-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RN+SqVZXgA/zm0+KfIk4AuLxeGqO6iL+zjAjwKj0enGEMy2rpulepoaC427G3B7r vfG6E4xuQbgpxKclM1Incg== 0000950144-04-005403.txt : 20040513 0000950144-04-005403.hdr.sgml : 20040513 20040513135812 ACCESSION NUMBER: 0000950144-04-005403 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040513 EFFECTIVENESS DATE: 20040513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTTER CREEK MANAGEMENT INC CENTRAL INDEX KEY: 0001226779 IRS NUMBER: 650273191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10442 FILM NUMBER: 04802273 BUSINESS ADDRESS: STREET 1: 400 ROYAL PALM WAY STREET 2: #212 CITY: PALM BEACH STATE: FL ZIP: 33480 BUSINESS PHONE: 5618324110 13F-HR 1 g89163e13fvhr.txt OTTER CREEK MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03-31-04 Check here if Amendment [ ]; Amendment Number: _______ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Otter Creek Management, Inc. Address: 400 Royal Palm Way, Ste. 212 Palm Beach, FL 33480 _____________________________ Form 13F File Number: 28-_______________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph W. O'Neill Jr. Title: Chief Financial Officer Phone: 561-832-4110 Signature, Place, and Date of Signing: /s/ Joseph W. O'Neill Jr. Palm Beach, FL May 12, 2004 - ------------------------- -------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------- ---------------------------------------- [Repeat as necessary.) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 214 ---------- Form 13F Information Table Value Total: 268,334 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE No. Form 13F File Number Name 28- _____ __________________ ________________________________ [Repeat as necessary.] Otter Creek Management PORTFOLIO APPRAISAL 31-Mar-04 FOR M 13F SUMMARY PAGE Report Summary: Number of other Included Managers: - Form 13F Information Table Entry Total: 214 Form 13F Information Table Value Total: 268,334 FORM 13F INFORMATION TABLE
SHARES/ OTHER VOTING AUTHORITY VALUE PRN SH/ PUT/ INVSTMT MANA- ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) AMT PRN CALL DSCRETN GERS SOLE SHARED - ---------------------------------------------------------------------------------------------------------------------------------- 3COM CORP COM COMMON STOCK 885535104 1970 279,000 SH SOLE 279,000 3M COMPANY COMMON STOCK 88579y101 491 6,000 SH SOLE 6,000 ABERDEEN ASIA PACIFIC INCOME FUND INC MUTUAL FUNDS - LONG 003009107 1532 233,878 SH SOLE 233,878 AMAZON COM INC CONV SUB NTS CONVERTIBLE BONDS - LONG 023135AF3 8399 8,244,000 PRN SOLE 8,244,000 AMDOCS LTD CONV CONVERTIBLE BONDS - LONG 02342tab5 6506 6,530,000 PRN SOLE 6,530,000 AMERICAN ELECTRIC POWER CO INC COMMON STOCK 025537101 560 17,000 SH SOLE 17,000 AMERICAN INTL GROUP CONVERTIBLE BONDS - LONG 026874an7 562 577,000 PRN SOLE 577,000 AMERICAN TOWER CORP CL A COMMON STOCK 029912201 238 21,000 SH SOLE 21,000 AMKOR TECH INC CONV SUB NT CONVERTIBLE BONDS - LONG 031652an0 1993 2,000,000 PRN SOLE 2,000,000 APACHE CORP COMMON STOCK 037411105 345 8,000 SH SOLE 8,000 APPLIED FILMS CORP COM COMMON STOCK 038197109 714 25,603 SH SOLE 25,603 APPLIED MATERIALS INC COMMON STOCK 038222105 214 10,000 SH SOLE 10,000 ARADIGM CORP COMMON STOCK 038505103 70 30,000 SH SOLE 30,000 ARCHER-DANIELS-MIDLAND CO COMMON STOCK 039483102 676 40,100 SH SOLE 40,100 ARTESYN TECHNOLOGIES INC COMMON STOCK 043127109 414 43,500 SH SOLE 43,500 ATARI INC COMMON STOCK 04651M105 1140 334,300 SH SOLE 334,300 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 378 9,000 SH SOLE 9,000 AXONYX INC COMMON STOCK 05461r101 147 22,500 SH SOLE 22,500 BANK MUTUAL CORPORATION COMMON STOCK 063750103 1045 93,400 SH SOLE 93,400 BAXTER INTERNATIONAL INC CONVERTIBLE 7.00% PFD DUE 2/1 PREFERRED 071813406 216 4,000 SH SOLE 4,000 BEA SYSTEMS INC SUB NT CV CONVERTIBLE BONDS - LONG 073325ad4 502 500,000 PRN SOLE 500,000 BENTON OIL & GAS CO SR NOTE CORPORATE BONDS 083288AE0 9741 9,680,000 PRN SOLE 9,680,000 BEST BUY COMPANY INC COMMON STOCK 086516101 1293 25,000 SH SOLE 25,000 BINDVIEW DEVELOPMENT CORP COMMON STOCK 090327107 187 55,000 SH SOLE 55,000 BLACKROCK INSURED MUNICIPAL 2008 TERM TRUS MUTUAL FUNDS - LONG 09247k109 295 17,000 SH SOLE 17,000 BOISE CASCADE CORP COMMON STOCK 097383103 357 10,300 SH SOLE 10,300 BOK FINANCIAL CORP NEW COMMON STOCK 05561Q201 1230 30,000 SH SOLE 30,000 BORLAND SOFTWARE CORP COMMON STOCK 099849101 454 50,000 SH SOLE 50,000 BOWATER INC DEBS -REG- CORPORATE BONDS 102183ac4 564 500,000 PRN SOLE 500,000 BRILLIAN CORPORATION COMMON STOCK 10949P107 511 59,197 SH SOLE 59,197 BROCADE COMMUNICATIONS SYSTEM INC CONV SUB NOTE CONVERTIBLE BONDS - LONG 111621AB4 6160 6,650,000 PRN SOLE 6,650,000 BURLINGTON RESOURCES INC COMMON STOCK 1.22E+08 14998 235,700 SH SOLE 235,700 CABLE & WIRELESS PLC AMERICAN DEPOSITORY SPONSORED ADR RECEIPTS 126830207 617 86,700 SH SOLE 86,700 CALL MICROSOFT CP JUL 025 **** CALLS - LONG 5949189g1 7 55 CALL SOLE 55 CALL NETIQ CORP APR12.50**** CALLS - LONG 6e399w9d6 11 75 CALL SOLE 75 CALL SWIFT TRANSP OCT 020 **** CALLS - LONG 8707569j4 10 80 CALL SOLE 80 CAMECO CORP COMMON STOCK 13321l108 423 8,500 SH SOLE 8,500 CELERITEK INC COMMON STOCK 150926103 220 67,600 SH SOLE 67,600 CELESTICA INC LIQUID YIELD CONVERTIBLE BONDS OPT NT - LONG 15101qaa6 4340 8,000,000 PRN SOLE 8,000,000 CENTILLIUM COMMUNICATIONS INC COMMON STOCK 152319109 46 10,100 SH SOLE 10,100 CHECKFREE CORP NEW COMMON STOCK 162813109 309 10,500 SH SOLE 10,500 CHICAGO BRIDGE & IRON CO NV COMMON STOCK 167250109 501 18,000 SH SOLE 18,000 CHRISTOPHER & BANKS CORP COMMON STOCK 171046105 253 12,000 SH SOLE 12,000 CHUBB CORP COMMON STOCK 171232101 382 5,500 SH SOLE 5,500 CIENA CORP CONV NT CONVERTIBLE BONDS - LONG 171779AA9 6790 7,340,000 PRN SOLE 7,340,000 CIRRUS LOGIC INC COMMON STOCK 172755100 152 20,000 SH SOLE 20,000 CITADEL BROADCASTING CORP CONV SUB NOTE 144A CONVERTIBLE BONDS - LONG 17285taa4 482 500,000 PRN SOLE 500,000 CLARENT CORP COMMON STOCK 180461105 10 600,000 SH SOLE 600,000 COMCAST CORP NEW CL A COMMON STOCK 20030n101 201 7,000 SH SOLE 7,000 COMVERSE TECHNOLOGY INC CONVERTIBLE BONDS CON SR DEB - LONG 205862AJ4 5084 5,235,000 PRN SOLE 5,235,000 CONAGRA FOODS INC COMMON STOCK 205887102 539 20,000 SH SOLE 20,000 CONSECO INC PFD PREFERRED STOCK 208464875 2344 92,487 SH SOLE 92,487 CORILLIAN CORP COMMON STOCK 218725109 99 20,000 SH SOLE 20,000 CORNING INC COMMON STOCK 219350105 112 10,000 SH SOLE 10,000 CORNING INC CONV DEBS CONVERTIBLE BONDS - LONG 219350aj4 68 87,000 PRN SOLE 87,000 CROSS COUNTRY HEALTHCARE INC COMMON STOCK 227483104 433 26,000 SH SOLE 26,000 DEAN FOODS CO NEW COMMON STOCK 242370104 1723 51,600 SH SOLE 51,600 DELL INC COMMON STOCK 24702r101 269 8,000 SH SOLE 8,000 DELPHI CORP COMMON STOCK 247126105 498 50,000 SH SOLE 50,000 DEVON ENERGY CORPORATION NEW COMMON STOCK 25179M103 2373 40,800 SH SOLE 40,800 DEVON ENERGY CORPORATION NEW SR DEB CONV ZERO CPN CONVERTIBLE BONDS - LONG 25179MAD5 8749 15,799,000 PRN SOLE 15,799,000 DIAMONDS TRUST-UNIT SERIES 1 COMMON STOCK 252787106 312 3,000 SH SOLE 3,000 DIEBOLD INC COMMON STOCK 253651103 433 9,000 SH SOLE 9,000 DIRECTV GROUP INC COMMON STOCK 25459l106 317 20,580 SH SOLE 20,580 EATON CORP COMMON STOCK 278058102 562 10,000 SH SOLE 10,000 ELECTRONIC ARTS INC COMMON STOCK 285512109 243 4,500 SH SOLE 4,500 ENSCO INTERNATIONAL INC COMMON STOCK 26874q100 423 15,000 SH SOLE 15,000
FORM 13F INFORMATION TABLE
SHARES/ OTHER VOTING AUTHORITY VALUE PRN SH/ PUT/ INVSTMT MANA- ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) AMT PRN CALL DSCRETN GERS SOLE SHARED - ---------------------------------------------------------------------------------------------------------------------------------- ENTEGRIS INC COMMON STOCK 29362U104 285 22,500 SH SOLE 22,500 EXPRESS SCRIPTS INC COMMON COMMON STOCK 302182100 522 7,000 SH SOLE 7,000 EXTREME NETWORKS INC CONVERTIBLE BONDS CONV NOTE - LONG 30226DAB2 1938 2,000,000 PRN SOLE 2,000,000 EXTREME NETWORKS INC CONVERTIBLE BONDS CONV NTS 144A - LONG 30226DAA4 630 650,000 PRN SOLE 650,000 EXULT INC CONV SENIOR NOTE 144A 2.5% 10-08 CONVERTIBLE BONDS - LONG 302284aa2 558 600,000 PRN SOLE 600,000 EXULT INC DEL COMMON STOCK 302284104 125 20,000 SH SOLE 20,000 FEDEX CORP COMMON STOCK 31428x106 346 4,600 SH SOLE 4,600 FINANCIAL INDUSTRIES CORP COMMON STOCK 317574101 5565 419,681 SH SOLE 419,681 FLEXTRONICS INTERNATIONAL LTD COMMON STOCK y2573f102 258 15,000 SH SOLE 15,000 FLOW INTL INC COMMON STOCK 343468104 1489 458,222 SH SOLE 458,222 FREEPORT MCMORAN COPPER & GOLD INC-CL B COMMON STOCK 35671D857 949 24,270 SH SOLE 24,270 FSI INTL INC COMMON STOCK 302633102 2202 269,479 SH SOLE 269,479 GABELLI DIVIDEND & INCOME FUND MUTUAL FUNDS - LONG 36242h104 288 15,000 SH SOLE 15,000 GANNETT CO INC COMMON STOCK 364730101 1216 13,800 SH SOLE 13,800 GAYLORD ENTERTAINMENT CO NEW COMMON STOCK 367905106 464 15,000 SH SOLE 15,000 GLATFELTER COMMON STOCK 377316104 238 21,200 SH SOLE 21,200 GLOBALSTAR CAP CORP SR NOTE DEFAULTED CORPORATE 11.25% 6/15/04 BONDS 379363al8 89 8,850,000 PRN SOLE 8,850,000 GLOBALSTAR L P / GLOBALSTAR CAP CORP SR NOTE DEFAULTED CORPORATE 11.50% 06/01/20 BONDS 379363ar5 6 640,000 PRN SOLE 640,000 GLOBALSTAR L P CAP CORP SR NOTE DEFAULTED CORPORATE 11.375% 02/15/2004 BONDS 379363ak0 34 3,000,000 PRN SOLE 3,000,000 GLOBALSTAR LP /GLOBALSTAR CAP CORP SR NOTE 10.75% DEFAULTED CORPORATE 11/01/2004 BONDS 379363ap9 26 2,550,000 PRN SOLE 2,550,000 GREAT LAKES CHEMICAL CORP COMMON STOCK 390568103 1424 59,700 SH SOLE 59,700 GREAT PLAINS ENERGY INC COM COMMON STOCK 391164100 2470 73,100 SH SOLE 73,100 GRIC COMMUNICATIONS INC COMMON STOCK 398081109 856 255,400 SH SOLE 255,400 GULF ISLAND FABRICATION INC COMMON STOCK 402307102 1283 63,067 SH SOLE 63,067 HARBOR GLOBAL COMPANY LTD LIMITED PARTNERSHIPS - LONG g4285w100 600 58,800 SH SOLE 58,800 HOME DEPOT INC COMMON STOCK 437076102 448 12,000 SH SOLE 12,000 HYPERION 2005 INVESTMENT GRADE OPPORTUNITY MUTUAL FUNDS - LONG 448918102 213 22,000 SH SOLE 22,000 IKON OFFICE SOLUTIONS CORPORATE BONDS 451713ab7 2554 2,500,000 PRN SOLE 2,500,000 INFOCUS CORP COM COMMON STOCK 45665B106 5555 594,149 SH SOLE 594,149 INGERSOLL RAND CO LTD CL A COMMON STOCK g4776g101 338 5,000 SH SOLE 5,000 INTEGRATED CIRCUIT SYS INC COMMON STOCK 45811k208 451 18,000 SH SOLE 18,000 INTEGRATED DEVICE TECH INC COMMON STOCK 458118106 1050 70,000 SH SOLE 70,000 INTEGRATED SILICON SOLUTION INC COMMON STOCK 45812p107 177 10,000 SH SOLE 10,000 INTEL CORP COMMON STOCK 458140100 258 9,500 SH SOLE 9,500 INTERNAP NETWORK SVCS CORP COMMON STOCK 45885A102 703 408,850 SH SOLE 408,850 INTERNATIONAL RECTIFIER CORP CONVERTIBLE BONDS SUB NT CONV - LONG 460254AE5 7144 7,100,000 PRN SOLE 7,100,000 IOMEGA CORP NEW COMMON STOCK 462030305 192 34,400 SH SOLE 34,400 ISHARES TRUST 1-3 YR TREASURY INDEX FUND MUTUAL FUNDS - LONG 464287457 3485 42,000 SH SOLE 42,000 IXYS CORP DEL COMMON STOCK 46600W106 1018 108,315 SH SOLE 108,315 JOHNSON CONTROLS INC COMMON STOCK 478366107 503 8,508 SH SOLE 8,508 KERR MCGEE CORP DECS % EXCHANGEABLE INTO C PREFERRED STOCK 492386305 2905 58,100 SH SOLE 58,100 KNBT BANCORP INC COMMON STOCK 482921103 177 10,000 SH SOLE 10,000 LIBERTY MEDIA CORP SER A NEW COMMON STOCK 530718105 440 40,200 SH SOLE 40,200 LIMITED BRANDS INC COMMON STOCK 532716107 390 19,500 SH SOLE 19,500 LINEAR TECHNOLOGY CORP COMMON STOCK 535678106 492 13,300 SH SOLE 13,300 LONE STAR TECHNOLOGIES INC SR SUB NT SER-B CORPORATE BONDS 542312AB9 15430 15,430,000 PRN SOLE 15,430,000 MAGNETEK INC COMMON STOCK 559424106 748 99,000 SH SOLE 99,000 MAVERICK TUBE CORP COM COMMON STOCK 577914104 4988 211,800 SH SOLE 211,800 MCDATA CORP CL B COMMON STOCK 580031102 103 15,000 SH SOLE 15,000 MERCURY INTERACTIVE CORP CONVERTIBLE BONDS SUB NT CONV - LONG 589405AB5 3178 3,150,000 PRN SOLE 3,150,000 MFS GOVERNMENT MARKETS INCOME TRUST-SBI MUTUAL FUNDS - LONG 552939100 69 10,000 SH SOLE 10,000 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 252 9,500 SH SOLE 9,500 MICROSOFT CORP COMMON STOCK 594918104 250 10,000 SH SOLE 10,000 MISSION RESOURCES CORP COMMON STOCK 605109107 49 15,000 SH SOLE 15,000 MONROE BANCORP-IND COMMON STOCK 610313108 655 40,400 SH SOLE 40,400 MONY GROUP INC COMMON STOCK 615337102 534 17,000 SH SOLE 17,000 MORGAN STANLEY GOVT INCOME TR MUTUAL FUNDS - LONG 61745p106 40 4,400 SH SOLE 4,400 NASTECH PHARMACEUTICAL CO INC NEW ($0.006 COMMON STOCK 631728409 230 17,400 SH SOLE 17,400 NATIONAL-OILWELL INC COMMON STOCK 637071101 2404 85,000 SH SOLE 85,000 NEW YORK COMMUNITY BANCORP INC COMMON STOCK 649445103 617 18,000 SH SOLE 18,000 OAK INDUSTRIES INC SUB CONVERTIBLE BONDS CONV NTS - LONG 671400al3 1375 1,353,000 PRN SOLE 1,353,000 OBJECT FX PREFERRED STOCK 0 50,000 SH SOLE 50,000 OCCIDENTAL PETE CORP COMMON STOCK 674599105 322 7,000 SH SOLE 7,000 OUTBACK STEAKHOUSE INC COMMON STOCK 689899102 244 5,000 SH SOLE 5,000 PANAMSAT CORP NEW NOTE CORPORATE BONDS 697933ak5 204 200,000 PRN SOLE 200,000 PANAMSAT CORP NEW NOTES CORPORATE BONDS 697933al3 1039 1,000,000 PRN SOLE 1,000,000 PARK ELECTROCHEMICAL COM COMMON STOCK 700416209 633 25,000 SH SOLE 25,000 PC-TEL INC COM COMMON STOCK 69325Q105 1171 113,400 SH SOLE 113,400 PFIZER INC COMMON STOCK 717081103 1174 33,500 SH SOLE 33,500 PLANAR SYSTEMS INC COMMON STOCK 726900103 1052 73,954 SH SOLE 73,954 PNC FINANCIAL SVCS GROUP INC COMMON STOCK 693475105 294 5,300 SH SOLE 5,300 POWER-ONE INC COMMON STOCK 739308104 369 33,400 SH SOLE 33,400 POWERWAVE TECHNOLOGIES INC COMMON STOCK 739363109 133 17,000 SH SOLE 17,000 PRAXAIR INC COMMON STOCK 74005p104 527 14,200 SH SOLE 14,200 Progress Energy-CONT. VALUE OBLIG. COMMON STOCK 743263aa3 74 337,000 SH SOLE 337,000 PUT AMAZON COM APR 050 **** PUTS - LONG 0231359p3wi 340 500 PUT SOLE 500 PUT AMAZON COM APR 065 **** PUTS - LONG 0231359p3wi 1090 500 PUT SOLE 500 PUT APPLIED MAT JAN 025 **** LONG TERM O PUTS - LONG 03822h9m6 400 800 PUT SOLE 800 PUT AVID TECHNOL JUN 050 **** PUTS - LONG 05367p9r3wi 99 150 PUT SOLE 150 PUT CENTEX CORP OCT57.50CBOE ADJ 2 FOR 1 PUTS - LONG 1523129v8 576 800 PUT SOLE 800
FORM 13F INFORMATION TABLE
SHARES/ OTHER VOTING AUTHORITY VALUE PRN SH/ PUT/ INVSTMT MANA- ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) AMT PRN CALL DSCRETN GERS SOLE SHARED - ---------------------------------------------------------------------------------------------------------------------------------- PUT COLONIAL BAN JUN 020 **** PUTS - LONG 1954939r4 62 270 PUT SOLE 270 PUT COLONIAL BAN SEP 020 **** PUTS - LONG 1954939u7 756 2,750 PUT SOLE 2,750 PUT COLONIAL BAN SEP17.50**** PUTS - LONG 1954939u7 16 150 PUT SOLE 150 PUT CORNING INC AUG 015 **** PUTS - LONG 2193509t4 195 500 PUT SOLE 500 PUT CORNING INC AUG17.50**** PUTS - LONG 2193509t4 488 800 PUT SOLE 800 PUT CORNING INC JAN 015 **** LONG TERM O PUTS - LONG 2193529m5 440 1,000 PUT SOLE 1,000 PUT COUNTRYWIDE JAN63.375**** ADJ 3 FOR 2 PUTS - LONG 2k699w9m3 444 400 PUT SOLE 400 PUT DANAHER CORP JAN 085 **** LONG TERM O PUTS - LONG 2f699w9m4wi 86 200 PUT SOLE 200 PUT DANAHER CORP JAN 095 **** LONG TERM O PUTS - LONG 2f699w9m4wi 134 150 PUT SOLE 150 PUT INTUIT INC JUL 050 **** PUTS - LONG 4612029s4wi 427 700 PUT SOLE 700 PUT ISHARES S&P AUG 140 AMEX PUTS - LONG 4a399w9t1wi 64 100 PUT SOLE 100 PUT JUNIPER NTWK 2005 JAN 020 PUTS - LONG 48203u9m1 152 800 PUT SOLE 800 PUT JUNIPER NTWK APR 020 **** PUTS - LONG 51199w9p0 4 700 PUT SOLE 700 PUT JUNIPER NTWK JAN 025 **** LONG TERM O PUTS - LONG 48203u9m1 449 1,150 PUT SOLE 1,150 PUT KLA-TENCOR JAN 060 **** LONG TERM O PUTS - LONG 4819259m9wi 528 400 PUT SOLE 400 PUT OIL SVC HLDR JUL 075 **** PUTS - LONG 6780029s7wi 108 150 PUT SOLE 150 PUT POLARIS INDS JUN 045 AMEX ADJ 2 FOR 1 PUTS - LONG 7310689r5 105 600 PUT SOLE 600 PUT REGIONAL BK AUG 135 **** PUTS - LONG 75902e9t9 21 30 PUT SOLE 30 PUT S&P 500 INDX JUN 1150CBOE LONG TERM O PUTS - LONG 12486p9r5 1479 150 PUT SOLE 150 PUT S&P 500 INDX SEP 1150CBOE PUTS - LONG 12486t9u0wi 313 50 PUT SOLE 50 PUT SCIENTIFIC A JAN 030 **** LONG TERM O PUTS - LONG 80865p9m4 21 50 PUT SOLE 50 PUT SILICON LABS APR 055 AMEX PUTS - LONG 8269199p9wi 45 140 PUT SOLE 140 PUT SOUTHWEST BK AUG 040 **** PUTS - LONG 84476r9t8 54 150 PUT SOLE 150 PUT SOUTHWEST BK MAY 035 **** PUTS - LONG 84476r9q4 1 10 PUT SOLE 10 PUT TIFFANY & CO JAN 045 **** LONG TERM O PUTS - LONG 8865499m8 112 135 PUT SOLE 135 PUT WACHOVIA CRP JAN 045 **** LONG TERM O PUTS - LONG 33736d9m7 480 1,371 PUT SOLE 1,371 PUT WACHOVIA CRP JAN 050 **** LONG TERM O PUTS - LONG 33736d9m7wi 568 1,014 PUT SOLE 1,014 RF MICRO DEVICES INC CONVERTIBLE BONDS SUB NT CONV - LONG 749941AB6 11252 11,266,000 PRN SOLE 11,266,000 SBC COMMUNICATIONS INC COMMON STOCK 78387g103 221 9,000 SH SOLE 9,000 SCUDDER INTER GOVT TR SHS MUTUAL FUNDS - LONG 811163104 7782 1,127,841 SH SOLE 1,127,841 SEABULK INTL INC COM COMMON STOCK 81169P101 5655 635,411 SH SOLE 635,411 SELECTICA INC DEL COMMON STOCK 816288104 720 131,800 SH SOLE 131,800 SIMPLETECH INC COMMON STOCK 828823104 283 59,600 SH SOLE 59,600 SMITH MICRO SOFTWARE INC COMMON STOCK 832154108 95 40,000 SH SOLE 40,000 SMITHFIELD FOODS INC COMMON STOCK 832248108 542 20,000 SH SOLE 20,000 SOUTHWALL TECHNOLOGIES INC COMMON STOCK 844909101 20 20,000 SH SOLE 20,000 SOUTHWEST GAS CORP COM COMMON STOCK 844895102 3945 168,600 SH SOLE 168,600 SPINNAKER EXPL CO COMMON STOCK 84855w109 485 13,500 SH SOLE 13,500 SPX CORP COMMON STOCK 784635104 250 5,500 SH SOLE 5,500 STANDARD & POORS DEPOSITARY RECEIPTS (SPDR COMMON STOCK 78462f103 894 7,900 SH SOLE 7,900 STANLEY WORKS COMMON STOCK 854616109 316 7,400 SH SOLE 7,400 SUN MICROSYSTEMS INC COM COMMON STOCK 866810104 578 139,000 SH SOLE 139,000 SUN MICROSYSTEMS INC SR NOTE CORPORATE BONDS 866810ad6 5999 5,891,000 PRN SOLE 5,891,000 SUN MICROSYSTEMS INC SR NOTE CORPORATE BONDS 866810ae4 186 170,000 PRN SOLE 170,000 SUNNCOMM INTERNATIONAL INC COMMON STOCK 86744m101 153 2,545,000 SH SOLE 2,545,000 SYMANTEC CORP COMMON STOCK 871503108 417 9,000 SH SOLE 9,000 SYPRIS SOLUTIONS INC COMMON STOCK 871655106 1245 73,209 SH SOLE 73,209 TAIWAN SEMICONDUCTOR MFG CO AMERICAN LTD-SPONSORED DEPOSITORY RECEIPTS 874039100 157 15,000 SH SOLE 15,000 TAKE-TWO INTERACTIVE SOFTWARE INC COMMON STOCK 874054109 478 13,000 SH SOLE 13,000 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 205 7,000 SH SOLE 7,000 THREE-FIVE SYS INC COMMON STOCK 88554L108 3808 581,300 SH SOLE 581,300 TIDEWATER INC COMMON STOCK 886423102 934 33,200 SH SOLE 33,200 TIME WARNER INC NEW COMMON STOCK 887317105 337 20,000 SH SOLE 20,000 TIVO INC COMMON STOCK 888706108 459 51,600 SH SOLE 51,600 TOO INC COMMON STOCK 890333107 314 15,000 SH SOLE 15,000 TRIBUNE CO NEW COMMON STOCK 896047107 277 5,500 SH SOLE 5,500 TRIMBLE NAV LTD COMMON STOCK 896239100 6380 278,250 SH SOLE 278,250 TRIQUINT SEMICONDUCTOR CONVERTIBLE BONDS INC CONV SUB NOTE REGD - LONG 89674kab9 1584 1,590,000 PRN SOLE 1,590,000 TTM TECHNOLOGIES INC COMMON STOCK 87305r109 357 29,000 SH SOLE 29,000 TUPPERWARE CORP COMMON STOCK 899896104 926 52,000 SH SOLE 52,000 TYSON FOODS INC CL A COMMON STOCK 902494103 2256 125,000 SH SOLE 125,000 TYSON FOODS INC MEDIUM TERM NOTE CORPORATE BONDS 90247GAD0 3165 3,000,000 PRN SOLE 3,000,000 US BANCORP DEL COM NEW COMMON STOCK 902973304 415 15,000 SH SOLE 15,000 VESTA INSURANCE GROUP INC COMMON STOCK 925391104 382 87,500 SH SOLE 87,500 VIACOM INC-CL A COMMON STOCK 925524100 478 12,100 SH SOLE 12,100 WATCHGUARD TECHNOLOGIES INC COMMON STOCK 941105108 506 64,700 SH SOLE 64,700 WESTAIM CORP COM COMMON STOCK 956909105 72 28,800 SH SOLE 28,800
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