-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HmrLmBCFnXAORbDtIO5jg91dKk9twLvf8shOQMNpmkqHP0hMRgR/HHltDo307Ze0 2cHKnQbmmvYJLH8CYblI3A== 0000950144-05-005407.txt : 20050512 0000950144-05-005407.hdr.sgml : 20050512 20050512124148 ACCESSION NUMBER: 0000950144-05-005407 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050331 FILED AS OF DATE: 20050512 DATE AS OF CHANGE: 20050512 EFFECTIVENESS DATE: 20050512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTTER CREEK MANAGEMENT INC CENTRAL INDEX KEY: 0001226779 IRS NUMBER: 650273191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10442 FILM NUMBER: 05823284 BUSINESS ADDRESS: STREET 1: 400 ROYAL PALM WAY STREET 2: #212 CITY: PALM BEACH STATE: FL ZIP: 33480 BUSINESS PHONE: 5618324110 13F-HR 1 g95278e13fvhr.txt OTTER CREEK MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3-31-05 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Otter Creek Management, Inc. ----------------------------------- Address: 400 Royal Palm Way ----------------------------------- Suite 212 ----------------------------------- Palm Beach, FL 33480 ----------------------------------- Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph W. O'Neill, Jr. ----------------------------- Title: Chief Financial Officer ----------------------------- Phone: 561-832-4110 ----------------------------- Signature, Place and Date of Signing: /s/ Joseph W. O'Neill, Jr. Palm Beach, FL 5-11-05 - -------------------------- --------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section] Form 13F File Number Name 28-___________________ _______________________________________ [Repeat as necessary FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------- Form 13F Information Table Entry Total: 194 ----------- Form 13F Information Table Value Total: 218,690 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report: [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. 13F File Number Name ___ 28-_________________ _____________________________ [Repeat as necessary] Otter Creek Management PORTFOLIO APPRAISAL 31-Mar-05 FOR M 13F SUMMARY PAGE Report Summary: Number of other Included Managers: - Form 13F Information Table Entry Total: 194 Form 13F Information Table Value Total: 218,690 FORM 13F INFORMATION TABLE
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED - ----------------------------------------------------------------------------------------------------------------------------------- 3COM CORP COM COMMON STOCK - LONG 885535104 886 249,000 SH SOLE 249,000 ABERDEEN ASIA PACIFIC INCOME FUND INC MUTUAL FUNDS - LONG 003009107 2111 348,378 SH SOLE 348,378 ACTIVISION INC NEW COMMON STOCK - LONG 004930202 217 14,666 SH SOLE 14,666 AMAZON COM INC CONV SUB NTS CONVERTIBLE BONDS - LONG 023135af3 7715 7,793,000 PRN SOLE 7,793,000 APACHE CORP COMMON STOCK - LONG 037411105 490 8,000 SH SOLE 8,000 APPLIED FILMS CORP COM COMMON STOCK - LONG 038197109 557 24,100 SH SOLE 24,100 APPLIED MATERIALS INC COMMON STOCK - LONG 038222105 203 12,500 SH SOLE 12,500 ARCHER-DANIELS-MIDLAND CO COMMON STOCK - LONG 039483102 735 29,900 SH SOLE 29,900 ATMEL CORP SUB CONVERTIBLE BONDS DEB CONV 0% 05-23-21 - LONG 049513ae4 461 1,000,000 PRN SOLE 1,000,000 AUTODESK INC COMMON STOCK - LONG 052769106 357 12,000 SH SOLE 12,000 AVAYA INC COMMON STOCK - LONG 053499109 175 15,000 SH SOLE 15,000 BAXTER INTERNATIONAL INC 7.00% PFD DUE 2/1 CONVERTIBLE PREFERRED 071813406 215 4,000 SH SOLE 4,000 BEA SYSTEMS INC COMMON STOCK - LONG 073325102 255 32,000 SH SOLE 32,000 BLACKROCK INCOME OPPORTUNITY TRUST INC MUTUAL FUNDS - LONG 092475102 109 10,000 SH SOLE 10,000 BOK FINANCIAL CORP NEW COMMON STOCK - LONG 05561q201 4201 103,280 SH SOLE 103,280 BORLAND SOFTWARE CORP COMMON STOCK - LONG 099849101 479 59,000 SH SOLE 59,000 BURLINGTON RESOURCES INC COMMON STOCK - LONG 122014103 9981 199,346 SH SOLE 199,346 CABLE & WIRELESS PLC AMERICAN DEPOSITORY SPONSORED ADR RECEIPTS 126830207 422 57,900 SH SOLE 57,900 CALL 3COM CORP JAN 005 **** LONG TERM O CALLS - LONG 88553n9a5 9 460 CALL SOLE 460 CALL BOSTON SCIEN APR 030 **** CALLS - LONG 1011379d1 3 70 CALL SOLE 70 CALL COLLINS & AI AUG 2.50PBW CALLS - LONG 1948309h0 2 100 CALL SOLE 100 CALL OUTBACK STEA APR 045 **** CALLS - LONG 6898999d6 12 100 CALL SOLE 100 CALL PARKER HANN APR 060 **** CALLS - LONG 7010949d8wi 25 130 CALL SOLE 130 CALL TIVO INC AUG 2.50**** CALLS - LONG 8887069h3 108 400 CALL SOLE 400 CALL WCI COMM JUN 035 PBW CALLS - LONG 92923c9f3 4 50 CALL SOLE 50 CISCO SYSTEMS INC COMMON STOCK - LONG 17275r102 268 15,000 SH SOLE 15,000 CNA FINANCIAL CORP NOTES CORPORATE BONDS 126117aj9 538 538,000 PRN SOLE 538,000 COMMERCE BANCORP INC-N.J. COMMON STOCK - LONG 200519106 422 13,000 SH SOLE 13,000 COMPANHIA VALE DO RIO AMERICAN DEPOSITORY DOCE SPONSORED ADR RECEIPTS 204412209 594 18,800 SH SOLE 18,800 CONAGRA FOODS INC COMMON STOCK - LONG 205887102 770 28,500 SH SOLE 28,500 CORILLIAN CORP COMMON STOCK - LONG 218725109 421 120,943 SH SOLE 120,943 CORNING INC CONV DEBS CONVERTIBLE BONDS - LONG 219350aj4 69 87,000 PRN SOLE 87,000 CYMER INC CONV SENIOR CONVERTIBLE BONDS SUB NOTE - LONG 232572ae7 2583 2,741,000 PRN SOLE 2,741,000 DAKTRONICS INC COMMON STOCK - LONG 234264109 346 16,000 SH SOLE 16,000 DAN RIVER INC NEW COMMON STOCK - LONG 23577p109 23 16,081 SH SOLE 16,081 DAN RIVER INC SENIOR DEFAULTED CORPORATE NOTES 144A CPN RT 12.75% BONDS 23528AA71 3 500,000 PRN SOLE 500,000 DEAN FOODS CO NEW COMMON STOCK - LONG 242370104 5457 159,100 SH SOLE 159,100 DEERE & CO COMMON STOCK - LONG 244199105 473 7,050 SH SOLE 7,050 DENDRITE INTERNATIONAL INC COMMON STOCK - LONG 248239105 281 20,000 SH SOLE 20,000 DEVON ENERGY CORP NEW SR DEB CONVERTIBLE BONDS - LONG 25179maa1 2295 2,000,000 PRN SOLE 2,000,000 DEVON ENERGY CORPORATION NEW COMMON STOCK - LONG 25179m103 748 15,672 SH SOLE 15,672 DEVON ENERGY CORPORATION NEW SR DEB CONV ZERO CPN CONVERTIBLE BONDS - LONG 25179MAD5 8365 14,299,000 PRN SOLE 4,299,000 DIGITAL RIVER INC COMMON STOCK - LONG 25388b104 249 8,000 SH SOLE 8,000 EBAY INC COMMON STOCK - LONG 278642103 6711 180,100 SH SOLE 180,100 EMERSON ELECTRIC CO COMMON STOCK - LONG 291011104 519 8,000 SH SOLE 8,000 ENDO PHARMACEUTICALS HLDGS INC COMMON STOCK - LONG 29264f205 361 16,000 SH SOLE 16,000 ENTEGRIS INC COMMON STOCK - LONG 29362U104 775 78,385 SH SOLE 78,385 EXPRESS SCRIPTS INC COMMON COMMON STOCK - LONG 302182100 349 4,000 SH SOLE 4,000 EXTREME NETWORKS INC CONVERTIBLE BONDS CONV NOTE - LONG 30226dab2 49 50,000 PRN SOLE 50,000 EXTREME NETWORKS INC CONV CONVERTIBLE BONDS NTS 144A - LONG 30226DAA4 295 300,000 PRN SOLE 300,000 EXULT INC CONV SENIOR CONVERTIBLE BONDS NOTE 144A - LONG 302284aa2 560 600,000 PRN SOLE 600,000 FINANCIAL INDUSTRIES CORP COMMON STOCK - LONG 317574101 3315 419,681 SH SOLE 419,681 FIRST DATA CORP COMMON STOCK - LONG 319963104 472 12,000 SH SOLE 12,000 FIRST HORIZON NATL CORP COMMON STOCK - LONG 320517105 1346 33,000 SH SOLE 33,000 FLOW INTERNATIONAL CORP COMMON STOCK - LONG 343468104 2027 336,743 SH SOLE 336,743 FRANKLIN MULTI INCOME TRUST SBI MUTUAL FUNDS - LONG 354021107 466 53,000 SH SOLE 53,000 FSI INTL INC COMMON STOCK - LONG 302633102 1217 287,657 SH SOLE 287,657
FORM 13F INFORMATION TABLE
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED - ----------------------------------------------------------------------------------------------------------------------------------- GABELLI DIVIDEND & INCOME FUND MUTUAL FUNDS - LONG 36242h104 269 15,000 SH SOLE 15,000 GANNETT CO INC COMMON STOCK - LONG 364730101 2724 34,450 SH SOLE 34,450 GAYLORD ENTERTAINMENT CO NEW COMMON STOCK - LONG 367905106 372 9,200 SH SOLE 9,200 GENERAL MOTORS CORP CONV SR DEB CL A PREFERRED STOCK 370442741 964 41,000 SH SOLE 41,000 GLOBALSTAR MEMBERSHIP UTS BASE CREDITOR COMMON STOCK - LONG 10 19,070 SH SOLE 19,070 GOODRICH CORPORATION (FRM B F GOODRICH CO) COMMON STOCK - LONG 382388106 613 16,000 SH SOLE 16,000 GOREMOTE INTERNET COMMUNICATIONS INC COMMON STOCK - LONG 382859106 600 392,581 SH SOLE 392,581 GREAT PLAINS ENERGY INC COM COMMON STOCK - LONG 391164100 3508 114,700 SH SOLE 114,700 GULF ISLAND FABRICATION INC COMMON STOCK - LONG 402307102 1897 80,869 SH SOLE 80,869 HANOVER COMPRESSOR CO CONV CONVERTIBLE BONDS ST NT - LONG 410768ac9 387 400,000 PRN SOLE 400,000 HARBOR GLOBAL COMPANY LTD LIMITED PARTNERSHIPS - LONG g4285w100 525 59,300 SH SOLE 59,300 HARMAN INTERNATIONAL INDUSTRIES INC-NEW COMMON STOCK - LONG 413086109 1106 12,500 SH SOLE 12,500 HELIX TECHNOLOGY CORP COMMON STOCK - LONG 423319102 1078 69,707 SH SOLE 69,707 HOME DEPOT INC COMMON STOCK - LONG 437076102 344 9,000 SH SOLE 9,000 HYPERION 2005 INVESTMENT GRADE OPPORTUNITY MUTUAL FUNDS - LONG 448918102 214 22,000 SH SOLE 22,000 INFOCUS CORP COM COMMON STOCK - LONG 45665B106 3346 582,930 SH SOLE 582,930 INGERSOLL RAND CO LTD CL A COMMON STOCK - LONG g4776g101 478 6,000 SH SOLE 6,000 INTEGRATED DEVICE TECH INC COMMON STOCK - LONG 458118106 602 50,000 SH SOLE 50,000 INTEL CORP COMMON STOCK - LONG 458140100 290 12,500 SH SOLE 12,500 INTERNAP NETWORK SVCS CORP COMMON STOCK - LONG 45885A102 213 361,050 SH SOLE 361,050 ISHARES TRUST 1-3 YR TREASURY INDEX FUND MUTUAL FUNDS - LONG 464287457 970 12,000 SH SOLE 12,000 IXYS CORP DEL COMMON STOCK - LONG 46600W106 890 77,824 SH SOLE 77,824 JOHNSON & JOHNSON COMMON STOCK - LONG 478160104 403 6,000 SH SOLE 6,000 LIBERTY MEDIA CORP SER A NEW COMMON STOCK - LONG 530718105 521 50,200 SH SOLE 50,200 LONE STAR TECHNOLOGIES INC SR SUB NT SER-B CORPORATE BONDS 542312ab9 14236 13,430,000 PRN SOLE 3,430,000 MASCO CORP COMMON STOCK - LONG 574599106 589 17,000 SH SOLE 17,000 MATTSON TECHNOLOGY INC COMMON STOCK - LONG 577223100 159 20,000 SH SOLE 20,000 MAVERICK TUBE CORP COM COMMON STOCK - LONG 577914104 5995 184,400 SH SOLE 184,400 MAXIM INTEGRATED PRODUCTS INC COMMON STOCK - LONG 57772k101 327 8,000 SH SOLE 8,000 MFS GOVERNMENT MARKETS INCOME TRUST-SBI MUTUAL FUNDS - LONG 552939100 65 10,000 SH SOLE 10,000 MICROCHIP TECHNOLOGY INC COMMON STOCK - LONG 595017104 221 8,500 SH SOLE 8,500 MISSION RESOURCES CORP SR NOTE CORPORATE BONDS 605109AE7 3195 3,000,000 PRN SOLE 3,000,000 MONROE BANCORP-IND COMMON STOCK - LONG 610313108 657 40,400 SH SOLE 40,400 MORGAN STANLEY GOVT INCOME TR MUTUAL FUNDS - LONG 61745P106 202 22,900 SH SOLE 22,900 MOTIVE INC COMMON STOCK - LONG 61980v107 105 10,500 SH SOLE 10,500 M-SYSTEMS/FLASH DISK PIONEERS LTD COMMON STOCK - LONG m7061c100 287 13,000 SH SOLE 13,000 NATURAL MICROSYSTEMS CONVERTIBLE BONDS - CORP CONV SUB NOTES LONG 638882aa8 998 1,000,000 PRN SOLE 1,000,000 NEW YORK TIMES CO-CL A COMMON STOCK - LONG 650111107 1353 37,000 SH SOLE 37,000 NEWMONT MINING CORP HOLDING CO NEW COMMON STOCK - LONG 651639106 887 21,000 SH SOLE 21,000 NIKE INC-CL B COMMON STOCK - LONG 654106103 887 10,644 SH SOLE 10,644 NOKIA CORP-SPONSORED AMERICAN DEPOSITORY ADR REPSTG 1 SER A FM RECEIPTS 654902204 1111 72,000 SH SOLE 72,000 NORFOLK SOUTHERN CORP COMMON STOCK - LONG 655844108 204 5,500 SH SOLE 5,500 NOVATEL WIRELESS INC COMMON STOCK - LONG 66987m604 602 56,000 SH SOLE 56,000 OAK INDUSTRIES INC CONVERTIBLE BONDS - SUB CONV NTS LONG 671400al3 3470 3,353,000 PRN SOLE 3,353,000 OCCIDENTAL PETE CORP COMMON STOCK - LONG 674599105 477 6,700 SH SOLE 6,700 OPENWAVE SYSTEMS INC NEW COMMON STOCK - LONG 683718308 134 11,000 SH SOLE 11,000 PANAMSAT CORP NEW NOTES CORPORATE BONDS 697933al3 1008 1,000,000 PRN SOLE 1,000,000 PARKER HANNIFIN CORP COMMON STOCK - LONG 701094104 981 16,100 SH SOLE 16,100 PERKINELMER INC COMMON STOCK - LONG 714046109 266 12,900 SH SOLE 12,900 POWER-ONE INC COMMON STOCK - LONG 739308104 1001 205,868 SH SOLE 205,868 PPG INDUSTRIES INC COMMON STOCK - LONG 693506107 343 4,800 SH SOLE 4,800 Progress Energy-CONT. VALUE OBLIG. COMMON STOCK - LONG 743263aa3 40 337,000 SH SOLE 337,000 PUT AMBAC FINL JAN 080 **** LONG TERM O PUTS - LONG 0e799w9m8wi 144 185 PUT SOLE 185 PUT BRINKER INTL APR 035 **** PUTS - LONG 1096419p7 5 180 PUT SOLE 180 PUT CENTEX CORP JAN 045 **** LONG TERM O PUTS - LONG 1k599w9m5 64 200 PUT SOLE 200 PUT CENTEX CORP JAN 055 **** LONG TERM O PUTS - LONG 1k599w9m5wi 315 500 PUT SOLE 500 PUT CENTEX CORP JAN 060 **** LONG TERM O PUTS - LONG 1k599w9m5wi 572 650 PUT SOLE 650 PUT CENTEX CORP JUL 060 CBOE PUTS - LONG 1523129s5wi 144 230 PUT SOLE 230 PUT CHICOS FAS AUG22.50**** ADJ 2 FOR 1 PUTS - LONG 1686159t1 10 200 PUT SOLE 200 PUT CHICOS FAS MAY22.50**** ADJ 2 FOR 1 PUTS - LONG 1686159q7 6 400 PUT SOLE 400 PUT COLONIAL BAN JUN22.50**** PUTS - LONG 1954939r4 284 1,421 PUT SOLE 1,421 PUT DANAHER CORP JAN 055 **** LONG TERM O PUTS - LONG 3t699w9m3wi 210 500 PUT SOLE 500 PUT EBAY INC JUL 045 **** ADJ 2 FOR 1 PUTS - LONG 2p799w9s8 213 260 PUT SOLE 260 PUT EBAY INC JUL 050 **** ADJ 2 FOR 1 PUTS - LONG 2p799w9s8wi 1170 900 PUT SOLE 900 PUT EBAY INC JUL 060 **** ADJ 2 FOR 1 PUTS - LONG 2p799w9s8wi 2290 1,000 PUT SOLE 1,000 PUT FIRST MARBLE JUN 060 CBOE PUTS - LONG 3207719r1wi 27 50 PUT SOLE 50 PUT FIRST MARBLE SEP 060 CBOE PUTS - LONG 3207719u4wi 74 100 PUT SOLE 100 PUT FIRST MARBLE SEP 065 CBOE PUTS - LONG 3207719u4wi 105 100 PUT SOLE 100 PUT FREEPORT-B JAN 040 **** LONG TERM O PUTS - LONG 2x999w9m2 273 515 PUT SOLE 515 PUT HARMAN INTL APR 125 AMEX PUTS - LONG 4130869p6 671 186 PUT SOLE 186 PUT HERMN MILLER AUG 030 CBOE PUTS - LONG 6005449t9 54 272 PUT SOLE 272 PUT MAF BANCORP AUG 045 AMEX PUTS - LONG 55261r9t7 16 40 PUT SOLE 40 PUT MAF BANCORP MAY 045 AMEX PUTS - LONG 55261r9q3 144 412 PUT SOLE 412 PUT MBIA INC JAN 050 **** LONG TERM O PUTS - LONG 5x599w9m3wi 234 450 PUT SOLE 450 PUT MBIA INC JAN 060 **** LONG TERM O PUTS - LONG 5x599w9m3wi 1042 1,032 PUT SOLE 1,032 PUT MBIA INC JAN 070 **** LONG TERM O PUTS - LONG 5x599w9m3wi 616 350 PUT SOLE 350 PUT NEW CENTURY JAN 040 **** LONG TERM O PUTS - LONG 6x099w9m7 144 287 PUT SOLE 287 PUT NEW CENTURY JAN 060 **** LONG TERM O PUTS - LONG 6x099w9m7wi 211 111 PUT SOLE 111 PUT NEW CENTURY MAY 065 **** PUTS - LONG 6435ev9q3wi 199 100 PUT SOLE 100 PUT NEW CENTURY MAY 070 **** PUTS - LONG 6435ev9q3wi 817 335 PUT SOLE 335 PUT POLARIS INDS JUN 060 AMEX PUTS - LONG 7310689r5wi 62 561 PUT SOLE 561 PUT POLARIS INDS JUN 065 AMEX PUTS - LONG 7310689r5wi 196 980 PUT SOLE 980 PUT POLARIS INDS SEP 055 AMEX PUTS - LONG 7310689u8wi 26 240 PUT SOLE 240 PUT POLARIS INDS SEP 060 AMEX PUTS - LONG 7310689u8wi 63 300 PUT SOLE 300 PUT POLARIS INDS SEP 065 AMEX PUTS - LONG 7310689u8wi 66 200 PUT SOLE 200 PUT PRIVATEBANCO SEP 035 PBW PUTS - LONG 7429629u9 9 20 PUT SOLE 20 PUT SAXON CAP JUL 025 **** PUTS - LONG 80556t9s7 81 100 PUT SOLE 100 PUT SOUTH FINL AUG 035 **** PUTS - LONG 8378419t4 40 100 PUT SOLE 100 PUT SOUTH FINL MAY 030 **** PUTS - LONG 8378419q0 17 300 PUT SOLE 300 PUT SOUTH FINL MAY 035 **** PUTS - LONG 8378419q0 92 215 PUT SOLE 215 PUT SOVEREIGN BA JAN 025 **** LONG TERM O PUTS - LONG 8460379m3 177 600 PUT SOLE 600 PUT TOLL BROS JAN 060 **** LONG TERM O PUTS - LONG 88947t9m1wi 80 200 PUT SOLE 200 PUT TOLL BROS JAN 085 **** PUTS - LONG 88947t9m1wi 520 400 PUT SOLE 400 PUT TOLL BROS JUN 080 **** PUTS - LONG 8894789r6wi 189 300 PUT SOLE 300 PUT WACHOVIA CRP JAN 050 **** LONG TERM O PUTS - LONG 9r299w9m5wi 867 2,710 PUT SOLE 2,710 PUT WACHOVIA CRP JAN 055 **** LONG TERM O PUTS - LONG 9r299w9m5wi 246 473 PUT SOLE 473 REGIONAL BK HOLDRS TR DEPOSITARY RCPT COMMON STOCK - LONG 75902e100 926 7,000 SH SOLE 7,000 RIO TINTO PLC SPONSORED ADR AMERICAN DEPOSITORY RECEIPTS 767204100 3127 24,100 SH SOLE 24,100 S&P 500 PROTECTED EQUITY FD INC MUTUAL FUNDS - LONG 78379p103 2220 249,445 SH SOLE 249,445 SCUDDER INTER GOVT TR SHS MUTUAL FUNDS - LONG 811163104 25336 3,593,777 SH SOLE 3,593,777 SEABULK INTERNATIONAL INC SENIOR NOTE CORPORATE BONDS 81169pad3 5750 5,000,000 PRN SOLE 5,000,000 SEABULK INTL INC COM COMMON STOCK - LONG 81169P101 4346 209,066 SH SOLE 209,066 SELECTICA INC DEL COMMON STOCK - LONG 816288104 419 130,000 SH SOLE 130,000 SILICON IMAGE INC COMMON STOCK - LONG 82705t102 231 23,000 SH SOLE 23,000 SKYWORKS SOLUTIONS INC COMMON STOCK - LONG 83088m102 239 37,600 SH SOLE 37,600 SOUTHWEST GAS CORP COM COMMON STOCK - LONG 844895102 4044 167,400 SH SOLE 167,400 SPORTS AUTHORITY INC NEW COMMON STOCK - LONG 84917u109 352 12,800 SH SOLE 12,800 ST JOSEPH CAPITAL CORP COMMON STOCK - LONG 790595102 794 23,400 SH SOLE 23,400 STEWART W.P. & CO LTD COMMON STOCK - LONG g84922106 657 29,000 SH SOLE 29,000 STREETTRACKS GOLD TRUST COMMON STOCK - LONG 863307104 437 10,200 SH SOLE 10,200 SUN MICROSYSTEMS INC COM COMMON STOCK - LONG 866810104 336 83,200 SH SOLE 83,200 SUN MICROSYSTEMS INC SR NOTE CORPORATE BONDS 866810ae4 177 170,000 PRN SOLE 170,000 SYMANTEC CORP COMMON STOCK - LONG 871503108 256 12,000 SH SOLE 12,000 SYPRIS SOLUTIONS INC COMMON STOCK - LONG 871655106 888 82,809 SH SOLE 82,809 TC PIPELINES LP UNIT COM LIMITED PARTNERSHIPS LTD PARTNERSHIP I - LONG 87233q108 275 7,683 SH SOLE 7,683 TESORO PETROLEUM CORP SR SUB NT CORPORATE BONDS 881609aj0 3218 3,000,000 PRN SOLE 3,000,000 TEXAS INSTRUMENTS INC COMMON STOCK - LONG 882508104 229 9,000 SH SOLE 9,000 THREE-FIVE SYS INC COMMON STOCK - LONG 88554L108 583 565,900 SH SOLE 565,900 TIME WARNER INC NEW COMMON STOCK - LONG 887317105 491 28,000 SH SOLE 28,000 TIVO INC COMMON STOCK - LONG 888706108 724 140,000 SH SOLE 140,000 TOLL BROTHERS INC COMMON STOCK - LONG 889478103 789 10,000 SH SOLE 10,000 TRIBUNE CO NEW COMMON STOCK - LONG 896047107 538 13,500 SH SOLE 13,500 TRIMBLE NAV LTD COMMON STOCK - LONG 896239100 4399 130,100 SH SOLE 130,100 TSAKOS ENERGY NAVIG USD1 COMMON STOCK - LONG g9108l108 352 8,000 SH SOLE 8,000 TTM TECHNOLOGIES INC COMMON STOCK - LONG 87305r109 805 76,918 SH SOLE 76,918 TUMBLEWEED COMMUNICATIONS CORP COMMON STOCK - LONG 899690101 162 58,800 SH SOLE 58,800 TYSON FOODS INC CL A COMMON STOCK - LONG 902494103 1309 78,500 SH SOLE 78,500 TYSON FOODS INC MEDIUM TERM NOTE CORPORATE BONDS 90247GAD0 3039 3,000,000 PRN SOLE 3,000,000 ULTRA CLEAN HOLDINGS INC COMMON STOCK - LONG 90385v107 705 115,492 SH SOLE 115,492 UNITED TECHNOLOGIES CORP COMMON STOCK - LONG 913017109 762 7,500 SH SOLE 7,500 VESTA INSURANCE GROUP INC COMMON STOCK - LONG 925391104 311 87,500 SH SOLE 87,500 VIACOM INC-CL A COMMON STOCK - LONG 925524100 738 21,055 SH SOLE 21,055 WCI COMMUNITIES INC COMMON STOCK - LONG 92923c104 301 10,000 SH SOLE 10,000 WEYERHAEUSER CO COMMON STOCK - LONG 962166104 377 5,500 SH SOLE 5,500 WORTHINGTON INDUSTRIES INC COMMON STOCK - LONG 981811102 521 27,000 SH SOLE 27,000 WYETH COM COMMON STOCK - LONG 983024100 316 7,500 SH SOLE 7,500 YAHOO INC COMMON STOCK - LONG 984332106 203 6,000 SH SOLE 6,000
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