: 119 ----------- Form 13F Information Table Value Total: 94,658 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report: [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. 13F File Number Name ___ 28-_________________ _____________________________ [Repeat as necessary]
Otter Creek Management PORTFOLIO APPRAISAL AMERICAN DEPOSITORY RECEIPTS SH 30-Jun-07 CALLS - LONG CALL COMMON STOCK SH FOR M 13F SUMMARY PAGE CONVERTIBLE BONDS - LONG PRN CONVERTIBLE PREFERRED SH Report Summary: CORPORATE BONDS PRN DEFAULTED CORPORATE BONDS PRN Number of other Included Managers: - LIMITED PARTNERSHIPS - LONG SH Form 13F Information Table Entry Total: 119 MUTUAL FUNDS - LONG SH Form 13F Information Table Value Total: 94,658 PREFERRED STOCK SH PUTS - LONG PUT FORM 13F INFORMATION TABLE VOTING AUTHORITY ------------------- VALUE SHARES/ SH/ PUT/ INVSTMT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED - -------------------------- -------------------- ---------- -------- ------- ---- ---- ------- -------- -------- --------- 3COM CORP COM COMMON STOCK - LONG 885535104 1256 304,200 SH SOLE 304,200 ABER DIAMOND CORP COMMON STOCK - LONG 002893105 3507 91,000 SH SOLE 91,000 ABERDEEN ASIA PACIFIC INCOME FUND INC MUTUAL FUNDS - LONG 003009107 1640 256,678 SH SOLE 256,678 ALTRIA GROUP INC COMMON STOCK - LONG 02209s103 2244 32,000 SH SOLE 32,000 APACHE CORP COMMON STOCK - LONG 037411105 651 7,979 SH SOLE 7,979 BLACKROCK S&P 500 PROTECTED EQUTIY FD INC MUTUAL FUNDS - LONG 09256f108 347 34,518 SH SOLE 34,518 BORDERS GROUP INC COMMON STOCK - LONG 099709107 1889 99,100 SH SOLE 99,100 BORLAND SOFTWARE CORP COMMON STOCK - LONG 099849101 822 138,300 SH SOLE 138,300 CALL BORDERSGROUP JAN 020 **** CALLS - LONG 0997099a7 30 200 CALL SOLE 200 CLEVELAND CLIFFS INC COMMON STOCK - LONG 185896107 2548 32,800 SH SOLE 32,800 COMPANHIA VALE DO RIO DOCE SPONSORED ADR R PREFERRED STOCK 204412100 1455 38,600 SH SOLE 38,600 CONAGRA FOODS INC COMMON STOCK - LONG 205887102 766 28,500 SH SOLE 28,500 CYMER INC CONV SENIOR SUB NOTE CONVERTIBLE BONDS - LONG 232572ae7 3811 3,741,000 PRN SOLE 3,741,000 DEAN FOODS CO NEW COMMON STOCK - LONG 242370104 494 15,500 SH SOLE 15,500 DEVON ENERGY CORPORATION NEW COMMON STOCK - LONG 25179m103 204 2,600 SH SOLE 2,600 DOW CHEMICAL CO. COMMON STOCK - LONG 260543103 2118 47,900 SH SOLE 47,900 DWS GLOBAL COMMODITIES STK FD INC MUTUAL FUNDS - LONG 23338y100 3021 162,329 SH SOLE 162,329 EMERSON ELECTRIC CO COMMON STOCK - LONG 291011104 1450 30,986 SH SOLE 30,986 EXULT INC CONV SENIOR NOTE 144A CONVERTIBLE BONDS - LONG 302284aa2 575 600,000 PRN SOLE 600,000 FINANCIAL INDUSTRIES CORP COMMON STOCK - LONG 317574101 2180 369,519 SH SOLE 369,519 FLOW INTERNATIONAL CORP COMMON STOCK - LONG 343468104 636 50,500 SH SOLE 50,500 GABELLI DIVIDEND & INCOME FUND MUTUAL FUNDS - LONG 36242h104 561 25,100 SH SOLE 25,100 GAP INC COMMON STOCK - LONG 364760108 1154 60,400 SH SOLE 60,400 GENERAL MOTORS CORP CONV SR DEB CL A PREFERRED STOCK 370442741 351 16,000 SH SOLE 16,000 GREAT PLAINS ENERGY INC COM COMMON STOCK - LONG 391164100 1715 58900 SH SOLE 58,900 GULF ISLAND FABRICATION INC COMMON STOCK - LONG 402307102 2245 64700 SH SOLE 64,700 HOME DEPOT INC COMMON STOCK - LONG 437076102 394 10000 SH SOLE 10,000 HORNBECK OFFSHORE SVCS INC CONV 144A CONVERTIBLE BONDS - LONG 440543ad8 2541 2,500,000 PRN SOLE 2,500,000 INDEPENDENT BANK CORP-MICH COMMON STOCK - LONG 453838104 207 12000 SH SOLE 12,000 INFOCUS CORP COM COMMON STOCK - LONG 45665B106 513 229,862 SH SOLE 229,862 INTERACTIVE DATA CORP COMMON STOCK - LONG 45840j107 1071 40000 SH SOLE 40,000 INTERNATIONAL PAPER CO COMMON STOCK - LONG 460146103 1179 30,200 SH SOLE 30,200 KRAFT FOODS INC CL A COMMON STOCK - LONG 50075n104 1486 42144 SH SOLE 42,144 LANCE INC COMMON STOCK - LONG 514606102 2699 114,565 SH SOLE 114,565 MBT FINL CORP COMMON STOCK - LONG 578877102 223 15863 SH SOLE 15,863 MONROE BANCORP-IND COMMON STOCK - LONG 610313108 449 25947 SH SOLE 25,947 MORGAN STANLEY U S GOVT SECS TR CLASS D MUTUAL FUNDS - LONG 616969408 500 56340 SH SOLE 56,340 MOTOROLA INC COMMON STOCK - LONG 620076109 354 20000 SH SOLE 20,000 NABI BIOPHARMACEUTICALS COMMON STOCK - LONG 629519109 558 121,400 SH SOLE 121,400 NABORS INDUSTRIES LTD NEW COMMON STOCK - LONG g6359f103 307 9,200 SH SOLE 9,200 NEW YORK TIMES CO-CL A COMMON STOCK - LONG 650111107 2743 108,000 SH SOLE 108,000 NEWFIELD EXPLORATION CO COMMON STOCK - LONG 651290108 916 20,100 SH SOLE 20,100 NEWMONT MINING CORP HOLDING CO COMMON STOCK - LONG 651639106 1476 37,800 SH SOLE 37,800 NOKIA CORPORATION SPONSORED ADR REPSTG 1 S AMERICAN DEPOSITORY RECEIPTS - 654902204 2024 72,000 SH SOLE 72,000 OLIN CORP NEW COMMON STOCK - LONG 680665205 750 35,700 SH SOLE 35,700 PENTAIR INC COMMON STOCK - LONG 709631105 771 20,000 SH SOLE 20,000 PLAYBOY ENTERPRISES INC CONV SR SUB NT CONVERTIBLE BONDS - LONG 728117ab8 1903 2,000,000 PRN SOLE 2,000,000 PLAYBOY ENTERPRISES INC HOLDING CO CL B COMMON STOCK - LONG 728117300 227 20,000 SH SOLE 20,000 POWER-ONE INC COMMON STOCK - LONG 739308104 473 118,962 SH SOLE 118,962 PROGRESS ENERGY INC CONTINGENT VALUE OBLIG COMMON STOCK - LONG 743263aa3 111 337,000 SH SOLE 337,000 PUT BUFFALO WILD DEC 045 **** ADJ 2 FOR 1 PUTS - LONG 1198489x9 284 430 PUT SOLE 430 PUT CHICAGO MERC JAN 430 **** LONG TERM O PUTS - LONG 39 50 PUT SOLE 50 PUT CHICAGO MERC JAN 450 **** PUTS - LONG 1k199w9m9wi 11 10 PUT SOLE 10 PUT CHINA LIFE JAN 055 PBW PUTS - LONG 16939p9m0wi 114 200 PUT SOLE 200 PUT CHINA LIFE JUL 35.625 266sh./ct. PUTS - LONG 1w693w9s1wi 2 100 PUT SOLE 100 PUT CHINA LIFE JUL 37.50 266sh./ct. PUTS - LONG 8 260 PUT SOLE 260 PUT CHINA LIFE JUL 41.25 266sh./ct. PUTS - LONG 1w693w9s1 3 100 PUT SOLE 100 PUT CHINA LIFE JUL 45 266sh./ct. PUTS - LONG 7 200 PUT SOLE 200 PUT COLONIAL BAN DEC 025 **** PUTS - LONG 1954939x1 122 900 PUT SOLE 900 PUT COLONIAL BAN DEC 22.50 PUTS - LONG 11 200 PUT SOLE 200 PUT COLONIAL BAN SEP 025 **** PUTS - LONG 105 1,100 PUT SOLE 1,100 PUT COLONIAL BAN SEP 22.50 PUTS - LONG 38 1,085 PUT SOLE 1,085 PUT CROCS INC DEC 030 CBOE ADJ 2 FOR 1 PUTS - LONG 2270469x9 135 1,000 PUT SOLE 1,000 PUT CROCS INC JAN 020 PUTS - LONG 49 1,400 PUT SOLE 1,400 PUT CROCS INC JAN 27.50 PUTS - LONG 22 200 PUT SOLE 200 PUT EAST WEST JAN 040 PSE PUTS - LONG 27579r9m8 140 500 PUT SOLE 500 PUT ENSCO INTL JAN 060 **** LONG TERM O PUTS - LONG 2b799w9m2wi 62 150 PUT SOLE 150 PUT FIRST BANCOR DEC12.50CBOE PUTS - LONG 3186729x2 160 800 PUT SOLE 800 PUT GLOBALSANTAF JAN 065 **** PUTS - LONG g3930e9m5wi 41 150 PUT SOLE 150 PUT INTERCONTI SEP 100 CBOE PUTS - LONG 45865v9u6 12 300 PUT SOLE 300 PUT ISHARES BRAZ DEC 060 CBOE PUTS - LONG 4w699w9x1wi 150 300 PUT SOLE 300 PUT ISHARES BRAZ JAN 060 CBOE LONG TERM O PUTS - LONG 4w003w9m6wi 252 450 PUT SOLE 450 PUT ISHARES MSCI DEC 080 **** PUTS - LONG 4w642w9x9 207 610 PUT SOLE 610 PUT ISHARES MSCI SEP 080 **** PUTS - LONG 4w642w9u5 72 300 PUT SOLE 300 PUT JARDEN CORP JAN 045 **** PUTS - LONG 4711099m2 231 593 PUT SOLE 593 PUT JARDEN CORP OCT 035 **** PUTS - LONG 4711099v2 13 289 PUT SOLE 289 PUT MBIA INC JAN 060 **** PUTS - LONG 554 1,205 PUT SOLE 1,205 PUT MBIA INC JAN 070 **** PUTS - LONG 388 400 PUT SOLE 400 PUT MBIA INC JAN 075 **** PUTS - LONG 134 100 PUT SOLE 100 PUT MORGAN STANL JAN 040 **** LONG TERM O PUTS - LONG 2419369m7 7 200 PUT SOLE 200 PUT NATL CITY CP JAN 035 AMEX PUTS - LONG 6354059m7 80 265 PUT SOLE 265 PUT NATL CITY CP JAN 040 AMEX PUTS - LONG 6354059m7 656 950 PUT SOLE 950 PUT NOBLE CORP JAN 090 **** LONG TERM O PUTS - LONG 6n699w9m3wi 77 150 PUT SOLE 150 PUT NYSE EURONXT JAN 085 **** PUTS - LONG 6n899w9m1wi 144 100 PUT SOLE 100 PUT NYSE EURONXT JAN 100 **** LONG TERM O PUTS - LONG 6n899w9m1 268 100 PUT SOLE 100 PUT OWENS & MINR SEP 040 AMEX PUTS - LONG 6907329u8 59 120 PUT SOLE 120 PUT POLARIS INDS SEP 050 AMEX PUTS - LONG 140 1,000 PUT SOLE 1,000 PUT REGION FINL AUG 035 **** PUTS - LONG 7591ep9t9 119 612 PUT SOLE 612 PUT S&P 500 INDX DEC 1450CBOE PUTS - LONG 12486q9x0wi 367 100 PUT SOLE 100 PUT STIFEL FINL OCT 050 **** PUTS - LONG 8606309v6wi 8 55 PUT SOLE 55 PUT SUPERVALU JUL 035 **** PUTS - LONG 8685369s4 1 200 PUT SOLE 200 PUT ZUMIEZ INC AUG 035 AMEX PUTS - LONG 9898179t0 14 150 PUT SOLE 150 PUT ZUMIEZ INC NOV 040 AMEX PUTS - LONG 9898179w3 135 300 PUT SOLE 300 PUT AMZN JAN 065 PUTS - LONG 265 500 PUT SOLE 500 PUT FMD JAN 055 PUTS - LONG 322 200 PUT SOLE 200 PUT ICE SEP 140 PUTS - LONG 150 200 PUT SOLE 200 PUT JARDEN OCT 040 PUTS - LONG 38 300 PUT SOLE 300 PUT JARDEN OCT 045 PUTS - LONG 292 884 PUT SOLE 884 PUT PII DEC 055 PUTS - LONG 391 850 PUT SOLE 850 PUTNAM PREMIER INCOME TRUST SBI MUTUAL FUNDS - LONG 746853100 99 15000 SH SOLE 15,000 SANDISK CORP COMMON STOCK - LONG 80004c101 1517 31,000 SH SOLE 31,000 SANDISK CORP SR NT CONV CONVERTIBLE BONDS - LONG 80004cac5 2636 3,000,000 PRN SOLE 3,000,000 SEABULK INTERNATIONAL INC SENIOR NOTE CORPORATE BONDS 1169pad3 5344 5,000,000 PRN SOLE 5,000,000 SOUTHWEST GAS CORP COMMON STOCK - LONG 44895102 1528 45,200 SH SOLE 45,200 STREETTRACKS GOLD TRUST COMMON STOCK - LONG 63307104 1954 30,400 SH SOLE 30,400 STRYKER CORP COMMON STOCK - LONG 63667101 1287 20,400 SH SOLE 20,400 SUN MICROSYSTEMS INC COM COMMON STOCK - LONG 66810104 964 183,200 SH SOLE 183,200 SUNAMERICA FOCUSED ALPHA LARGE CAP FD INC MUTUAL FUNDS - LONG 67038101 189 10000 SH SOLE 10,000 SWISS HELVETIA FUND INC MUTUAL FUNDS - LONG 70875101 423 23790 SH SOLE 23,790 SYPRIS SOLUTIONS INC COMMON STOCK - LONG 71655106 664 82,809 SH SOLE 82,809 TIME WARNER INC NEW COMMON STOCK - LONG 87317105 1243 59,100 SH SOLE 59,100 TRI-CONTINENTAL CORP MUTUAL FUNDS - LONG 95436103 1301 50,000 SH SOLE 50,000 TRIMBLE NAV LTD COMMON STOCK - LONG 96239100 2125 66000 SH SOLE 66,000 TYSON FOODS INC CL A COMMON STOCK - LONG 02494103 1152 50,000 SH SOLE 50,000 UNITED TECHNOLOGIES CORP COMMON STOCK - LONG 13017109 929 13100 SH SOLE 13,100 VALERO ENERGY CORP NEW COMMON STOCK - LONG 1913y100 680 9,200 SH SOLE 9,200 VIACOM INC NEW CL A COMMON STOCK - LONG 2553p102 374 9000 SH SOLE 9,000 XYRATEX LTD COMMON STOCK - LONG 98268108 328 14,734 SH SOLE 14,734 ZIMMER HOLDINGS INC COMMON STOCK - LONG 8956p102 1477 17,400 SH SOLE 17,400
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